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Republic vs. Vicencio

The Supreme Court granted the Republic's petition and reversed the Court of Appeals' decision that had affirmed the trial court's grant of private respondent Cynthia Vicencio's petition to change her surname from "Vicencio" to "Yu." The Court ruled that no proper and reasonable cause existed for the change because private respondent is a legitimate child of Pablo Vicencio and Fe Esperanza Leabres, and legitimate children shall principally use the surname of their father under Article 364 of the Civil Code. The Court distinguished prior cases allowing children to adopt stepfathers' surnames, noting those involved children of illegitimate parentage, whereas the present case involved a legitimate child whose stepfather had not adopted her. The Court emphasized that a change of name is a privilege, not a right, and that allowing the change could create confusion regarding paternity and potentially prejudice the child's legitimate status.

Primary Holding

A legitimate child may not change her surname to that of her stepfather absent a valid adoption, because a change of name is a privilege addressed to the sound discretion of the court, and the law requires that legitimate children principally use the surname of their father. The touchstone for granting a change of name is the existence of a "proper and reasonable cause," and the desire to bear a stepfather's surname, without more, does not constitute such cause where the child is legitimate and the stepfather has not adopted her.

Background

Private respondent Cynthia Vicencio is the legitimate child of spouses Pablo Castro Vicencio and Fe Esperanza de Vega Leabres. After Pablo Vicencio left the conjugal abode in 1972, Ernesto Yu came to the aid of the family and later married Fe Esperanza Leabres in 1986. The case involves the application of Article 364 of the Civil Code, which requires legitimate children to principally use the surname of their father, and Section 5, Rule 103 of the Rules of Court, which requires "proper and reasonable cause" for a change of name. The Office of the Solicitor General opposed the petition, invoking the general rule on surnames and the potential legal complications that could arise from allowing a legitimate child to bear a stepfather's surname without adoption.

History

1987 – 1998
  1. Aug 31, 1987

    RTC of Manila, Branch 52

    Granted Cynthia Vicencio's petition for change of surname from "Vicencio" to "Yu" in Sp. Proc. No. 86-37480, ruling there was no valid cause for denying the petition and that failure to resort to adoption should not bar the change.

  2. 1 yr 7 mos later
  3. Apr 28, 1989

    Court of Appeals

    Affirmed the RTC decision in CA-G.R. CV No. 17236, holding that it is for the best interest of petitioner that her surname be changed, considering the embarrassment and inferiority complex caused by the discrepancy between her original surname and that of her stepfather.

  4. 9 yrs 7 mos later
  5. Dec 14, 1998

    Supreme Court

    Reversed and set aside the appealed decision, granted the Republic's petition, holding that no proper and reasonable cause existed for the change of surname.

Facts

Private respondent Cynthia Vicencio was born on 19 January 1971 at the Capitol Medical Center, Quezon City, to the spouses Pablo Castro Vicencio and Fe Esperanza de Vega Leabres. On 10 January 1972, after a marital spat, Pablo Vicencio left their conjugal abode in Meycauayan, Bulacan, and never reappeared nor sent support to his family. It was Ernesto Yu who came to the aid of Fe Esperanza Leabres and her children. On 29 June 1976, Fe Esperanza Leabres filed a petition in the then Juvenile and Domestic Relations Court of Manila for dissolution of their conjugal partnership, Civil Case No. E-02009, which was granted on 11 July 1977. Sometime in 1983, petitioner's mother filed another petition for change of name, Sp. Proc. No. 83-16346, to drop the surname of her husband, which was granted on 5 July 1983. In 1984, petitioner's mother filed another petition, Sp. Proc. No. 84-22605, for the declaration of Pablo Vicencio as an absentee, which was granted on 26 April 1984. On 15 April 1986, petitioner's mother and Ernesto Yu were joined in matrimony in a ceremony solemnized by Mayor Benjamin S. Abalos of Mandaluyong, Metro Manila.

Since childhood, private respondent had not known nor remembered her real father Pablo Vicencio, and her known father had been and still is Ernesto Yu. Despite this, she had been using the family name "Vicencio" in her school and other related activities. Confusion arose as to her parentage, and she had been subjected to inquiries why she was using Vicencio as her family name, both by her classmates and their neighbors, causing her extreme embarrassment. On two occasions when she ran as a beauty contestant in a Lions Club affair and in a Manila Red Cross pageant, her name was entered as Cynthia L. Yu. Her stepfather had been consulted about the petition and gave his consent thereto, and Ernesto Yu testified for petitioner, confirming his consent as he had always treated petitioner as his own daughter.

