Primary Holding
A sudden, deliberate, and unexpected attack upon an unsuspecting victim who is afforded no opportunity to resist or escape constitutes treachery, qualifying the killing as murder, and incomplete self-defense cannot be appreciated where unlawful aggression on the part of the victim is absent, the mere perception of an impending attack being insufficient.
Background
Allan Gabrino and the victim, Joseph Balano, were former residents of Barangay Mag-aso, La Paz, Leyte, and were known to each other from childhood, having been classmates from Grade 1 to Grade 5. Balano had transferred to Barangay Cogon, Tanauan, Leyte due to insurgency in the area. On December 30, 1993, both men were present at the house of Gorgonio Berones in Barangay Mag-aso, where a drinking session had earlier taken place. The charge was brought under Article 248 of the Revised Penal Code for murder, with the Information alleging treachery and evident premeditation as qualifying circumstances.
History
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RTC, Branch 10, Abuyog, Leyte, April 3, 2007 — convicted Allan Gabrino of murder in Criminal Case No. 1347, sentencing him to reclusion perpetua and ordering him to pay ₱65,000 as civil indemnity, having given credence to the prosecution witnesses and found treachery present while rejecting incomplete self-defense for absence of unlawful aggression.
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Court of Appeals, August 28, 2008 — affirmed in toto the RTC Decision in CA-G.R. CEB CR-H.C. No. 00731, sustaining the conviction and the penalty of reclusion perpetua with payment of ₱65,000 civil indemnity.
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Supreme Court, First Division, March 9, 2011 — denied the appeal and affirmed the CA Decision with modification, increasing the damages to ₱50,000 civil indemnity, ₱50,000 moral damages, and ₱30,000 exemplary damages, with 6% interest per annum from finality of judgment until fully paid.
Facts
On December 30, 1993, Bartolome Custodio visited his uncle Gorgonio Berones in Barangay Mag-aso, La Paz, Leyte, accompanied by Joseph Balano. Upon arrival, they noticed that a certain Jom-jom and his friends, including Allan Gabrino, were having a drinking session at the house. About thirty minutes later, Jom-jom's group left. Bartolome and Balano stayed for less than an hour and then departed. On their way home, under bright moonlight, somebody suddenly sprang out from behind a coconut tree and stabbed Balano. Bartolome, who was only two arms' lengths away, easily recognized the assailant as Gabrino. He attempted to pacify Gabrino, saying "don't do that, Lan," but Gabrino had already finished stabbing. Bartolome saw Gabrino stab Balano once, after which Balano ran away while being pursued by Gabrino. Bartolome sought help to transport Balano to the hospital, but the latter died on the way.
A second prosecution witness, Ismael Moreto, corroborated portions of the account. He had been staying at Bartolome's house that night and, upon going outside because he could not sleep, saw Gabrino suddenly stab Balano once with a pisao, a small bolo or knife. Fearing for his life, Ismael immediately went back inside the house.
The defense presented a different version. Nestor Sarile, a motorcycle driver for hire, testified that he had brought Gorgonio to Barangay Mag-aso that afternoon and, while waiting outside, saw four people coming down from the house: Gabrino, Jeffrey Erro, Tap-ing Fernandez, and Balano. According to Nestor, while Gabrino went to the side of the house to urinate, Tap-ing threw something at Gabrino that caused him to bleed, and then they ran away. Thereafter, Balano attacked Gabrino, and as they grappled, Balano was stabbed in the chest. Gabrino then fled. Gabrino himself testified that after being hit on the head by a stone thrown by Tap-ing, he saw Balano rushing toward him with an ice pick, whereupon he immediately stabbed Balano and ran away.
The trial court gave credence to the prosecution's witnesses and found that treachery was employed. It rejected the claim of incomplete self-defense, finding no unlawful aggression on the part of the victim. The Court of Appeals affirmed this ruling in toto.
