Primary Holding
Under the doctrine of separation of powers, courts cannot issue coercive process to compel a legislative body or its members to take any particular action, even if the legislative act complained of may be legally erroneous; and a legislative chamber retains an inherent power, not transferred to the Electoral Tribunal by the Constitution, to defer the oath-taking and seating of members whose elections are under protest.
Background
The 1935 Constitution, as amended in 1940, created Electoral Tribunals for the Senate and the House of Representatives, designating each as "the sole judge of all contests relating to the election, returns, and qualifications of their respective members." Before the Commonwealth Constitution, each house of the Philippine Legislature had been the sole judge of the elections, returns, and qualifications of its own members. The Constitutional Convention debates revealed a deliberate distinction between the general power over elections and qualifications and the narrower jurisdiction over "all contests" relating thereto, the latter being transferred to the Electoral Tribunal while residual powers—such as the authority to defer oath-taking—arguably remained with the legislative chamber. National elections were held on April 23, 1946, producing sixteen senators-elect who were proclaimed by the Commission on Elections on May 23, 1946, against the backdrop of reported terrorism and violence in four Central Luzon provinces.
History
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Senate, May 25, 1946 — Convened and elected officers; Senator Pendatun proposed a resolution deferring the oath-taking and seating of petitioners Vera, Diokno, and Romero pending resolution of election protests against them.
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Supreme Court (Justice Perfecto), May 27, 1946 — Petitioners filed original action for prohibition with preliminary injunction; Justice Perfecto issued a preliminary injunction upon filing of a ₱1,000 cash bond.
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Supreme Court En Banc, May 29, 1946 — Specially convened to consider the preliminary injunction; set the matter for hearing on June 1, 1946; Chief Justice and Justices Paras, Hilado, and Bengzon voted to dissolve the injunction in the meantime.
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Supreme Court En Banc, June 3, 1946 — Dissolved the preliminary injunction, expressing trust that respondents would not carry out the alleged acts during the pendency of the proceeding; Justice Perfecto dissented.
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Supreme Court, August 31, 1946 — Dismissed the petition for lack of jurisdiction, holding that the Court cannot direct the Senate to take any particular action and that the Senate retained inherent power to defer oath-taking of contested members; no costs.
Facts
The national elections of April 23, 1946, produced sixteen senators-elect, who were proclaimed by the Commission on Elections on May 23, 1946, pursuant to section 11 of Commonwealth Act No. 725. Among those proclaimed were Jose O. Vera, Ramon Diokno, and Jose E. Romero. The Commission's report to the President and Congress, submitted pursuant to a constitutional provision, stated that in the Provinces of Pampanga, Nueva Ecija, Bulacan, and Tarlac, acts of terrorism, violence, and intimidation had occurred in connection with the elections, such that the voting in those provinces did not reflect the true and free expression of the popular will. The Commission expressly stated, however, that it was without jurisdiction to determine whether the votes cast in those provinces were valid or invalid. One member of the Commission, Vicente de Vera, filed a minority report asserting that the terrorism in the four provinces was such that, if the elections there were annulled, petitioners Vera, Diokno, and Romero would not have been declared elected.
When the Senate convened on May 25, 1946, it proceeded to elect its officers, with respondent Jose A. Avelino elected Senate President. Thereafter, Senator Salipada Pendatun proposed a resolution referring to the Commission on Elections report and ordering that, pending the hearing and decision of protests lodged against their election, petitioners Vera, Diokno, and Romero shall not be sworn nor seated as members of the chamber. The resolution recited the Commission's findings on terrorism, the minority report of Commissioner de Vera, the report of the Provost Marshal, and the fact that protests had been filed with the Senate Electoral Tribunal on the basis of those findings. According to the dissenting account, the Senate had initially agreed to postpone further debate on the resolution to May 27, 1946, but after all minority senators walked out during consideration of another matter, the twelve remaining majority senators approved the resolution, notwithstanding the absence of a constitutional quorum.