At the hearing of the petition for change of name, the OSG manifested that it was opposing the petition and participated in the proceedings by cross-examining private respondent and her witnesses. The trial court disregarded the OSG's contention and ruled that there was no valid cause for denying the petition, stating that it could not compel private respondent's stepfather to adopt her, as adoption is a voluntary act, but failure to resort to adoption should not be a cause for disallowing the change of name. The Court of Appeals affirmed, holding that it was for the best interest of petitioner that her surname be changed, taking into account the testimonies that allowing the change would "give her an opportunity to improve her personality and welfare" and noting the discrepancy between her original surname and that of her stepfather caused her embarrassment and inferiority complex.

Arguments of the Petitioners

  • Lack of Proper and Reasonable Cause: The Solicitor General argued that there is no proper and reasonable cause to warrant private respondent's change of surname, as the change might cause confusion and give rise to legal complications due to the fact that private respondent's stepfather has two children with her mother.
  • Potential Inheritance Claims: The Solicitor General argued that in the event of her stepfather's death, it is possible that private respondent may claim inheritance rights as a "legitimate" daughter, and opined that Ernesto Yu has no intention of making Cynthia an heir because despite the suggestion that the change of family name to Yu could easily be achieved by adoption, he has not opted for such a remedy.

Arguments of the Respondents

  • Confusion and Embarrassment: Private respondent asserted that her case falls under one of the justifiable grounds for change of name, claiming that confusion has arisen as to her parentage because ever since childhood, Ernesto Yu has acted as her father, assuming duties of rearing, caring, and supporting her, and that she has been subjected to inquiries regarding her use of a different surname, causing her much humiliation and embarrassment.
  • Social Recognition as Stepfather's Daughter: Private respondent claimed that since she is known in society as the daughter of Ernesto Yu, the change of surname would avoid confusion and allow her to use the surname she has already used in public functions, such as beauty contests with the Lion's Club and the Manila Red Cross, and when she celebrated her debut at the Manila Hotel.

Issues

  • Proper and Reasonable Cause: Whether the Court of Appeals erred in affirming the trial court's decision allowing the change of private respondent's surname to that of her stepfather's surname despite the absence of a "proper and reasonable cause" under Section 5, Rule 103 of the Rules of Court.
  • Application of the General Rule on Surnames: Whether a legitimate child may change her surname to that of her stepfather absent adoption, notwithstanding the rule under Article 364 of the Civil Code that legitimate children shall principally use the surname of their father.

Ruling

  • Proper and Reasonable Cause: No. The Court found merit in the Solicitor General's contention, holding that the touchstone for the grant of a change of name is that there be "proper and reasonable cause" for which the change is sought, and the assailed decision did not persuade the Court to depart from the applicability of the general rule on the use of surnames.
  • Application of the General Rule on Surnames: No. A legitimate child generally bears the surname of his or her father, and a change of name is a privilege, not a matter of right, addressed to the sound discretion of the court, which has the duty to consider carefully the consequences of a change of name and to deny the same unless weighty reasons are shown. The Court distinguished prior cases allowing children to adopt stepfathers' surnames, noting those involved children of illegitimate parentage, unlike the present case where private respondent is a legitimate child.

Ruling Rationale

  • Proper and Reasonable Cause: The Court held that the touchstone for the grant of a change of name is that there be "proper and reasonable cause" for which the change is sought. While confusion might arise with regard to private respondent's parentage because of her surname, even more confusion with grave legal consequences could arise if she were allowed to bear her stepfather's surname without being legally adopted by him. The Court noted that private respondent is the legitimate offspring of Fe Leabres and Pablo Vicencio, and a legitimate child generally bears the surname of his or her father. A change of name is a privilege, not a matter of right, addressed to the sound discretion of the court, which has the duty to consider carefully the consequences of a change of name and to deny the same unless weighty reasons are shown.

  • Application of the General Rule on Surnames: The Court distinguished the cases of Calderon vs. Republic and Llaneta vs. Agrava, where children were allowed to adopt the surname of their stepfathers, because in those cases the children were not of legitimate parentage. The Court cited Moore vs. Republic, where the circumstances appeared similar to the present case, and the Court upheld the Republic's position that if a child born out of lawful wedlock be allowed to bear the surname of the second husband of the mother, there may result a confusion as to his real paternity, and in the long run the change may redound to the prejudice of the child in the community. The Court also cited Padilla vs. Republic, which ruled that allowing minors to adopt the surname of their mother's second husband, who is not their father, could result in confusion in their paternity and could create the suspicion that said minors, who were born during the coverture of their mother with her first husband, were in fact sired by the second husband, thus bringing their legitimate status into discredit.

