Primary Holding
Treachery cannot be appreciated against an accused when the prosecution fails to establish how the attack on the victim commenced, developed, and ended, and self-defense is unavailable where unlawful aggression has already ceased upon the victim's loss of his weapon, rendering the accused's subsequent use of that weapon a retaliatory rather than defensive act.
Background
The appellant and the victims — Damaso Delima and his son Anthony Delima — were residents of Ligas, Malolos, Bulacan, and were acquainted as drinking companions. On 27 September 1998, the appellant, Damaso, Damaso's sons Delfin and Anthony, and three other unidentified individuals gathered for a drinking spree. The case arose from the events that transpired during and after that gathering, resulting in Damaso's death and Anthony's serious head injury, which led to criminal charges of Murder and Frustrated Murder qualified by treachery, evident premeditation, and taking advantage of superior strength.
History
2002 – 2008-
Feb 15, 2002
RTC of Malolos, Bulacan, Branch 78
Convicted appellant of Murder for the killing of Damaso Delima and Serious Physical Injuries for the hacking of Anthony Delima, crediting the testimonies of prosecution witnesses and appreciating treachery; mitigated by intoxication.
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3 yrs 1 mo later
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Mar 16, 2005
Court of Appeals
Affirmed the RTC ruling with the modification that appellant was liable for Frustrated Murder (instead of Serious Physical Injuries) for the hacking of Anthony, holding that the testimonies of prosecution witnesses were credible despite noted inconsistencies, that lack of motive did not negate the crimes, and that treachery attended the killing of Damaso.
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2 yrs 10 mos later
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Jan 31, 2008
Supreme Court
Affirmed the CA Decision with modification that appellant was guilty of Homicide (instead of Murder) for the killing of Damaso, treachery not having been established; affirmed Frustrated Murder for the hacking of Anthony; rejected self-defense and intoxication as mitigating circumstance.
Facts
On the morning of 27 September 1998, the appellant Perlito Mondigo y Abemalez, Damaso Delima, Damaso's son Delfin Delima, and three other unidentified individuals were having a drinking spree in Ligas, Malolos, Bulacan. At around noon, Damaso's other son, Anthony Delima, joined the group. At approximately 6:00 p.m., the appellant, wielding a "jungle bolo," suddenly hacked Anthony on the head, causing him to fall to the ground unconscious. The appellant then turned to attack Damaso. A witness in the vicinity, Lolita Lumagi, hearing shouts from the scene, rushed to the area and saw the appellant repeatedly hacking Damaso, who was lying on his back with arms raised to ward off the blows. Damaso later died from the injuries he sustained. Anthony suffered a 15.25-centimeter long lacerated wound on his left temporal area.
The appellant was charged before the Regional Trial Court of Malolos, Bulacan, Branch 78, with Murder (Criminal Case No. 2001-M-99) and Frustrated Murder (Criminal Case No. 1993-M-99), qualified by treachery, evident premeditation, and taking advantage of superior strength. The appellant invoked self-defense. According to his account, a quarrel broke out between him and Anthony during the drinking spree, after which Damaso and Delfin arrived and ganged up on him. He ran home, followed by Anthony, Damaso, and Delfin. Upon reaching his house, he seized a "flat bar" and struck Anthony's head with it. Damaso then attacked him with a bolo but lost hold of the weapon, which fell to the ground. The appellant retrieved the bolo and used it to hack Damaso.
The trial court credited the testimonies of prosecution witnesses Anthony and Lumagi and found the appellant's claim of self-defense unconvincing. It held that treachery qualified Damaso's killing, which was done swiftly and gave the victim no opportunity to make a defensive stance. The trial court found the appellant guilty of Murder for the killing of Damaso and Serious Physical Injuries for the hacking of Anthony, mitigated by intoxication. On appeal, the Court of Appeals affirmed the trial court's ruling with the modification that the appellant was liable for Frustrated Murder for the hacking of Anthony. The Office of the Solicitor General, in its appellee's brief, recommended that the appellant be held liable only for Homicide for the killing of Damaso.
Arguments of the Petitioners
- Inconsistencies in Prosecution Testimonies: Petitioner contended that the testimonies of the prosecution witnesses were contradictory regarding the manner of the attack on Anthony, the presence of other individuals at the site of the incident, and the identity of the individual who shouted during the attack.
- Reliability of Lumagi's Testimony: Petitioner argued that Lumagi's failure to execute a sworn statement before taking the witness stand rendered her testimony unreliable.
- Nature of Anthony's Wound: Petitioner maintained that the nature of the wound Anthony sustained, as indicated in the medical certificate, belied his claim that he was hacked by a bladed weapon.
- Absence of Treachery: Petitioner argued that treachery did not attend the killing of Damaso because mere suddenness of an attack does not suffice to show alevosia, and neither Anthony nor Lumagi saw how the appellant initiated the attack against Damaso.
