Primary Holding
Removing a victim's clothing and inserting a finger into her vagina, after forcibly restraining her, are overt acts that commence attempted rape under Article 6 in relation to Article 335 of the Revised Penal Code, because they have a direct and necessary relation to the intended crime and would logically and necessarily ripen into rape absent external obstacle or spontaneous desistance.
Background
Felix Rait, petitioner, and the People of the Philippines, respondent, were the parties to a criminal prosecution for attempted rape against AAA, a 17-year-old minor. The offense was charged under Article 335 in relation to Article 6 of the Revised Penal Code, while Article 287 punishes unjust vexation as light coercion. The doctrinal backdrop included Baleros, Jr. vs. People, where a conviction for attempted rape was reversed and the accused held liable only for light coercion because the overt acts were equivocal. These provisions and precedent frame the central question whether Rait's acts constituted attempted rape or a lesser offense.
History
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RTC, Cagayan de Oro City, Branch 20 — convicted petitioner Felix Rait of attempted rape beyond reasonable doubt and imposed an indeterminate sentence of prision correccional medium as minimum to prision mayor medium as maximum, plus indemnity, actual damages, and costs.
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Petitioner appealed to the Court of Appeals-Cagayan de Oro, alleging errors in crediting prosecution witnesses, in not finding spite and vengeance, and in finding guilt beyond reasonable doubt.
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CA, January 26, 2006 — denied the appeal and affirmed the trial court's ruling in all respects in CA-G.R. CR No. 23276.
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CA, October 10, 2007 — denied petitioner's motion for reconsideration.
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Supreme Court, July 31, 2008 — denied the Petition for Review on Certiorari, affirmed the conviction for attempted rape with modification of the indeterminate sentence, and affirmed the trial court's Decision in all other respects.
Facts
On November 18, 2003, AAA asked permission from her parents to go to her brother's house on Nazareth Street to get her athletic pants. At the house, her brother asked her to buy cigarettes from a nearby store. While she was in the store, petitioner Felix Rait and Janiter Pitago arrived, ordered beer, and invited her to join them. She initially refused, but when Aurora Raez, another neighbor, joined them, AAA was forced to drink beer. After drinking a glass, she became drunk.
When she felt weak, Rait and Pitago brought her out to 20th and 21st Streets, brought her to the side of the street, and forcibly removed her pants and underwear. Rait forcibly inserted his finger into her vagina. AAA tried to shout for help, but Rait covered her mouth while Pitago held her feet. Rait was on top of her and about to insert his penis into her vagina, but she kicked both men and ran away.
AAA went to her brother's house and related the incident. Her brother went out to find Rait. When he found Rait, he tried to beat him with a stick, but Rait ran away. AAA and her brother then went home to their parents' house in Tambo, Macasandig, Cagayan de Oro City and told them what happened. At about 3:00 a.m. of November 19, AAA, accompanied by her brother and stepmother, went to Operation Kahusay ug Kalinaw to report the incident. They also went to Bombo Radyo to appeal for help in apprehending Rait, then to the Provincial Hospital for AAA's medical examination, and finally to the police station where the incident was recorded on the police blotter under Entry No. 8085.
On May 26, 1994, Rait and Pitago were charged in an Information alleging that on or about November 19, 1993, at 2:00 o'clock in the morning, in Nazareth, Cagayan de Oro City, they conspired, confederated, and mutually helped one another to commence rape against AAA, a 17-year-old minor, by touching her breasts, removing her panty, Pitago holding her feet, and Rait lying on top of her, but did not perform all acts of execution because AAA kicked them and they ran away. The Information charged violation of Article 335 in relation to Article 6 of the Revised Penal Code.
After trial, the RTC found the acts imputed to Rait duly proven by the evidence beyond reasonable doubt and convicted him of attempted rape. The CA affirmed that finding.
Arguments of the Petitioners
- Credibility of Prosecution Witnesses: Petitioner argued that the RTC erred in giving credence to the prosecution witnesses despite their inconsistent, contradictory, and incredible testimonies.
- Spite and Vengeance: Petitioner maintained that he was implicated in the case by reason of spite and vengeance.
- Insufficient Proof of Guilt: Petitioner argued that the RTC erred in finding him guilty beyond reasonable doubt of attempted rape despite the prosecution's failure to prove his guilt.
- Improper Downgrading / Baleros Applicability: Petitioner argued that he should be acquitted of attempted rape, or if found guilty of any offense, that based on Baleros, Jr. vs. People, he should be convicted only of unjust vexation; he also contended that the CA erred in not downgrading the crime to acts of lasciviousness if not unjust vexation.
