Primary Holding
Under Articles 184 and 185 of the Family Code, an alien spouse is disqualified from adopting a Filipino child unless he or she falls within the enumerated exceptions, and where one spouse is an alien, joint adoption by both spouses is mandatory; a former Filipino spouse cannot adopt alone when the other spouse is disqualified and no Article 185 exception applies.
Background
Private respondents Alvin A. Clouse and Evelyn A. Clouse are spouses; Alvin is a natural-born citizen of the United States, while Evelyn is a former Filipino citizen who became a naturalized United States citizen in 1988. Solomon Joseph Alcala is Evelyn's younger brother and a minor. The governing statute is Executive Order No. 209, the Family Code of the Philippines, particularly Articles 184 and 185, which regulate who may adopt and require joint adoption by husband and wife except in specified cases. Prior law, Presidential Decree No. 603 as amended by Executive Order No. 91, had required joint adoption when one spouse was an alien.
History
1990 – 1994-
Feb 21, 1990
Private respondents spouses Alvin A. Clouse and Evelyn A. Clouse filed a verified petition for adoption of minor Solomon Joseph Alcala before the Regional Trial Court of Iba, Zambales, Branch 69, docketed as Special Proceeding No. RTC-140-I.
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19 days later
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Mar 12, 1990
The RTC issued an Order setting the petition for hearing on April 18, 1990, and directed publication of the Order in a newspaper of general circulation in Zambales and Olongapo City for three consecutive weeks.
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3 mos 8 days later
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Jun 20, 1990
The RTC rendered a decision granting the petition for adoption, finding private respondents qualified and no disqualification, and decreeing the minor as their adopted child known as Solomon Alcala Clouse, dissolving natural parental authority, vesting parental authority in petitioners, and directing registration with the Local Civil Registrar of Merida, Leyte.
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The Republic of the Philippines, through the Office of the Solicitor General, filed a petition for review on certiorari before the Supreme Court, contending that the lower court erred in granting the adoption because private respondents are not qualified under Philippine law.
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Jun 8, 1994
The Supreme Court granted the petition, reversed and set aside the RTC decision, and held that Articles 184 and 185 of the Family Code barred the adoption by the alien spouses.
Facts
Alvin A. Clouse is a natural-born citizen of the United States. He married Evelyn, a Filipino, on June 4, 1981, in Olongapo City. On August 19, 1988, Evelyn became a naturalized citizen of the United States in Guam. Solomon Joseph Alcala is Evelyn's younger brother, a twelve-year-old minor.
Since 1981 to 1984, and again from November 2, 1989 up to the time of the case, Solomon was under the care and custody of the Clouses. Solomon gave his consent to the adoption. His mother, Nery Alcala, a widow, also consented because of poverty and inability to support and educate her son. Mrs. Nila Corazon Pronda, the social worker assigned to conduct the Home and Child Study, favorably recommended granting the petition.
On February 21, 1990, the Clouses filed a verified petition before the RTC of Iba, Zambales, seeking to adopt Solomon. The RTC issued an Order on March 12, 1990, setting the petition for hearing on April 18, 1990. The Order was published in a newspaper of general circulation in Zambales and Olongapo City for three consecutive weeks.
The RTC found that private respondents had all the qualifications and none of the disqualifications provided by law and that the adoption would redound to the best interest and welfare of the minor. It rendered a decision on June 20, 1990, granting the petition.
Arguments of the Petitioners
- Qualification of Alien Adopters: Petitioner, through the Office of the Solicitor General, contended that the lower court erred in granting the petition for adoption of Alvin and Evelyn Clouse because they are not qualified to adopt under Philippine law.
Issues
- Qualification of Alien Spouses to Adopt: Whether private respondents spouses Alvin A. Clouse and Evelyn A. Clouse, who are aliens, may adopt Solomon Joseph Alcala under Philippine law.
Ruling
- Qualification of Alien Spouses to Adopt: No. Articles 184 and 185 of the Family Code disqualify aliens except in enumerated cases and require joint adoption by husband and wife; Alvin qualified under none, and Evelyn could not adopt alone because no Article 185 exception applied.
Ruling Rationale
- Qualification of Alien Spouses to Adopt: Article 184, paragraph (3) of Executive Order No. 209 provides that an alien is not qualified to adopt except: (a) a former Filipino citizen who seeks to adopt a relative by consanguinity; (b) one who seeks to adopt the legitimate child of his or her Filipino spouse; or (c) one who is married to a Filipino citizen and seeks to adopt jointly with his or her spouse a relative by consanguinity of the latter. Aliens not included in these exceptions may adopt Filipino children only in accordance with the rules on inter-country adoption as may be provided by law. Alvin A. Clouse, a natural-born United States citizen, was not a former Filipino citizen; Solomon was neither his relative by consanguinity nor the legitimate child of his spouse. Evelyn A. Clouse, a former Filipino citizen, sought to adopt her younger brother and thus appeared to fall under exception (a), but Article 185 mandates that husband and wife must jointly adopt, except when one spouse seeks to adopt his own illegitimate child or the legitimate child of the other. Neither exception applied. The petition was filed jointly on February 21, 1990, when Evelyn was no longer a Filipino citizen, having been naturalized as a United States citizen in 1988. The adoption therefore could not be granted in her favor alone without violating Article 185. The Court traced the evolution of the rule: P.D. No. 603 provided that husband and wife "may" jointly adopt; Executive Order No. 91 required that both spouses "shall" jointly adopt if one was an alien; and the Family Code made joint adoption mandatory under Article 185. This rule protects Filipino children, conforms to joint parental authority, and ensures harmony between spouses. Article 185 is clear and categorical, leaving no room for interpretation, only application. Although adoption is geared toward the welfare of the child and the modern trend encourages adoption, the records did not show any fact justifying the adoption by the alien private respondents.