Petitioners immediately instituted an original action before the Supreme Court against their colleagues responsible for the resolution, praying for an order annulling it and compelling respondents to permit them to occupy their seats and exercise their senatorial prerogatives. Justice Perfecto issued a preliminary injunction on May 27, 1946, upon the filing of a ₱1,000 cash bond. The Court en banc, specially convened on May 29, 1946, set the matter for hearing and subsequently dissolved the injunction on June 3, 1946, without deciding whether its issuance was justified, but expressing trust that respondents would not carry out the acts alleged in the petition during the pendency of the proceeding. Petitioners filed a motion for reconsideration on June 8, 1946, which remained unacted upon. Respondents, for their part, traversed the jurisdiction of the Court and asserted the validity of the Pendatun Resolution.
Arguments of the Petitioners
- Jurisdiction: Petitioners maintained that the Supreme Court had jurisdiction over the controversy, invoking Angara vs. Electoral Commission as having modified the non-interference doctrine of Alejandrino vs. Quezon and establishing the Court's power to resolve conflicts between constitutional bodies.
- Nullity of the Resolution: Petitioners argued that the Pendatun Resolution was null and void, as it encroached upon the exclusive jurisdiction of the Senate Electoral Tribunal as the sole judge of all contests relating to the election, returns, and qualifications of Senate members.
- Duty to Admit: Petitioners asserted that section 12 of Commonwealth Act No. 725 imposed upon respondents a legally inescapable duty to permit petitioners to assume office and take part in the regular session, the provision stating that candidates proclaimed elected by the Commission on Elections "shall assume office" on May 25, 1946.
- Coercive Relief: Petitioners prayed for a writ of prohibition to prevent respondents from enforcing the resolution and from preventing them from continuing in their seats and freely exercising their functions as senators.
Arguments of the Respondents
- No Jurisdiction: Respondents countered that the Supreme Court lacked jurisdiction under the separation-of-powers doctrine, arguing that the Court could not issue coercive process against a coordinate legislative department or its members, as held in Alejandrino vs. Quezon.
- Validity of the Resolution: Respondents asserted the validity of the Pendatun Resolution, maintaining that the Senate retained an inherent power of self-preservation to defer the oath-taking and seating of members whose elections were under protest.
- Prohibition Inapplicable: Respondents argued that prohibition does not lie, as their functions in adopting the resolution were legislative and discretionary in character, not judicial or ministerial as required by Rule 67 of the Rules of Court.
- Statutory Duty Misconstrued: The Solicitor General contended that section 12 of Commonwealth Act No. 725 was addressed to the individual member of Congress, imposing on him the obligation to come to Manila and join the regular session, but did not imply that the House was powerless to postpone his admission if he were disqualified.
- Parliamentary Immunity: Respondents invoked the constitutional privilege that senators and congressmen shall not be questioned in any other place for any speech or debate in Congress, which the United States Supreme Court had interpreted to include the giving of a vote or the presentation of a resolution.
Issues
- Jurisdiction: Whether the Supreme Court has jurisdiction to entertain the petition and issue coercive process against the Senate or its members under the separation-of-powers doctrine.
- Propriety of Prohibition: Whether the writ of prohibition lies against respondents, whose functions in adopting the Pendatun Resolution were legislative rather than judicial or ministerial.
- Senate's Authority to Defer Oath-Taking: Whether the Senate exceeded its constitutional powers in adopting the Pendatun Resolution, given the creation of the Electoral Tribunal as the sole judge of all contests relating to the election, returns, and qualifications of its members.
- Statutory Duty Under CA No. 725: Whether section 12 of Commonwealth Act No. 725 imposed a ministerial duty on respondents to permit petitioners to assume office and participate in the Senate session.
- Parliamentary Immunity: Whether the constitutional privilege against being questioned for speeches, debates, votes, or resolutions in Congress bars the petition.
Ruling
- Jurisdiction: No. The Court lacks jurisdiction to issue coercive process directing the Senate or its members to take any particular action, the separation-of-powers doctrine precluding judicial interference with purely legislative functions, as held in Alejandrino vs. Quezon.
- Propriety of Prohibition: No. Prohibition under Rule 67 applies only to tribunals, corporations, boards, or persons exercising judicial or ministerial functions; respondents' functions in adopting the resolution were legislative, falling beyond the scope of the writ.