The Court acknowledged that private respondent might sincerely wish to be in a position similar to that of her stepfather's legitimate children, and that it is laudable that Ernesto Yu has treated Cynthia as his very own daughter. However, legal constraints led the Court to reject private respondent's desire to use her stepfather's surname. The Court further noted that there is no assurance the end result would not be even more detrimental to her person, for instead of bringing a stop to questions, the very change of name, if granted, could trigger much deeper inquiries regarding her parentage. The Court also noted that when this case was decided by the appellate court, private respondent was already 18 years old but still considered a minor because Republic Act 6809, lowering the age of majority, was then in effect, but regardless of her age, the conclusion remained considering the circumstances and the lack of any legally justifiable cause for allowing the change of her surname.

Doctrines

  • Proper and reasonable cause for change of name — The touchstone for the grant of a change of name is that there be "proper and reasonable cause" for which the change is sought. The Court applied this doctrine by holding that the desire of a legitimate child to bear her stepfather's surname, absent adoption, does not constitute a proper and reasonable cause, as it could create confusion as to her real paternity and prejudice her legitimate status.
  • Change of name is a privilege, not a right — A change of name is a privilege, not a matter of right, addressed to the sound discretion of the court, which has the duty to consider carefully the consequences of a change of name and to deny the same unless weighty reasons are shown. The Court applied this doctrine in rejecting private respondent's petition, as no weighty reasons were shown to justify the change.
  • Legitimate children shall principally use the surname of their father — Under Article 364 of the Civil Code, legitimate children shall principally use the surname of their father. The Court applied this rule in holding that private respondent, being a legitimate child of Pablo Vicencio, could not change her surname to that of her stepfather absent adoption.

Key Excerpts

  • "The touchstone for the grant of a change of name is that there be 'proper and reasonable cause' for which the change is sought." — This passage states the controlling standard under Section 5, Rule 103 of the Rules of Court for evaluating petitions for change of name, and the Court applied it to deny private respondent's petition.
  • "It must be stressed that a change of name is a privilege, not a matter of right, addressed to the sound discretion of the court, which has the duty to consider carefully the consequences of a change of name and to deny the same unless weighty reasons are shown." — This passage defines the nature of a change of name as a discretionary privilege and establishes the standard of "weighty reasons" for granting such petitions.
  • "Indeed, if a child born out of a lawful wedlock be allowed to bear the surname of the second husband of the mother, should the first husband die or be separated by a decree of divorce, there may result a confusion as to his real paternity. In the long run the change may redound to the prejudice of the child in the community." — This passage, quoted from Moore vs. Republic, articulates the rationale for denying a legitimate child's change of surname to that of a stepfather, emphasizing the risk of confusion as to real paternity and potential prejudice to the child.

Precedents Cited

  • Republic vs. Hernandez, 253 SCRA 509 — Cited as recognizing the sufficient grounds to warrant a change of name, including when the surname causes embarrassment and there is no showing that the desired change was for a fraudulent purpose or would prejudice public interest.
  • Calderon vs. Republic, 19 SCRA 721 — Distinguished from the present case; in that case, the child was allowed to adopt the stepfather's surname, but the child was not of legitimate parentage, unlike private respondent who is a legitimate child.
  • Llaneta vs. Agrava, 57 SCRA 29 — Distinguished from the present case; the child was allowed to adopt the stepfather's surname, but the child was not of legitimate parentage.
  • Moore vs. Republic, 8 SCRA 282 — Followed as controlling precedent; the Court upheld the Republic's position that allowing a child born out of lawful wedlock to bear the surname of the mother's second husband could result in confusion as to real paternity and prejudice the child in the community.
  • Padilla vs. Republic, 113 SCRA 789 — Followed as controlling precedent; the Court ruled that allowing minors to adopt the surname of their mother's second husband could result in confusion in their paternity and bring their legitimate status into discredit.

Provisions

  • Section 5, Rule 103, Rules of Court — Requires that there be "proper and reasonable cause" for a change of name. The Court applied this provision in denying private respondent's petition, holding that no proper and reasonable cause existed for the change of her surname.
  • Article 364, Civil Code of the Philippines — Provides that legitimate children shall principally use the surname of their father. The Court applied this provision in holding that private respondent, being a legitimate child of Pablo Vicencio, could not change her surname to that of her stepfather absent adoption.
  • Republic Act 6809 — Lowered the age of majority; the Court noted that private respondent was 18 years old but still considered a minor when the appellate court decided the case, but held that regardless of her age, the conclusion remained the same given the lack of any legally justifiable cause for the change.

Notable Concurring Opinions

Davide, Jr., C.J., Vitug, and Panganiban, JJ., concurred. Melo, J., took no part.