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Ting-Dumali vs. Torres

The privilege to practice law was permanently revoked from a lawyer who leveraged his profession to facilitate the exclusion of his wife's siblings from their parents' estate. The lawyer presented falsified deeds of extrajudicial settlement to the Registry of Deeds, suborned perjury from his wife and sister-in-law during judicial reconstitution proceedings by allowing them to falsely claim they were the sole heirs, and made misrepresentations to a buyer to secure payment. Such acts constituted gross misconduct and violated the lawyer's oath and the Code of Professional Responsibility, warranting the ultimate penalty of disbarment over the IBP Board of Governors' recommended suspension.

Primary Holding

A lawyer who participates in the falsification of documents, suborns false testimony, and misleads the court to deprive lawful heirs of their inheritance is guilty of gross misconduct warranting the penalty of disbarment.

Background

Spouses Julita Reynante and Vicente Ting died intestate, leaving six children—including complainant Isidra Ting-Dumali and respondent's wife Felicisima—and three parcels of land. Respondent Atty. Rolando S. Torres, married to one of the heirs, utilized his legal profession to facilitate the transfer and sale of the inherited properties to the exclusion of the other siblings.

History

  1. Complainant filed a Complaint-Affidavit with the Supreme Court on October 22, 1999.

  2. Supreme Court referred the case to the Integrated Bar of the Philippines (IBP) for investigation, report, and recommendation on June 14, 2000.

  3. IBP Investigating Commissioner recommended disbarment on January 9, 2003.

  4. IBP Board of Governors approved the Commissioner's findings but reduced the penalty to six years suspension on June 21, 2003.

  5. Supreme Court rendered judgment imposing the penalty of disbarment on April 14, 2004.

Facts

  • The Intestate Estate: Spouses Julita Reynante and Vicente Ting died, leaving three lots (Lot 1586, Lot 1603, Lot 1605) to their six children. Respondent is married to one of the children, Felicisima.
  • Lot 1586: Felicisima and another sister, Miriam, executed a Deed of Extrajudicial Settlement in 1986, claiming to be the sole heirs. Respondent presented this document to the Register of Deeds to transfer the title. The lot was subsequently sold to Antel Holdings, Inc.
  • Lot 1603: In 1995, a Deed of Extrajudicial Settlement was executed containing a purported waiver by complainant, who was actually in Italy at the time. Marcelina, another sister, admitted to signing the complainant's name. Respondent was consulted regarding the falsification, prepared the legal documents for the transfer, and presented the falsified document to the Registry of Deeds.
  • Lot 1605: Respondent acted as counsel for Felicisima and Marcelina in a petition for judicial reconstitution of title. During the hearing, respondent asked Marcelina if she had other siblings, to which she replied "None." Respondent allowed this false testimony and offered it in evidence. He also notarized an Affidavit of Loss for Marcelina, wherein she falsely claimed possession of the lost title.
  • Misrepresentation to Buyer: In a letter dated November 20, 1996, respondent requested the buyer, Antel Holdings, Inc., to release the remaining balance for Lot 1605, claiming the reconstitution order would be released within the month. This was misleading because evidence was presented almost a year later in August 1997.

Arguments of the Petitioners

  • Presentation of False Testimony and Falsification: Complainant argued that respondent participated in, consented to, and failed to advise against the perjury and forgery committed by his wife and sisters-in-law in executing the extrajudicial settlements for Lots 1586 and 1603, which falsely portrayed them as the sole heirs and forged complainant's signature.
  • Gross Misrepresentation in Court: Complainant contended that respondent made gross misrepresentations and offered false testimony in the reconstitution proceedings for Lot 1605 by asserting that Felicisima and Marcelina were the only children and legal heirs of the deceased spouses.
  • Fraudulent Inducement for Profit: Complainant asserted that respondent made false misrepresentations to the buyer to secure the release of full payment for Lot 1605, even using Philippine National Bank stationery to facilitate the fraud.

Arguments of the Respondents

  • Good Faith and Lack of Malice: Respondent maintained that his wife and sister-in-law were not motivated by a desire to solely profit from the sale of Lot 1586, and that he had no part in the execution of the 1995 extrajudicial settlement for Lot 1603, believing in good faith that the sisters had already agreed on the disposition of the property.
  • Mere Oversight: Respondent argued that the non-declaration of other siblings in the reconstitution proceedings for Lot 1605 was a mere oversight, and that his signature conforming to the sale was merely pro-forma.
  • Reliance on Clerk of Court: Respondent claimed that his assurance to the buyer regarding the release of the reconstitution order was based on the representation of the Clerk of Court, and that reconstitution petitions are usually uncontested.
  • Harassment: Respondent contended that the administrative case was intended to harass him, alongside other civil and criminal cases filed by the complainant.