- Senate's Authority to Defer Oath-Taking: No, the Senate did not exceed its powers. The Constitution transferred to the Electoral Tribunal only jurisdiction over "all contests" relating to elections, not the entire range of powers regarding elections and qualifications; the power to defer oath-taking, being neither transferred to nor assumed by the Electoral Tribunal, remained with the Senate as an inherent power of self-preservation.
- Statutory Duty Under CA No. 725: No. Section 12 of Commonwealth Act No. 725 is addressed to the individual member, imposing on him the obligation to assume office, but does not strip the House of its authority to postpone admission where the member's credentials are clouded or his election is contested.
- Parliamentary Immunity: Yes. The constitutional privilege that senators shall not be questioned in any other place for any speech or debate in Congress extends to the giving of a vote or the presentation of a resolution, barring respondents from being called to account in this proceeding for their votes approving the Pendatun Resolution.
Ruling Rationale
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Jurisdiction: The Alejandrino vs. Quezon doctrine established that mandamus will not lie against a legislative body, its members, or its officers to compel the performance of purely legislative duties, and that courts cannot dictate action in this respect without a gross usurpation of power. The advent of the Republic and the 1935 Constitution did not alter this doctrine, as the Constitutional Convention—fully acquainted with the Alejandrino, Abueva, and Severino precedents—did not choose to modify it. While Angara vs. Electoral Commission recognized the Court's power of judicial review, that case involved the Electoral Commission, not a legislative body or person as a litigant, and no directive was issued against a branch of the Legislature or any member thereof. The Court in Angara found it had jurisdiction over the Electoral Commission because a conflict of jurisdiction existed between two constitutional bodies, and the Electoral Commission exercised powers judicial in nature. In the instant case, there is no antagonism between the Senate Electoral Tribunal and the Senate itself, as the Tribunal has not adopted a rule contradicting the Pendatun Resolution. Granting that the postponement of the oath amounts to suspension and that such suspension is beyond the power of respondents, the petition should still be denied, because ordering one branch of the Legislature to reinstate a member would establish judicial predominance and upset the constitutional pattern of checks and balances. The Court acknowledged that it may annul legislative enactments that violate constitutional limitations, but emphasized that this power must be exercised in proper cases with appropriate parties, and that the judiciary is not the repository of remedies for all political and social ills.
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Propriety of Prohibition: Under Rule 67, section 2 of the Rules of Court, prohibition refers only to proceedings of any tribunal, corporation, board, or person exercising functions judicial or ministerial. Respondents do not exercise such functions—theirs being legislative—so the dispute falls beyond the scope of the special remedy of prohibition.
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Senate's Authority to Defer Oath-Taking: The Constitutional Convention debates reveal that the Electoral Tribunal was given jurisdiction only over "all contests" relating to the election, returns, and qualifications of members, not over all matters pertaining to elections and qualifications. The distinction is significant: an "election contest" relates to statutory contests in which the contestant seeks to oust the intruder and have himself inducted into office. When a member raises a question as to the qualifications of another without seeking to be substituted, an "election contest" does not ensue. Because not all powers regarding elections and qualifications were withdrawn from Congress, and because the power to defer oath-taking until a contest is adjudged does not belong to the Electoral Tribunal, that authority must remain with the Senate. This result flows whether the power to delay induction stemmed from the former privilege of either House to be judge of elections and qualifications, or whether it is inherent to every legislative body as a measure of self-preservation. Independently of constitutional or statutory grant, the Senate has, under parliamentary practice, the power to inquire into the credentials of any member and the latter's right to participate in its deliberations. The Philippine Congress possesses plenary legislative power subject only to constitutional limitations, unlike the United States Congress whose powers are confined to subjects permitted by the federal Constitution; any power deemed legislative by usage and tradition is necessarily possessed by the Philippine Congress unless the Constitution has lodged it elsewhere. The Senate's constitutional power to adopt rules for its proceedings (section 10[3], Article VI) further supports its authority to promulgate orders necessary to maintain its prestige and preserve its dignity. The resolution was prompted by the dictates of ordinary caution and public policy, given the Commission on Elections' report of widespread terrorism and the probability that the Electoral Tribunal might annul the returns in the affected region. The resolution recognized and did not impair the jurisdiction of the Electoral Tribunal to decide the contest. Where the Senate's power is not entirely clear, the presumption that official duty has been performed regularly should be indulged, and the legislature is presumed to have acted within its constitutional powers.