Arguments of the Petitioners
- Reasonable Doubt: Accused-appellant maintained that the trial court erred in convicting him of murder, his guilt not having been proved beyond reasonable doubt.
- Treachery: Assuming liability could be established, accused-appellant alleged that the CA and the RTC erred in appreciating the qualifying circumstance of treachery.
- Incomplete Self-Defense: Accused-appellant raised the existence of the mitigating circumstance of incomplete self-defense, asserting that the victim had approached him with an ice pick, which should be recognized as unlawful aggression warranting the privileged mitigating circumstance.
Issues
- Credibility of Factual Findings: Whether the factual findings of the RTC, as affirmed by the CA, should be sustained and respected on appeal.
- Treachery: Whether the killing of Joseph Balano was attended by treachery, justifying conviction for murder under Article 248 of the Revised Penal Code.
- Evident Premeditation: Whether the aggravating circumstance of evident premeditation was established.
- Incomplete Self-Defense: Whether the mitigating circumstance of incomplete self-defense should be appreciated in favor of accused-appellant.
- Damages: Whether the damages awarded by the lower courts should be modified to conform with current jurisprudence.
Ruling
- Credibility of Factual Findings: Yes. The RTC's factual findings and assessment of witness credibility were sustained, there being no showing of grave abuse of discretion or any overlooked material fact.
- Treachery: Yes. Treachery was present, the accused having deliberately hidden behind a coconut tree and launched a sudden, unexpected attack that afforded the victim no opportunity to resist or escape.
- Evident Premeditation: No. Evident premeditation was not established, the prosecution having failed to prove how and when the plan to kill was hatched or how much time elapsed before it was carried out.
- Incomplete Self-Defense: No. Incomplete self-defense could not be appreciated because unlawful aggression on the part of the victim was absent, the mere perception of an impending attack being insufficient.
- Damages: Yes, modified. The damages were increased to ₱50,000 as civil indemnity, ₱50,000 as moral damages, and ₱30,000 as exemplary damages, with 6% interest per annum from finality of judgment until fully paid.
Ruling Rationale
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Credibility of Factual Findings: The RTC, having personally heard the accused and the witnesses and observed their demeanor during trial, was in the best position to assess and weigh the evidence. The doctrine that the trial court's assessment of witness credibility is entitled to great weight, sometimes even finality, was applied. There was no allegation or indication that the RTC acted with grave abuse of discretion or overlooked any material fact. Accordingly, the RTC's adoption of the prosecution's version as the correct factual finding was sustained, the CA having concurred.
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Treachery: Treachery exists when the offender employs means, methods, or forms in the execution of the crime that tend directly and specially to insure its execution without risk to the offender arising from the defense the offended party might make. The essential inquiry is whether the attack was made swiftly, deliberately, unexpectedly, and without warning, affording the unsuspecting victim no chance to resist or escape. Bartolome's testimony established that Gabrino deliberately hid behind a coconut tree at nighttime and, without warning, suddenly lunged at and stabbed Balano. The victim, who was walking home unaware, had no opportunity to resist. The fact that Balano was able to run after being stabbed did not negate treachery, consistent with the ruling in People vs. Lobino that the victim's ability to run after the first blow does not obliterate the treachery employed. The elements of murder were satisfied: a person was killed, the accused killed him, the killing was attended by treachery as a qualifying circumstance, and the killing was neither parricide nor infanticide.
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Evident Premeditation: Evident premeditation requires the concurrence of three requisites: (1) the time when the offender determined to commit the crime; (2) an act manifestly indicating that the culprit has clung to his determination; and (3) a sufficient lapse of time between the determination and execution to allow reflection upon the consequences of the act. It is indispensable to show how and when the plan to kill was hatched and how much time elapsed before it was carried out. The prosecution established only the fact of Gabrino's sudden stabbing of Balano after hiding behind a coconut tree, which proved treachery but not evident premeditation. No evidence was presented showing that Gabrino had taken advantage of sufficient time to carefully plan the killing or that a considerable time had elapsed for him to reflect upon the consequences of his act.
