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Millare vs. Montero

The Supreme Court affirmed the recommendation of the Integrated Bar of the Philippines and suspended respondent Atty. Eustaquio Z. Montero for one year. The suspension was imposed because the lawyer, in representing a client in an ejectment case, filed a total of six appeals, petitions, and actions across different courts after the judgment against his client had become final and executory. These filings were found to be dilatory, meritless, and constituted forum shopping, all intended to frustrate the execution of a lawful judgment, in violation of his duties under the Code of Professional Responsibility to assist in the speedy administration of justice and to use only fair and honest means within the bounds of the law.

Primary Holding

A lawyer who files multiple, successive, and meritless actions across different courts for the sole purpose of delaying the execution of a final and executory judgment is guilty of forum shopping and abuse of court processes, warranting disciplinary action for violating the ethical duty to assist in the speedy and efficient administration of justice.

Background

Pacifica Millare obtained a final and executory judgment in an ejectment case (Civil Case No. 844) from the Municipal Trial Court of Bangued, Abra, against Elsa Dy Co, who was represented by respondent Atty. Eustaquio Z. Montero. Despite the judgment's finality, respondent embarked on a series of legal maneuvers across multiple judicial fora, filing appeals, petitions for annulment, and special civil actions, all aimed at preventing the execution of the judgment. The complainant, Rodolfo Millare (son of Pacifica Millare), subsequently filed this administrative complaint for disbarment.

History

  1. The ejectment case (Civil Case No. 844) was decided in favor of Pacifica Millare by the MTC. The RTC affirmed the decision on appeal.

  2. The Court of Appeals dismissed respondent's client's appeal (CA-G.R. CV No. 11404) for using the wrong mode (ordinary appeal instead of petition for review). The MTC judgment became final and executory on November 19, 1986.

  3. Respondent filed a Petition for Annulment of Decisions with the CA (CA-G.R. SP No. 11690), which the CA dismissed for failure to allege jurisdictional defect, denial of due process, or fraud.

  4. Respondent filed a Petition for Review on Certiorari with the Supreme Court (G.R. No. 86084), which was denied for being filed and paid late.

  5. After a writ of execution was issued by the MTC, respondent filed a special civil action for certiorari, prohibition, and mandamus (SP CV No. 624) with the RTC to annul the writ. The RTC denied the petition.

  6. Respondent appealed the RTC's denial to the CA (CA-G.R. SP No. 17040).

  7. The IBP Board of Governors found respondent guilty of malpractice and recommended suspension. The Supreme Court affirmed the IBP's finding and imposed a one-year suspension.

Facts

  • Nature: This is an administrative complaint for disbarment filed by Rodolfo Millare against Atty. Eustaquio Z. Montero.
  • Underlying Ejectment Case: Pacifica Millare, complainant's mother, won an ejectment case (Civil Case No. 844) in the MTC against Elsa Dy Co, who was represented by respondent. The RTC affirmed the MTC decision.
  • Failure to Stay Execution: Co, through respondent, appealed to the Court of Appeals but failed to file a supersedeas bond or pay the adjudged rentals, causing the MTC judgment to become final and executory on November 19, 1986.
  • Series of Post-Judgment Filings: After finality, respondent filed a series of actions: (1) a Manifestation/Motion in the CA appeal; (2) a Petition for Annulment of Decisions in the CA (CA-G.R. SP No. 11690); (3) a Petition for Review on Certiorari in the Supreme Court (G.R. No. 86084); (4) a special civil action for certiorari, prohibition, and mandamus in the RTC (SP CV No. 624); and (5) an appeal from that RTC denial to the CA (CA-G.R. SP No. 17040).
  • Findings of Dilatory Motive: The CA dismissed the annulment petition, noting it lacked allegations of jurisdictional defect, denial of due process, or fraud. The Supreme Court denied the petition for review for procedural defects. The RTC dismissed the special civil action.
  • Complainant's Allegation: Complainant alleged that respondent's multiple filings were intended solely to delay and frustrate the execution of a final judgment, constituting forum shopping and abuse of court processes.

Arguments of the Petitioners

  • Forum Shopping and Dilatory Tactics: Petitioner argued that respondent's filing of six separate appeals, petitions, and actions in different courts concerning the same final judgment constituted forum shopping and a blatant abuse of court processes to delay execution.
  • Violation of Ethical Duties: Petitioner maintained that respondent's actions violated his duty as a lawyer to assist in the speedy administration of justice and to employ only fair and honest means within the bounds of the law.