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Statutory Duty Under CA No. 725: Section 12 of Commonwealth Act No. 725 is addressed to the individual member of Congress, imposing on him the obligation to come to Manila and join the regular session. It does not imply that the House is powerless to postpone his admission if he is disqualified. Any right spelled out of section 12 must logically be limited to those candidates whose proclamation is clear, unconditional, and unclouded; petitioners' credentials were beclouded because one member of the Commission on Elections demurred to the non-exclusion of votes in Central Luzon and virtually objected to their certification. The mere possibility of abuse of the power to defer admission is no conclusive argument against the existence of the power, as every official authority is susceptible of misuse.
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Parliamentary Immunity: The Constitution provides (Article VI, section 15) that for any speech or debate in Congress, senators and congressmen shall not be questioned in any other place. The United States Supreme Court has interpreted this privilege to include the giving of a vote or the presentation of a resolution. Respondents are, by this proceeding, called to account for their votes in approving the Pendatun Resolution. Having sworn to uphold the Constitution, the Court must enforce the constitutional directive and must not question, nor permit respondents to be questioned, in connection with their votes.
Doctrines
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Separation of Powers — Non-Interference with Legislative Functions — Courts cannot direct a legislative body, its members, or its officers to take any particular action in matters purely legislative in character. The judiciary has no power to revise even the most arbitrary and unfair action of the legislative department taken in pursuance of powers committed exclusively to that department by the Constitution. This doctrine was applied to hold that the Court could not order the Senate to reinstate petitioners or to annul the Pendatun Resolution by coercive process, even assuming the resolution was legally erroneous.
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Inherent Power of Legislative Bodies — Self-Preservation — Independently of constitutional or statutory grant, a legislative body possesses the inherent power to inquire into the credentials of its members and to defer the oath-taking and seating of members whose elections are under protest, as a measure of self-preservation and to maintain its dignity and decorum. This power was held not to have been transferred to the Electoral Tribunal by the Constitution, which vested in the Tribunal only jurisdiction over "all contests" relating to elections, returns, and qualifications.
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Plenary Nature of Philippine Legislative Power — Unlike the United States Constitution, which contains only a grant or delegation of legislative powers to the federal government, the Philippine Constitution operates as a limitation upon the plenary powers of legislation of the government. Any power deemed legislative by usage and tradition is necessarily possessed by the Philippine Congress unless the Constitution has lodged it elsewhere. This distinction was applied to reject the argument that the Senate possesses only powers expressly or impliedly granted by the Constitution.
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Parliamentary Immunity — Scope — The constitutional privilege that senators and congressmen shall not be questioned in any other place for any speech or debate in Congress extends not only to spoken words but also to the giving of a vote, the presentation of a resolution, and other acts integral to the legislative function. The privilege is secured not to protect members personally but to enable representatives to execute their functions without fear of prosecution, civil or criminal.
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Presumption of Regularity in Official Duty — Public officers are presumed to have acted correctly and in accordance with law until the contrary is shown; the legislature is presumed to have acted within its constitutional powers. Where the existence of a legislative power is not entirely clear, the Court should indulge this presumption and refrain from intervention.
Key Excerpts
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"Mandamus will not lie against the legislative body, its members, or its officers, to compel the performance of duties purely legislative in their character which therefore pertain to their legislative functions and over which they have exclusive control. The courts cannot dictate action in this respect without a gross usurpation of power." — This passage, quoted from Alejandrino vs. Quezon, articulates the foundational separation-of-powers principle that bars judicial coercion of legislative bodies and serves as the ratio decidendi for the jurisdictional ruling.
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"Independently of constitutional or statutory grant, the Senate has, under parliamentary practice, the power to inquire into the credentials of any member and the latter's right to participate in its deliberations." — This formulation establishes the inherent power doctrine as applied to the Senate's authority to defer oath-taking of contested members, a key holding distinguishing residual legislative authority from the Electoral Tribunal's jurisdiction over election contests.