Issues

  • Gross Misconduct via Falsification: Whether respondent is guilty of gross misconduct for presenting falsified deeds of extrajudicial settlement to the Registry of Deeds.
  • Subornation of Perjury and Deceit on the Court: Whether respondent violated Canon 10 of the Code of Professional Responsibility by suborning false testimony and misleading the court in the reconstitution proceedings.
  • Imposable Penalty: Whether the penalty of disbarment is warranted under the circumstances.

Ruling

  • Gross Misconduct via Falsification: Respondent's culpability was established. Despite knowing of the existence of other heirs, respondent presented the 1986 extrajudicial settlement to the Register of Deeds. Furthermore, having been consulted on the falsification of complainant's signature for the 1995 settlement, he failed to advise against the forgery and instead prepared the legal documents for the transfer and presented the falsified document to the Registry of Deeds, making him liable for knowingly using a falsified document.
  • Subornation of Perjury and Deceit on the Court: Respondent clearly violated Rule 10.01 of the CPR. By asking Marcelina if she had other siblings and allowing her to answer "None," despite full knowledge of the true facts, respondent suborned perjury and allowed the court to be misled. His notarization of a false Affidavit of Loss and his misrepresentation to the buyer regarding the timeline of the reconstitution order further demonstrated a lack of candor and honesty.
  • Imposable Penalty: Disbarment was warranted. The respondent's acts constituted gross misconduct, violation of the lawyer's oath, and violations of Canons 1 and 10 of the CPR. The IBP Board of Governors' reduction of the penalty to suspension was rejected in favor of the Investigating Commissioner's recommendation of disbarment, as the misconduct seriously affected the standing and character of the lawyer as an officer of the court.

Doctrines

  • Lawyer's Oath as a Sacred Trust — The lawyer's oath is not a mere ceremony or formality for practicing law to be forgotten afterwards; it is a sacred trust that lawyers must uphold and keep inviolable at all times. By swearing the oath, lawyers become guardians of truth and the rule of law, as well as instruments in the fair and impartial dispensation of justice.
  • Gross Misconduct Warranting Disbarment — The supreme penalty of disbarment is meted out only in clear cases of misconduct that seriously affect the standing and character of the lawyer as an officer of the court and member of the bar. A lawyer who engages in falsification, suborns perjury, and misleads the court for personal or familial profit demonstrates moral unfitness and renders themselves unworthy of continuing membership in the legal profession.

Key Excerpts

  • "This oath to which all lawyers have subscribed in solemn agreement to dedicate themselves to the pursuit of justice is not a mere ceremony or formality for practicing law to be forgotten afterwards; nor is it mere words, drift and hollow, but a sacred trust that lawyers must uphold and keep inviolable at all times."
  • "For a lawyer is the servant of the law and belongs to a profession to which society has entrusted the administration of law and the dispensation of justice. As such, he should make himself more an exemplar for others to emulate."

Precedents Cited

  • Radjaie v. Alovera, A.C. No. 4748, 4 August 2000 — Followed. Cited regarding the nature of the lawyer's oath as a sacred trust and lawyers as guardians of truth.
  • Collantes v. Renomeron, A.C. No. 3056, 16 August 1991 — Followed. Cited in relation to Rule 1.01 of the CPR, proscribing unlawful, dishonest, immoral, or deceitful conduct.
  • In re Almacen, No. L-27654, 18 February 1970 — Followed. Cited regarding the exercise of sound discretion in imposing disciplinary sanctions, which must be controlled by the imperative need to scrupulously guard the purity and independence of the bar.
  • Garcia v. Manuel, A.C. No 5811, 20 January 2003 — Followed. Cited for the principle that disbarment is meted out only in clear cases of misconduct that seriously affect the standing and character of the lawyer.

Provisions

  • Canon 1, Rule 1.01 and 1.02, Code of Professional Responsibility — Applied to hold the respondent liable for engaging in unlawful, dishonest, and deceitful conduct by participating in the falsification of documents and failing to advise against illegal acts.
  • Canon 7, Rule 7.03, Code of Professional Responsibility — Applied to show that the respondent's conduct adversely reflected on his fitness to practice law and discredited the legal profession.
  • Canon 10, Rule 10.01, Code of Professional Responsibility — Applied to find the respondent liable for doing falsehood in court, consenting to false testimony, and misleading the court by artifice during the judicial reconstitution proceedings.
  • Section 27, Rule 138, Rules of Court — Applied as the statutory basis for disbarment based on deceit, malpractice, gross misconduct, and violation of the lawyer's oath.
  • Articles 171, 172, 182, and 184, Revised Penal Code — Referenced to characterize the respondent's acts as falsification of public documents, subornation of perjury, and false testimony.

Notable Concurring Opinions

Davide, Jr., C.J., Puno, Vitug, Panganiban, Quisumbing, Ynares-Santiago, Sandoval-Gutierrez, Carpio, Austria-Martinez, Corona, Carpio-Morales, Callejo, Sr., Azcuna, and Tinga, JJ.