Arguments of the Respondents

  • Defense of Client's Rights: Respondent countered that his actions were legitimate attempts to protect his client's rights, arguing that the underlying judgments were unjust and contrary to law for allowing a 300% rental increase.
  • Procedural Misstep, Not Malpractice: Respondent argued that his filing of an ordinary appeal instead of a petition for review was a mistake, but not one that rose to the level of malpractice or unethical conduct warranting disbarment.

Issues

  • Forum Shopping and Abuse of Process: Whether respondent's filing of multiple, successive legal actions across different courts after a judgment had become final and executory constitutes forum shopping and an abuse of court processes.
  • Violation of Professional Ethics: Whether respondent's conduct violated Canons 12 and 19 and related rules of the Code of Professional Responsibility, specifically the duties to assist in the speedy administration of justice and to use only fair and honest means in litigation.

Ruling

  • Forum Shopping and Abuse of Process: The filing of six appeals, complaints, or petitions to frustrate the execution of the same final judgment constitutes forum shopping and a willful abuse of court processes. Such conduct degrades the administration of justice and is punishable as contempt, subjecting the filing lawyer to disciplinary action.
  • Violation of Professional Ethics: Respondent violated Canon 12 (duty to assist in speedy and efficient administration of justice) and Canon 19 (duty to represent client within the bounds of the law using fair and honest means). His actions, including filing a patently defective annulment petition and multiple dilatory motions, were not legitimate advocacy but unethical attempts to impede the execution of a judgment.

Doctrines

  • Forum Shopping — Forum shopping exists when, as a result of an adverse opinion in one forum, a party seeks a favorable opinion in another forum, or when a party institutes two or more actions based on the same cause, hoping one will render a favorable judgment. The Court found respondent guilty of this by filing multiple actions to forestall execution.
  • Abuse of Court Processes / Dilatory Tactics — It is unethical for a lawyer to abuse or wrongfully use the judicial process by filing dilatory motions, repetitious litigation, and frivolous appeals for the sole purpose of frustrating and delaying the execution of a judgment. This violates the duty to assist in the speedy administration of justice.
  • Limits on Advocacy — While advocacy permits the use of any arguable construction of law favorable to a client, a lawyer is not allowed to knowingly advance a claim or defense unwarranted under existing law, prosecute patently frivolous appeals, or institute clearly groundless actions.

Key Excerpts

  • "A lawyer is not a gun for hire." — This passage emphasizes that a lawyer's duty to zealously represent a client is bounded by ethical rules and the law; they cannot be a mere instrument for a client's unlawful or dilatory objectives.
  • "Such filing of multiple petitions constitutes abuse of the Court's processes and improper conduct that tends to impede, obstruct and degrade the administration of justice and will be punished as contempt of court. Needless to add, the lawyer who filed such multiple or repetitious petitions (which obviously delays the execution of a final and executory judgment) subjects himself to disciplinary action..." — This excerpt from Gabriel v. Court of Appeals, cited by the Court, directly links the filing of multiple repetitious petitions to abuse of process and disciplinary liability for the lawyer.

Precedents Cited

  • Regidor v. Court of Appeals, 219 SCRA 530 (1993) — Cited to establish the limited grounds for annulment of a final judgment (want of jurisdiction/lack of due process or fraud), which respondent's petition failed to allege.
  • People of Paombong, Bulacan v. Court of Appeals, 218 SCRA 423 (1993) — Cited for the principle that once a superior court's judgment is remanded for execution, the trial court's function is purely ministerial and it cannot modify or reverse the judgment.
  • Villanueva v. Adre, 172 SCRA 876 (1989) — Cited to define forum shopping as venturing to another forum for a more favorable resolution after an adverse decision in one forum.
  • Gabriel v. Court of Appeals, 72 SCRA 272 (1976) — Cited for the doctrine that filing multiple petitions constitutes abuse of process and that the responsible lawyer subjects himself to disciplinary action.

Provisions

  • Canon 12, Code of Professional Responsibility — Requires a lawyer to exert every effort to assist in the speedy and efficient administration of justice.
  • Rule 12.02, Code of Professional Responsibility — Prohibits a lawyer from filing multiple actions arising from the same cause.
  • Rule 12.04, Code of Professional Responsibility — Prohibits a lawyer from unduly delaying a case, impeding the execution of a judgment, or misusing court processes.
  • Canon 19, Code of Professional Responsibility — Requires a lawyer to represent his client within the bounds of the law.
  • Rule 19.01, Code of Professional Responsibility — Mandates that a lawyer employ only fair and honest means to attain the lawful objectives of his client.
  • Rule 19.03, Code of Professional Responsibility — Prohibits a lawyer from allowing his client to dictate the procedure in handling the case.

Notable Concurring Opinions

Justice Padilla, Justice Davide, Jr., Justice Bellosillo, and Justice Kapunan.