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"The Constitution of the United States contains only a grant or delegation of legislative powers to the Federal Government, whereas, the other Constitutions, like the Constitution of the Commonwealth (now the Republic), are limits upon the plenary powers of legislation of the Government." — This passage draws the critical doctrinal distinction between the nature of legislative power under the U.S. and Philippine constitutions, supporting the conclusion that the Philippine Congress possesses all legislative powers not specifically lodged elsewhere by the Constitution.
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"It is a general principle to presume that public officers act correctly until the contrary is shown." — This statement of the presumption of regularity was invoked to resolve doubts in favor of the Senate's authority and to counsel judicial restraint where the existence of legislative power is not entirely clear.
Precedents Cited
- Alejandrino vs. Quezon, 46 Phil. 81 — Controlling precedent on separation of powers, holding that courts cannot compel a legislative body to take any particular action. Followed as binding authority; the Court found no reason to depart from its doctrine, as the Constitutional Convention did not modify it and Angara vs. Electoral Commission did not specifically reference or overturn it.
- Angara vs. Electoral Commission, 63 Phil. 139 — Established the Court's power of judicial review over constitutional bodies and the exclusive jurisdiction of the Electoral Commission over election contests. Distinguished: the Electoral Commission was not a separate department of government and exercised powers judicial in nature; no legislative body or person was a litigant; no directive was issued against the Legislature or any member thereof.
- Planas vs. Gil, 67 Phil. 62 — Held that the Court may inquire into the validity or constitutionality of executive acts when properly challenged in an appropriate proceeding, while recognizing the rule of non-interference with acts performed within jurisdiction. Cited to support the proposition that the Court may annul legislative enactments failing to observe constitutional limitations, but only in proper cases with appropriate parties.
- Severino vs. Governor-General, 16 Phil. 366 — Early precedent on non-interference with coordinate departments. Cited as part of the line of authority establishing the hands-off policy toward legislative and executive functions.
- Abueva vs. Wood, 45 Phil. 612 — Precedent on non-interference with executive action. Cited alongside Severino and Alejandrino as authority for the separation-of-powers doctrine known to the Constitutional Convention.
- Kilbourn vs. Thompson, 103 U.S. 168 — United States Supreme Court decision on congressional immunity, holding that the privilege against being questioned for speeches and debates extends to votes and resolutions. Cited to support the application of parliamentary immunity to respondents' votes on the Pendatun Resolution.
Provisions
- Section 11, Article VI, 1935 Constitution (as amended) — Creates the Electoral Tribunal for each House of Congress as "the sole judge of all contests relating to the election, returns, and qualifications of their respective members." The Court interpreted the phrase "all contests" as limiting the Tribunal's jurisdiction to contested cases, leaving residual powers—such as the authority to defer oath-taking—with the legislative chamber.
- Section 10(2), Article VI, 1935 Constitution — Provides that a majority of each House shall constitute a quorum to do business. Cited by the dissent to argue that the Pendatun Resolution was adopted without a constitutional quorum, though the majority did not address this contention.
- Section 10(3), Article VI, 1935 Constitution — Authorizes each House to determine its own rules of proceedings and punish its members for disorderly behavior. Relied upon by the Court to support the Senate's authority to adopt orders necessary to maintain its prestige and preserve its dignity.
- Section 15, Article VI, 1935 Constitution — Provides that senators and congressmen shall not be questioned in any other place for any speech or debate in Congress. Applied to bar petitioners from calling respondents to account for their votes approving the Pendatun Resolution.
- Section 12, Commonwealth Act No. 725 — Provides that candidates proclaimed elected by the Commission on Elections "shall assume office" on May 25, 1946. Interpreted as addressed to the individual member, imposing on him the obligation to assume office, but not divesting the House of authority to postpone admission where credentials are clouded or election is contested.
- Rule 67, Section 2, Rules of Court — Governs the writ of prohibition, available against tribunals, corporations, boards, or persons exercising judicial or ministerial functions. Applied to hold that prohibition does not lie against respondents exercising legislative functions.