Issues
- Credibility of Prosecution Witnesses: Whether the CA erred in affirming the RTC's credence to the prosecution witnesses despite alleged inconsistencies, contradictions, and incredibility.
- Spite and Vengeance: Whether petitioner was implicated in the case by reason of spite and vengeance.
- Sufficiency of Evidence: Whether the prosecution proved petitioner's guilt beyond reasonable doubt for attempted rape.
- Classification of Offense: Whether petitioner's acts constituted attempted rape or should be downgraded to acts of lasciviousness or unjust vexation under Baleros, Jr. vs. People.
Ruling
- Credibility of Prosecution Witnesses: No. The trial court's findings of fact, especially when affirmed by the CA, are conclusive upon the Supreme Court; the trial court found the acts imputed to petitioner duly proven beyond reasonable doubt.
- Spite and Vengeance: No. The petition was denied and the conclusive factual findings were not disturbed; the claim of spite and vengeance did not overcome the finding that the acts were duly proven.
- Sufficiency of Evidence: No. The prosecution's evidence was found sufficient by the trial court and the CA, and their factual findings are conclusive.
- Classification of Offense: No. The acts of removing the victim's clothing and inserting a finger into her vagina were overt acts that commenced rape under Article 6 in relation to Article 335; Baleros is distinguishable because there the acts were equivocal and did not commence rape.
Ruling Rationale
- Credibility of Prosecution Witnesses: The Court began from the settled rule that findings of fact of the trial court, especially when affirmed by the CA, are conclusive upon the Supreme Court. The trial court found the acts imputed to petitioner duly proven by evidence beyond reasonable doubt, and the Court was bound by that finding. No independent re-evaluation of witness credibility was warranted on the petition.
- Spite and Vengeance: The Court denied the petition and did not disturb the trial court's factual findings. The claim that petitioner was implicated by spite and vengeance was not credited because the trial court's finding that the acts were duly proven beyond reasonable doubt stood as conclusive.
- Sufficiency of Evidence: The trial court's finding of guilt beyond reasonable doubt, affirmed by the CA, was conclusive. The Court found no basis to overturn it.
- Classification of Offense: Under Article 6 in relation to Article 335 of the Revised Penal Code, rape is attempted when the offender commences the commission of rape directly by overt acts and does not perform all the acts of execution which should produce the crime of rape by reason of some cause or accident other than his own spontaneous desistance. An overt or external act is some physical activity or deed indicating the intention to commit a particular crime, more than a mere planning or preparation, which if carried out to its complete termination following its natural course, without being frustrated by external obstacles nor by the spontaneous desistance of the perpetrator, will logically and necessarily ripen into a concrete offense. It need not be the last proximate act; it is sufficient if it is the first or some subsequent step in a direct movement towards the commission of the offense after the preparations are made, provided it has an immediate and necessary relation to the offense. In Baleros, the accused pressed a chemical-soaked cloth on the victim while fully clothed, with no attempt to undress the victim or touch her private part; that act was equivocal and did not logically and necessarily ripen into rape, so the conviction was reversed and the accused held liable only for light coercion. In Rait's case, petitioner had already successfully removed the victim's clothing and inserted his finger into her vagina. These acts were preparatory to rape, and had it not been for the victim's strong physical resistance, petitioner's next step would logically be carnal knowledge. The acts were therefore the first or some subsequent step in a direct movement towards the commission of rape, and the conviction for attempted rape was correct.
Doctrines
- Attempted Felony and Overt Act — Under Article 6 of the Revised Penal Code, a felony is attempted when the offender commences its commission directly by overt acts and does not perform all the acts of execution which should produce the felony by reason of some cause or accident other than his own spontaneous desistance. An overt or external act is a physical activity or deed indicating the intention to commit a particular crime, more than a mere planning or preparation, which if carried out to its complete termination following its natural course, without being frustrated by external obstacles nor by the spontaneous desistance of the perpetrator, will logically and necessarily ripen into a concrete offense. It need not be the last proximate act; it is sufficient if it is the first or some subsequent step in a direct movement towards the commission of the offense after the preparations are made, provided it has an immediate and necessary relation to the offense. The Court applied this to hold that removing the victim's clothing and inserting a finger into her vagina were overt acts of attempted rape.
- Equivocality Test in Attempted Rape — Where the purpose of the offender in performing an act is not certain, or the nature of the act in relation to its objective is ambiguous, the act is equivocal and does not constitute an attempt to commit a determinate felony. In Baleros, Jr. vs. People, the pressing of a chemical-soaked cloth while the accused was fully clothed, with no attempt to undress the victim or touch her private part, was equivocal and did not commence rape; it constituted unjust vexation as light coercion. In this case, the acts were unequivocal because petitioner had already removed the victim's clothing and inserted his finger into her vagina, showing an intention to commence rape.