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Incomplete Self-Defense: Under Article 69 in relation to Article 11 of the RPC, incomplete self-defense may be appreciated as a privileged mitigating circumstance when the majority of the conditions for self-defense are present. However, unlawful aggression is an indispensable requisite; it can never be the element that is wanting. Unlawful aggression is defined as an actual physical assault or at least a threat to inflict real imminent injury, presupposing actual, sudden, unexpected, or imminent danger — not merely threatening and intimidating action. The burden of proving the elements of self-defense rests on the accused. Gabrino's own testimony on cross-examination established that Balano never thrust toward him, never attempted to strike or stab him, and after being stabbed, merely stabbed a coconut tree instead of retaliating, even though Gabrino was within reach. The mere allegation that Balano was approaching with an ice pick did not constitute a real and imminent threat to life sufficient to create unlawful aggression. Any unlawful aggression came from Tap-ing, who threw the stone, not from Balano. The mere perception of an impending attack is not sufficient to constitute unlawful aggression, pursuant to People vs. Arnante.
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Damages: The penalty for murder under Article 248 of the RPC is reclusion perpetua to death. Since neither aggravating nor mitigating circumstances were present, the RTC correctly imposed the lesser penalty of reclusion perpetua. Pursuant to current jurisprudence as articulated in People vs. Combate, when the circumstances call for the imposition of reclusion perpetua only, the proper awards are ₱50,000 as civil indemnity, ₱50,000 as moral damages, and ₱30,000 as exemplary damages, with interest at 6% per annum from finality of judgment until fully paid. The original ₱65,000 awarded by the lower courts was accordingly modified.
Doctrines
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Trial Court's Assessment of Witness Credibility — The factual findings of the trial court, particularly its assessment of witness credibility, are entitled to great weight, sometimes even finality, because the trial judge personally heard the witnesses and observed their demeanor. Appellate courts will not disturb these findings absent a clear showing that they were reached arbitrarily or that the trial court overlooked facts of substance or value that might affect the result. In this case, the doctrine was applied to sustain the RTC's credence in the prosecution witnesses' testimonies, as affirmed by the CA, there being no indication of grave abuse of discretion or overlooked material facts.
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Treachery — Treachery exists when the offender commits any of the crimes against persons, employing means, methods, or forms in the execution which tend directly and specially to insure its execution, without risk to the offender arising from the defense which the offended party might make. The essential elements are: (1) the employment of means of execution that gives the person attacked no opportunity to defend himself or to retaliate; and (2) the means were deliberately or consciously adopted. A sudden attack against an unarmed victim constitutes treachery, and the victim's ability to run after the first blow does not obliterate the treachery employed. In this case, Gabrino's deliberate concealment behind a coconut tree and sudden, unexpected stabbing of Balano satisfied both elements.
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Evident Premeditation — Evident premeditation requires the concurrence of three requisites: (1) the time when the offender determined to commit the crime; (2) an act manifestly indicating that the culprit has clung to his determination; and (3) a sufficient lapse of time between the determination and execution to allow reflection upon the consequences of the act. It is indispensable to show how and when the plan to kill was hatched and how much time elapsed before it was carried out. Absent such evidence, evident premeditation cannot be appreciated.
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Incomplete Self-Defense and Unlawful Aggression — For incomplete self-defense to prosper as a privileged mitigating circumstance under Article 69 in relation to Article 11 of the RPC, unlawful aggression must exist. It is an indispensable requisite; either of the other two elements (reasonable necessity of the means employed, or lack of sufficient provocation) may be wanting, but unlawful aggression can never be the missing element. Unlawful aggression requires an actual physical assault or at least a threat to inflict real imminent injury — not merely a threatening or intimidating action. The mere perception of an impending attack is not sufficient. The burden of proving the elements of self-defense is on the accused.
