Primary Holding
Findings of fact of the Court of Appeals that affirm those of the trial court are binding on the Supreme Court, unless the findings are palpably unsupported by the evidence on record or the judgment is based on a misapprehension of facts; and a petition for review under Rule 45 is confined to questions of law, not questions of fact.
Background
Petitioner Julito Operiano and his father Justino Operiano were charged with homicide for the death of Alberto Penales on December 8, 1995, in Tagbilaran City. The case arose from a street confrontation near the Operianos' passenger vehicle. Both accused pleaded not guilty at arraignment and were tried jointly before the Regional Trial Court of Bohol.
History
1997 – 2006-
Jul 21, 1997
RTC of Bohol
Convicted both Julito and Justino Operiano of homicide, sentencing each to an indeterminate penalty of six years and one day of prision mayor to ten years of prision mayor, with civil indemnity and damages.
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4 yrs 11 mos later
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Jul 5, 2002
Court of Appeals
Affirmed Julito's conviction for homicide but modified the maximum penalty to twelve years and one day of reclusion temporal; found Justino guilty only of slight physical injuries and sentenced him to a fine of P200.00.
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4 mos 10 days later
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Nov 15, 2002
Court of Appeals
Denied petitioner's motion for reconsideration.
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3 yrs 5 mos later
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Apr 26, 2006
Supreme Court
Denied the petition for lack of merit and affirmed the Court of Appeals' decision and resolution.
Facts
At around 7:30 p.m. on December 8, 1995, eyewitness Felix Olmillo, Jr. and his wife were waiting for a tricycle at the corner of Marapao Street and Torralba Street in Tagbilaran City. Felix saw Justino Operiano punch Alberto Penales on the face, after which petitioner Julito Operiano kicked Alberto in the abdominal region. Alberto fell backwards, and the back of his head struck the asphalt road. Another eyewitness, Alberto's brother Fortunato Penales, Jr., corroborated Felix's account, testifying that he saw petitioner deliver a "flying kick" to Alberto's upper abdomen, causing Alberto to fall and hit the back of his head on the street. Fortunato further testified that petitioner and his father immediately left aboard their Ford Fierra, and he then brought Alberto to the provincial hospital.
Dr. Rolando Po of the Celestino Gallares Memorial Hospital testified that Alberto suffered a "linear fracture occipital bone left," or a fracture at the back of the head. Alberto was discharged on December 16, 1995, but was re-admitted two days later when his condition worsened. Dr. Rosali Ray Atup testified that Alberto was in distress, and despite efforts to reduce brain swelling, he died at 3:20 a.m. on December 19, 1995. The death certificate listed the immediate cause as cardiopulmonary arrest secondary to uncal herniation, the antecedent cause as intracranial hemorrhage, and the underlying cause as head injury.
For his defense, petitioner testified that an unknown person had carried and left the drunken Alberto near their passenger vehicle, and that the back of Alberto's head had hit the cemented road. When Alberto got up and started clawing Justino, petitioner told him to stop, but Alberto turned against him. Irritated, petitioner kicked Alberto's left leg. Petitioner claimed they left because some passengers had started to alight. Defense witnesses presented varying accounts: Ben Cantina testified that it was Oming Olmillo who punched Alberto, though he did not identify Oming in his January 9, 1996 affidavit; Calixta Miculob declared that two persons carried Alberto before he was dropped; while petitioner, his father, and Johnny Cemini testified that a friend of Oming Olmillo carried Alberto. Johnny Cemini also testified that Alberto was "dropped off," though his affidavit merely stated that Alberto was "placed" near Justino's vehicle.
The trial court found both accused guilty beyond reasonable doubt of homicide, crediting the eyewitness testimonies and medical evidence. On appeal, the Court of Appeals affirmed petitioner's conviction but modified the maximum penalty and found his father guilty only of slight physical injuries. Petitioner filed the instant petition, challenging the factual findings of both lower courts.
Arguments of the Petitioners
- Proximate Cause: Petitioner contended that there was no evidence proving beyond reasonable doubt his culpability for Alberto's head injury and subsequent death, arguing that the kick he delivered was not the proximate cause of the victim's death.
- Appreciation of Prior Events: Petitioner insisted that Alberto already suffered physical injuries before clawing Justino, but the trial court disregarded the testimonies of defense witnesses regarding events prior to the confrontation.
- Credibility of Prosecution Witnesses: Petitioner further contended that the testimonies of Felix Olmillo, Jr. and Fortunato Penales, Jr. lacked credibility.
- Review of Factual Findings: Petitioner asked the Court to overturn the factual findings of the trial and appellate courts for alleged misapprehension of the evidence.
Arguments of the Respondents
- Binding Factual Findings: The Office of the Solicitor General countered that no compelling reason had been shown to disturb the factual findings of the trial and appellate courts that it was petitioner who inflicted Alberto's fatal head injury.
Issues
- Proximate Cause: Whether the Court of Appeals erred in affirming the trial court's ruling that petitioner's kick was the proximate cause of Alberto Penales's death and in affirming the conviction for homicide.
- Appreciation of Evidence: Whether the Court of Appeals erred in failing to consider and appreciate the evidence of events that occurred prior to the confrontation between Alberto Penales and Justino Operiano.
- Review of Factual Findings: Whether appellate courts can overturn the findings of fact by a trial or lower court.
Ruling
- Proximate Cause: No. The kick delivered by petitioner was the proximate and immediate cause of Alberto's head injury and death, as established by the corroborated eyewitness testimonies and the medico-legal certificate.