- Rule 123, Section 69, Rules of Court — Establishes the presumption that official duty has been regularly performed. Invoked to resolve doubts in favor of the Senate's authority and to counsel judicial restraint.
Notable Concurring Opinions
- Moran, C.J. — Concurred in the majority opinion without separate writing.
- Paras, J. — Concurred in the majority opinion without separate writing.
- Pablo, J. — Concurred in the majority opinion without separate writing.
- Padilla, J. — Concurred in the majority opinion without separate writing.
- Hilado, J. — Wrote a separate concurring opinion arguing that the Court lacks power to issue even a preliminary injunction because there is no main case over which it has jurisdiction to which the injunction could be auxiliary; that the rights sought to be protected are political rights and the questions raised are political questions beyond the province of the judiciary; that prohibition does not lie because respondents' functions are legislative and discretionary, not judicial or ministerial; and that section 12 of Commonwealth Act No. 725 does not impose a ministerial duty enforceable by mandamus against the members of Congress. Justice Hilado further argued that the inherent power of suspension remained with the Senate after the transfer of jurisdiction over election contests to the Electoral Tribunal, and that the effectiveness of judicial adjudications in cases properly before the Court must depend upon the conscience and loyalty to the Constitution of the officers heading the other coordinate departments.
- Tuason, J. — Concurred in the result (dismissal) on the authority of Alejandrino vs. Quezon, but dissented from the majority opinion upholding the constitutionality of the Pendatun Resolution. Justice Tuason argued that the resolution destroyed the exclusive character of the Electoral Tribunal's power as the sole judge of all contests relating to elections, encroaching upon its prerogative by passing judgment on the truth or probabilities of the terrorism charges that formed the sole basis of the election protests. He further contended that the power to suspend is an accessory power derived from the power to judge election contests, and that where the principal power has been transferred to the Electoral Tribunal, the accessory power to suspend must also vanish.
Notable Dissenting Opinions
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Perfecto, J. — Dissented, arguing that the Court has jurisdiction to entertain the petition and grant coercive relief. Justice Perfecto contended that the Pendatun Resolution was unconstitutional because it usurped the exclusive jurisdiction of the Senate Electoral Tribunal as the sole judge of all contests relating to the election, returns, and qualifications of Senate members. He argued that the power to suspend is accessory to the power to judge election contests, and since that principal power was transferred to the Electoral Tribunal, the accessory power could not remain with the Senate. He further argued that the resolution was adopted without a constitutional quorum (only twelve senators present where thirteen are required), making the procedure unconstitutional. He maintained that the Commission on Elections' report did not categorically state that the elections in Central Luzon did not reflect the true and free expression of the popular will, but merely relayed hearsay information, and that the Commission's own conclusion was that elections throughout the country were carried on peacefully, honestly, and in an orderly manner. He invoked Angara vs. Electoral Commission as directly parallel precedent establishing the Court's role as the final constitutional arbiter to resolve conflicts between coordinate departments, and argued that the separation-of-powers doctrine cannot be invoked to deny the Court jurisdiction where a legislative body has exceeded its constitutional authority. He would have granted the petition and reissued the preliminary injunction.
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Briones, M. — Dissented, writing in Spanish, arguing that the Pendatun Resolution was an unconstitutional usurpation of the Electoral Tribunal's exclusive jurisdiction. Justice Briones contended that the Constitutional Convention intended to transfer in its totality all powers previously exercised by the legislature over election contests to an independent and impartial tribunal, and that the power to suspend, being merely incidental to the power to judge contests, could not survive the transfer of the principal power. He argued that the debates of the Constitutional Convention, particularly the exchanges between Delegates Roxas and Labrador, clearly established that the Assembly would have no power to question the eligibility of its members except through the Electoral Commission. He further argued that the Court has jurisdiction under the Constitution and laws to resolve the constitutional conflict, citing Angara vs. Electoral Commission and Planas vs. Gil as establishing the judiciary as the constitutional organ called upon to allocate constitutional boundaries between departments. He would have granted the petition and issued the writ of prohibition.