Key Excerpts
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"What is important in ascertaining the existence of treachery is the fact that the attack was made swiftly, deliberately, unexpectedly, and without a warning, thus affording the unsuspecting victim no chance to resist or escape the attack." — This passage articulates the controlling standard for determining the presence of treachery, emphasizing the suddenness and deliberateness of the attack as the critical factors.
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"In order that incomplete self-defense could prosper as a privileged mitigating circumstance, unlawful aggression must exist. ... It is any one of the two other elements of self-defense that could be wanting in an incomplete self-defense ... but it can never be unlawful aggression." — This passage establishes the indispensable character of unlawful aggression in incomplete self-defense, clarifying which element may be absent and which may never be.
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"Unlawful aggression is defined as 'an actual physical assault, or at least a threat to inflict real imminent injury, upon a person. ... It is present only when the one attacked faces real and immediate threat to one's life.'" — This defines the canonical formulation of unlawful aggression, distinguishing actual imminent danger from mere threatening or intimidating action, and is frequently cited in subsequent jurisprudence on self-defense.
Precedents Cited
- People vs. Combate, G.R. No. 189301, December 15, 2010 — Followed for the doctrine on the trial court's assessment of witness credibility and for the proper amounts of civil indemnity, moral damages, and exemplary damages when reclusion perpetua is imposed.
- People vs. Lobino, G.R. No. 123071, October 28, 1999 — Followed for the rule that a sudden attack against an unarmed victim constitutes treachery, and that the victim's ability to run after the first blow does not obliterate treachery.
- People vs. Leozar Dela Cruz, G.R. No. 188353, February 16, 2010 — Followed for the enumeration of the elements of murder under Article 248 of the RPC.
- People vs. Manulit, G.R. No. 192581, November 17, 2010 — Followed for the rule that unlawful aggression is an indispensable requisite in appreciating incomplete self-defense.
- People vs. Arnante, G.R. No. 148724, October 15, 2002 — Followed for the principle that the mere perception of an impending attack is not sufficient to constitute unlawful aggression.
- People vs. Robert Dinglasan, G.R. No. 101312, January 28, 1997 — Quoted for the well-entrenched doctrine that the trial court's factual findings and assessment of witness credibility should be respected.
- People vs. Borbon, G.R. No. 143085, March 10, 2004 — Followed for the requisites of evident premeditation and the requirement that the fact of planning the crime must be established.
- Mendoza vs. People, G.R. No. 139759, January 14, 2005 — Followed for the rule that the burden to prove the elements of self-defense is incumbent upon the accused.
Provisions
- Article 248, Revised Penal Code — Defines and penalizes murder, listing the attendant circumstances including treachery, evident premeditation, and others. Applied as the substantive basis for the conviction; treachery was found present, qualifying the killing as murder, with the penalty of reclusion perpetua imposed in the absence of aggravating or mitigating circumstances.
- Article 14(3), Revised Penal Code — Defines evident premeditation as an aggravating circumstance. The Court found it was not established because the prosecution failed to prove how and when the plan to kill was hatched or how much time elapsed before execution.
- Article 11(1), Revised Penal Code — Defines justifying circumstances, specifically self-defense, requiring unlawful aggression, reasonable necessity of the means employed, and lack of sufficient provocation. Applied to reject the claim of self-defense because unlawful aggression was absent.
- Article 69, Revised Penal Code — Provides for the penalty to be imposed when the crime committed is not wholly excusable, allowing a penalty lower by one or two degrees when the majority of conditions for a justifying circumstance are present. Applied in relation to Article 11 to analyze the claim of incomplete self-defense, which was rejected for want of unlawful aggression.
Notable Concurring Opinions
Chief Justice Renato C. Corona (Chairperson), Associate Justice Teresita J. Leonardo-De Castro, Associate Justice Mariano C. Del Castillo, and Associate Justice Jose Portugal Perez concurred in the decision.