Doctrines
- Alien Adoption Disqualification under Article 184, Family Code — Aliens are disqualified from adopting, except in three cases: a former Filipino citizen adopting a relative by consanguinity; one adopting the legitimate child of his or her Filipino spouse; or one married to a Filipino citizen adopting jointly with the spouse a relative by consanguinity of the latter. The Court applied this rule to hold that Alvin A. Clouse fell within none of the exceptions, and that aliens not covered may adopt only under inter-country adoption rules.
- Mandatory Joint Adoption by Spouses under Article 185, Family Code — Husband and wife must jointly adopt, except when one spouse seeks to adopt his own illegitimate child or the legitimate child of the other. The Court applied this rule to hold that Evelyn A. Clouse could not adopt Solomon alone, because neither exception applied and the other spouse was disqualified.
- Best Interest of the Child Subject to Statutory Qualifications — Adoption is geared toward the welfare of the child and the modern trend encourages adoption, but clear statutory disqualifications cannot be overridden absent legal basis. The Court applied this principle by acknowledging the child's welfare but denying the adoption because the records showed no fact justifying adoption by the alien private respondents.
- Historical Evolution of the Joint Adoption Requirement — Presidential Decree No. 603 provided that husband and wife "may" jointly adopt; Executive Order No. 91 required that both spouses "shall" jointly adopt if one was an alien; and the Family Code made joint adoption mandatory under Article 185. The Court used this evolution to reinforce that joint adoption is mandatory and to protect Filipino children put up for adoption.
Key Excerpts
- "Article 184, paragraph (3) of Executive Order No. 209 expressly enumerates the persons who are not qualified to adopt, viz.: (3) An alien, except: (a) A former Filipino citizen who seeks to adopt a relative by consanguinity; (b) One who seeks to adopt the legitimate child of his or her Filipino spouse; or (c) One who is married to a Filipino citizen and seeks to adopt jointly with his or her spouse a relative by consanguinity of the latter. Aliens not included in the foregoing exceptions may adopt Filipino children in accordance with the rules on inter-country adoption as may be provided by law." — This passage states the statutory disqualification of aliens and the exceptions, which the Court applied to both private respondents.
- "Article 185. Husband and wife must jointly adopt, except in the following cases: (1) When one spouse seeks to adopt his own illegitimate child; or (2) When one spouse seeks to adopt the legitimate child of the other." — This passage states the mandatory joint adoption rule that prevented Evelyn A. Clouse from adopting Solomon alone.
- "Article 185 is all too clear and categorical and there is no room for its interpretation. There is only room for application." — This passage expresses the Court's ratio on the categorical nature of the joint adoption requirement.
- "These considerations notwithstanding, the records of the case do not evince any fact as would justify us in allowing the adoption of the minor, Solomon Joseph Alcala, by private respondents who are aliens." — This passage shows that the best-interest-of-the-child principle did not overcome the statutory disqualifications in this case.
Precedents Cited
- Republic of the Philippines vs. The Honorable Court of Appeals, et al., G.R. No. 100835, October 26, 1993 — Cited as a distinctly similar case; the Court quoted its discussion that Executive Order No. 91 made joint adoption mandatory when one spouse is an alien and that the Family Code resolved uncertainty through Article 185. It supports the joint-adoption ruling.
- Republic vs. Court of Appeals, G.R. No. 92326, 205 SCRA 356, January 24, 1992 — Cited for the proposition that under the Family Code, joint adoption by husband and wife is mandatory. It reinforces Article 185.
- Cebu Portland Cement Company vs. Municipality of Naga, Cebu, Nos. 24116-17, 24 SCRA 708, August 22, 1968 — Cited for the principle that when a law is clear and categorical, there is no room for interpretation, only application. It supports the Court's treatment of Article 185.
- Daoang vs. Municipal Judge of San Nicolas, Ilocos Norte, No. L-34568, 159 SCRA 369, March 28, 1988 — Cited for the rule that the interest of the child is the principal criterion in adoption cases. It frames the Court's consideration of the child's welfare before denying the adoption on statutory grounds.
Provisions
- Article 184, Executive Order No. 209 (Family Code of the Philippines) — Enumerates aliens not qualified to adopt and the exceptions. Applied: Alvin A. Clouse was not a former Filipino citizen, and Solomon was neither his relative by consanguinity nor the legitimate child of his spouse; Evelyn's possible exception under paragraph (3)(a) could not overcome Article 185.
- Article 185, Executive Order No. 209 (Family Code of the Philippines) — Requires husband and wife to jointly adopt, except in two cases. Applied: Evelyn A. Clouse could not adopt alone, and neither exception applied.
- Article 186, Executive Order No. 209 (Family Code of the Philippines) — Provides for joint parental authority in case of joint adoption or one spouse adopting the legitimate child of the other. Cited in relation to the exceptions under Article 185.
- Article 29, Presidential Decree No. 603 — Provided that husband and wife "may" jointly adopt. Cited to trace the historical evolution of the joint adoption requirement.
- Article 29, Executive Order No. 91 — Required that if one spouse is an alien, both husband and wife "shall" jointly adopt; otherwise, the adoption shall not be allowed. Cited to show the rule became mandatory before the Family Code.
Notable Concurring Opinions
Narvasa, C.J.; Padilla, J.; Regalado, J.