Arguments of the Respondents
- Modification to Homicide: Respondent, through the Office of the Solicitor General, recommended the modification of the trial court's judgment by holding the appellant liable only for Homicide for the killing of Damaso, implicitly conceding that treachery was not established for that killing.
Issues
- Guilt for Murder and Frustrated Murder: Whether the appellant is guilty of Murder and Frustrated Murder as charged.
- Self-Defense: Whether the appellant successfully proved self-defense to justify the killing of Damaso and the wounding of Anthony.
- Treachery as to Anthony: Whether treachery attended the attack against Anthony, qualifying the crime as Frustrated Murder.
- Treachery as to Damaso: Whether treachery attended the killing of Damaso, qualifying the crime as Murder.
- Intoxication as Mitigating Circumstance: Whether intoxication was sufficiently proven to be appreciated as a mitigating circumstance.
Ruling
- Guilt for Murder and Frustrated Murder: No, as charged. The appellant was found guilty of Homicide (not Murder) for the killing of Damaso and Frustrated Murder for the hacking of Anthony, treachery having been established only as to the latter.
- Self-Defense: No. The appellant failed to prove unlawful aggression, reasonable necessity, and lack of provocation; his version was uncorroborated and inconsistent with the physical evidence.
- Treachery as to Anthony: Yes. The appellant slipped out during the drinking spree, retrieved a bolo, and hacked the unsuspecting Anthony on the head, rendering the victim completely defenseless.
- Treachery as to Damaso: No. No prosecution witness saw how the attack on Damaso commenced, developed, and ended, failing to satisfy the requirement for appreciating treachery.
- Intoxication as Mitigating Circumstance: No. The low alcohol content of beer, the small quantity consumed, and the absence of proof that the appellant's mental faculties were affected negated a finding of intoxication sufficient to mitigate liability.
Ruling Rationale
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Guilt for Murder and Frustrated Murder: The Court found the appellant guilty of Homicide for the killing of Damaso and Frustrated Murder for the hacking of Anthony. The conviction for Murder was modified to Homicide because treachery was not proven in the killing of Damaso. The conviction for Frustrated Murder as to Anthony was affirmed because treachery attended that attack and the nature and location of the wound demonstrated intent to kill.
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Self-Defense: By invoking self-defense, the appellant admitted committing the felonies but sought to justify them. The burden of proof shifted to the appellant, who had to establish beyond reasonable doubt the presence of unlawful aggression by the victims, reasonable necessity of the means employed, and lack of sufficient provocation on his part. The appellant's account that Damaso and Anthony ganged up on him was wholly uncorroborated. He failed to explain why a flat bar conveniently lay outside his house. The 15.25-centimeter lacerated wound on Anthony's head could only have been caused by a bladed weapon, not a blunt-edged instrument such as a flat bar, contradicting his claim. As for Damaso's alleged unlawful aggression, even assuming it to be true, such aggression ceased when Damaso lost hold of the bolo. There was no longer any reason for the appellant to pick up the bolo and attack Damaso, making the act retaliatory rather than defensive. The prosecution witnesses' testimonies, in contrast, were consistent in their material points and were given full credence by the lower courts.
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Treachery as to Anthony: Treachery is present when the offender commits the crime employing means, methods, or forms in its execution which tend directly and specially to insure its execution, without risk to himself arising from the defense that the offended party might make. The evidence showed that while the group was in the midst of their drinking spree, the appellant slipped out, went to his house to get the bolo, and while Anthony was sitting among the group, the appellant took out his bolo and hacked Anthony on the left side of the head. Anthony, totally unprepared for what was to befall him, was completely defenseless. The location and nature of the wound and the manner of the attack showed intent to kill and treachery.
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Treachery as to Damaso: The Court found merit in the OSG's recommendation that the appellant was liable only for Homicide. None of the prosecution witnesses saw how the attack on Damaso commenced. Anthony testified that after regaining consciousness, he saw his father, with multiple stab wounds, crawling towards their house. Lumagi testified that after hearing shouts, she ran toward the scene and saw the appellant hacking Damaso, who was lying on his back with arms raised to ward off blows. This evidence failed to meet the requirement that for treachery to be appreciated, the prosecution must show how the criminal act commenced, developed, and ended. That treachery attended the attack against Anthony did not mean it also attended the assault against Damaso, as treachery must be shown in the performance of the acts of execution against each victim separately.
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Intoxication as Mitigating Circumstance: For the alternative circumstance of intoxication to be treated as mitigating, the defense must show that the intoxication is not habitual, not subsequent to a plan to commit a felony, and that the accused's drunkenness affected his mental faculties. The only proof on record was the appellant's testimony that he drank "about 3 to 4 bottles of beer." The low alcohol content of beer, the quantity consumed, and the absence of any independent proof that the appellant's alcohol intake affected his mental faculties all negated the finding that he was intoxicated enough to mitigate his liability.