- Conclusiveness of Trial Court's Factual Findings — Findings of fact of the trial court, especially when affirmed by the Court of Appeals, are conclusive upon the Supreme Court. The Court applied this rule to uphold the finding that the acts imputed to petitioner were duly proven beyond reasonable doubt.
- Unjust Vexation as Light Coercion — Under the second paragraph of Article 287 of the Revised Penal Code, unjust vexation exists even without restraint or compulsion and is broad enough to include any human conduct which, although not productive of some physical or material harm, would unjustly annoy or irritate an innocent person. The Court discussed this doctrine in distinguishing Baleros, but held it inapplicable because Rait's acts constituted attempted rape.
Key Excerpts
- "Unlike in Baleros, the acts of petitioner clearly establish his intention to commence the act of rape. Petitioner had already successfully removed the victim's clothing and had inserted his finger into her vagina. It is not empty speculation to conclude that these acts were preparatory to the act of raping her. Had it not been for the victim's strong physical resistance, petitioner's next step would, logically, be having carnal knowledge of the victim. The acts are clearly "the first or some subsequent step in a direct movement towards the commission of the offense after the preparations are made."" — This passage states the ratio decidendi distinguishing Baleros and holding that Rait's acts were overt acts of attempted rape.
- "Under Article 6, in relation to Article 335, of the Revised Penal Code, rape is attempted when the offender commences the commission of rape directly by overt acts, and does not perform all the acts of execution which should produce the crime of rape by reason of some cause or accident other than his own spontaneous desistance." — This is the controlling statutory formulation applied by the Court.
- "is defined as some physical activity or deed, indicating the intention to commit a particular crime, more than a mere planning or preparation, which if carried out to its complete termination following its natural course, without being frustrated by external obstacles nor by the spontaneous desistance of the perpetrator, will logically and necessarily ripen into a concrete offense." — This is the Court's canonical definition of an overt or external act for attempted felony.
- "As it were, petitioner did not commence at all the performance of any act indicative of an intent or attempt to rape Malou. It cannot be overemphasized that petitioner was fully clothed and that there was no attempt on his part to undress Malou, let alone touch her private part." — This passage, quoted from Baleros, supplies the contrast that the Court used to distinguish that case from Rait's.
Precedents Cited
- Baleros, Jr. vs. People, G.R. No. 138033, February 22, 2006, 483 SCRA 10 — Cited by petitioner as authority for downgrading the offense to unjust vexation; distinguished by the Court because the acts there were equivocal and did not commence rape, as the accused was fully clothed and made no attempt to undress the victim or touch her private part.
- People vs. Lamahang (citation not provided in the text) — Cited in Baleros for the rule that the attempt punished by the Penal Code is that which has a logical connection to a particular, concrete offense and is the beginning of execution by overt acts leading directly to realization and consummation.
- People vs. Mendoza, G.R. Nos. 152589 & 152758, January 31, 2005, 450 SCRA 328, 334 — Cited for the definition of an overt act and the rule that it is sufficient if it is the first or some subsequent step in a direct movement towards the commission of the offense after the preparations are made.
- People vs. Lizada, 396 SCRA 62, 95 (2003) — Cited for the definition of overt act and the requirement that the attempt must have a causal relation to the intended crime, with the overt acts having an immediate and necessary relation to the offense.
- People vs. Campuhan, 385 Phil. 912, 927 (2000) — Cited for the rule on attempted rape under Article 6 in relation to Article 335 of the Revised Penal Code.
Provisions
- Article 6, Revised Penal Code — Defines attempted felony. The Court applied it to rape, holding that attempted rape exists when the offender commences the commission of rape directly by overt acts and does not perform all acts of execution by reason of a cause or accident other than spontaneous desistance.
- Article 335, Revised Penal Code — Defines rape. The Information charged violation of Article 335 in relation to Article 6, and the Court used it to classify the offense and determine the penalty for attempted rape.
- Article 287, Revised Penal Code — Defines unjust vexation as light coercion under its second paragraph. The Court discussed it in distinguishing Baleros, but held it inapplicable because Rait's acts constituted attempted rape.
- Rule 45, Rules of Court — Governs the Petition for Review on Certiorari filed by petitioner before the Supreme Court.
- Republic Act No. 9262 and Republic Act No. 7610 — Cited in the text as bases for using the initials AAA to protect the identity of the minor complainant, with reference to People vs. Cabalquinto.
Notable Concurring Opinions
Ynares-Santiago (Chairperson), Austria-Marinez, Chico-Nazario, and Reyes.