- Appreciation of Evidence: No. The lower courts did not err in their appreciation of the evidence, the defense having presented inconsistent and gap-ridden testimonies that did not overturn the prosecution's case.
- Review of Factual Findings: No, not in this instance. The issues raised by petitioner are factual matters improper in a Rule 45 petition, and the concurrent factual findings of the trial and appellate courts are binding on the Supreme Court absent palpable lack of evidentiary support or misapprehension of facts.
Ruling Rationale
- Proximate Cause: The kicking of the victim by petitioner was the first and immediate act that produced the injury and set the other events in motion, each having a close causal connection with its immediate predecessor, in a continuous chain of events leading to Alberto's death. The eyewitness testimonies of Felix Olmillo, Jr. and Fortunato Penales, Jr. corroborated each other and remained steadfast on cross-examination by both defense counsel and the trial judge. Their accounts established that petitioner's flying kick to Alberto's abdomen caused Alberto to fall and strike the back of his head on the asphalt road. This was validated by the medico-legal certificate identifying Alberto's injury as a "linear fracture occipital bone left," and by the death certificate listing head injury as the underlying cause of death. Petitioner himself admitted that he kicked Alberto, and defense witness Johnny Cemini corroborated this admission. No contradictory medical evidence was presented to overturn Dr. Atup's conclusions.
- Appreciation of Evidence: The defense presentation contained gaps and inconsistencies that undermined its credibility. Ben Cantina testified that Oming Olmillo punched Alberto but failed to identify Oming in his January 9, 1996 affidavit, having only learned Oming's name three days after the incident. Calixta Miculob testified that two persons carried Alberto before he was dropped, while petitioner, his father, and Johnny Cemini testified that a friend of Oming Olmillo carried Alberto. Cemini testified that Alberto was "dropped off" but his affidavit merely stated that Alberto was "placed" near Justino's vehicle. These inconsistencies failed to overcome the straightforward and consistent prosecution evidence.
- Review of Factual Findings: Petitioner's arguments raised issues on factual matters, entailing a review of the credibility of witnesses and their testimonies, which are improper in a petition for review under Rule 45, which is confined to questions of law. Findings of fact of the Court of Appeals affirming those of the trial court bind the Supreme Court, unless the findings are palpably unsupported by the evidence on record or the judgment is based on a misapprehension of facts. No such exception was demonstrated here. The mitigating circumstance of lack of intention to commit so grave a wrong was properly appreciated in petitioner's favor pursuant to Article 13, paragraph 3 of the Revised Penal Code.
Doctrines
- Binding Effect of Concurrent Factual Findings — Findings of fact of the Court of Appeals affirming those of the trial court are binding on the Supreme Court, unless the findings are palpably unsupported by the evidence on record or the judgment is based on a misapprehension of facts. The Court applied this doctrine to reject petitioner's attempt to relitigate factual issues in a Rule 45 petition.
- Rule 45 Limited to Questions of Law — Only questions of law should be raised in a petition for review under Rule 45 of the Rules of Court. Questions involving the credibility of witnesses and their testimonies are factual matters and are improper in such a petition. The Court invoked this principle to decline petitioner's invitation to review the lower courts' factual findings.
- Proximate Cause in Criminal Law — The proximate cause is the first and immediate act that produces the injury and sets the other events in motion, each having a close causal connection with its immediate predecessor, in a continuous chain of events leading to the death. The Court applied this to conclude that petitioner's kick was the proximate cause of Alberto's fatal head injury.
Key Excerpts
- "Findings of fact of the Court of Appeals affirming those of the trial court bind this Court, unless the findings of the trial and appellate courts are palpably unsupported by the evidence on record or unless the judgment itself is based on misapprehension of facts." — This passage articulates the controlling doctrine on the binding effect of concurrent factual findings, which disposed of petitioner's attempt to relitigate factual issues.
- "That petitioner's kick was the proximate and immediate cause of Alberto's head injury, causing his death is beyond cavil. The kicking of the victim by petitioner is the first and immediate act that produced the injury and set the other events in motion, each having a close causal connection with its immediate predecessor, in a continuous chain of events leading to Alberto's death." — This passage states the ratio decidendi on proximate cause, defining the chain of causation that links petitioner's kick to the victim's death.
Precedents Cited
- Pangonorom vs. People, G.R. No. 143380, April 11, 2005, 455 SCRA 211, 220 — Cited as controlling authority for the doctrine that findings of fact of the Court of Appeals affirming those of the trial court bind the Supreme Court, absent palpable lack of evidentiary support or misapprehension of facts.
- Quinto vs. Andres, G.R. No. 155791, March 16, 2005, 453 SCRA 511, 520 — Cited for the definition of proximate cause as the first and immediate act that produces the injury and sets the other events in motion in a continuous chain of events.
Provisions
- Article 249, Revised Penal Code — Defines and penalizes the crime of homicide. Petitioner was convicted under this provision for the killing of Alberto Penales.
- Article 13, paragraph 3, Revised Penal Code — Provides the mitigating circumstance of lack of intention to commit so grave a wrong, which was appreciated in petitioner's favor by both the trial and appellate courts.
- Rule 45, Section 1, Rules of Court — Governs petitions for review on certiorari and limits such petitions to questions of law. The Court invoked this provision to hold that petitioner's factual issues were improper in the instant petition.
Notable Concurring Opinions
Antonio T. Carpio, Conchita Carpio Morales, Dante O. Tinga, and Presbitero J. Velasco, Jr. concurred in the decision. No separate concurring opinions were written.