Doctrines
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Elements of Self-Defense — Self-defense requires: (1) unlawful aggression on the part of the victim; (2) reasonable necessity of the means employed to prevent or repel it; and (3) lack of sufficient provocation on the part of the person defending himself. By invoking self-defense, the accused admits authorship of the act but seeks to justify it, thereby shifting the burden of proof to the accused, who must establish all three elements beyond reasonable doubt. Unlawful aggression is the primordial element; without it, self-defense cannot be appreciated. Aggression ceases when the victim loses hold of his weapon, and the accused's subsequent use of that weapon constitutes retaliation, not self-defense.
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Treachery (Alevosia) — Treachery is present when the offender commits the crime employing means, methods, or forms in its execution which tend directly and specially to insure its execution, without risk to himself arising from the defense that the offended party might make. For treachery to be appreciated, the prosecution must show how the criminal act commenced, developed, and ended. Treachery must be established separately for each victim; its presence as to one victim does not imply its presence as to another.
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Intoxication as a Mitigating Circumstance — For intoxication to be appreciated as a mitigating circumstance, the defense must prove: (1) the intoxication is not habitual; (2) it is not subsequent to a plan to commit a felony; and (3) the accused's drunkenness affected his mental faculties. Mere evidence that the accused consumed alcohol is insufficient; the quantity, nature of the liquor, and independent proof of impairment must be established.
Key Excerpts
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"As for Damaso's alleged unlawful aggression, assuming this claim is true, such aggression ceased when Damaso lost hold of the bolo. Thus, there was no longer any reason for appellant to pick-up the bolo and attack Damaso with it." — This passage articulates the principle that self-defense requires continuing unlawful aggression; once aggression ceases, the defender's subsequent use of force becomes retaliatory and unjustified.
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"This evidence fails to meet the requirement that for treachery to be appreciated, the prosecution must show how the criminal act commenced, developed and ended." — This states the controlling rule that treachery cannot be presumed and must be proven through evidence of the entire sequence of the attack, from commencement to conclusion.
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"That treachery may have attended the attack against Anthony does not follow that the same also attended the assault against Damaso as treachery must be shown in the performance of the acts of execution against each of the victims." — This establishes that treachery is assessed per victim and per act of execution, not collectively across multiple victims in a single incident.
Precedents Cited
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People vs. Mateo, G.R. Nos. 147678-87, 7 July 2004, 433 SCRA 640 — Controlling procedural precedent; the case was transferred to the Court of Appeals pursuant to the ruling in this case, which modified the appellate procedure for cases involving the penalty of reclusion perpetua or life imprisonment.
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People vs. Ignacio, 337 Phil. 173 (1997) — Cited for the proposition that by invoking self-defense, the accused admits committing the felonies charged, shifting the burden of proof to the accused.
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People vs. Astudillo, 449 Phil. 778 (2003) — Cited for the three elements of self-defense: unlawful aggression, reasonable necessity of the means employed, and lack of sufficient provocation.
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People vs. Mationg, 407 Phil. 771 (2001) — Cited for the requirement that for treachery to be appreciated, the prosecution must show how the criminal act commenced, developed, and ended.
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People vs. Delim, 444 Phil. 430 (2003) and People vs. Cabacan, 436 Phil. 397 (2002) — Cited for the automatic award of civil indemnity and moral damages in homicide cases.
Provisions
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Article 249, Revised Penal Code — Defines and penalizes Homicide, punishable by reclusion temporal. Applied to the killing of Damaso Delima after treachery was not appreciated, thereby reducing the crime from Murder to Homicide.
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Article 14(16), Revised Penal Code — Defines treachery (alevosia) as a qualifying circumstance. Applied to the attack on Anthony Delima, where the appellant's sudden and unexpected hacking of the unsuspecting victim insured the execution of the crime without risk to himself.
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Article 15, Revised Penal Code — Governs alternative circumstances, including intoxication. The Court declined to appreciate intoxication as a mitigating circumstance because the defense failed to prove that the appellant's mental faculties were affected by his consumption of three to four bottles of beer.
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Article 263, par. 4, Revised Penal Code — Defines and penalizes Serious Physical Injuries. The trial court originally convicted the appellant under this provision for the hacking of Anthony, but the Court of Appeals modified the conviction to Frustrated Murder, which the Supreme Court affirmed.
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Indeterminate Sentence Law — Applied to determine the imposable penalty for Homicide, yielding a range of 6 years and 1 day to 12 years of prision mayor as minimum to 12 years and 1 day to 20 years of reclusion temporal as maximum; the Court imposed 8 years and 1 day of prision mayor as minimum to 14 years and 8 months of reclusion temporal as maximum in the absence of any mitigating or aggravating circumstance.
Notable Concurring Opinions
Leonardo A. Quisumbing (Associate Justice, Chairperson), Conchita Carpio Morales (Associate Justice), Dante O. Tinga (Associate Justice), and Presbitero J. Velasco, Jr. (Associate Justice). No separate concurring opinions were written.