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Hipolito vs. Alejandro-Abbas

Respondents Atty. Ma. Carmina M. Alejandro-Abbas and Atty. Joseph Anthony M. Alejandro were suspended from the practice of law for six months after being found liable for violating Canon 1, Rule 1.01 and Canon 7, Rule 7.03 of the Code of Professional Responsibility. The charges arose from two incidents in February 2015 in which respondents, accompanied by 30 to 40 men, forcibly entered property in actual possession of complainant Narciso Hipolito, demolished his house and structures, and uttered threats and profanities against him and his family. The Court rejected respondents' contention that the administrative complaint was dependent on the outcome of a related DARAB case, holding that disbarment proceedings are independent of civil or agrarian litigation and are instituted for the protection of the public and the legal profession, not to grant relief to a complainant. The Court found that respondents did not deny the acts of violence and intimidation and offered no justification, demonstrating deliberate disobedience to the rule of law.

Primary Holding

A lawyer may be disciplined not only for malpractice in connection with the profession but also for gross misconduct outside of professional capacity, and lawyers who use force, violence, and intimidation to enforce alleged property rights violate Canon 1, Rule 1.01 and Canon 7, Rule 7.03 of the Code of Professional Responsibility.

Background

Narciso L. Hipolito and his family were in actual and physical possession of a disputed property in Brgy. San Pedro, Bustos, Bulacan, where they had constructed a family home and planted mango and other fruit-bearing trees. Respondents Atty. Ma. Carmina M. Alejandro-Abbas and Atty. Joseph Anthony M. Alejandro are siblings who claim ownership over the same property. A related agrarian dispute was pending before the Department of Agrarian Reform Adjudicatory Board (DARAB), docketed as Case No. R-03-02-0141'15 to 0142'15, which complainant had filed prior to the administrative complaint.

History

  1. Complainant filed an administrative complaint before the IBP Commission on Bar Discipline, docketed as CBD Case No. 15-4527, for grave abuse of authority and conduct unbecoming of a lawyer under Canon 1, Rule 1.01 of the CPR.

  2. On January 26, 2016, the IBP Investigating Commissioner found respondents violated Canon 1, Rule 1.01 and recommended a penalty of three months suspension, noting respondents did not categorically deny the acts of violence and were deemed to have admitted them.

  3. On August 31, 2017, the IBP Board of Governors passed Resolution No. XXIII-2017-019 adopting the Investigating Commissioner's findings but increasing the penalty to six months suspension.

  4. On July 12, 2018, the IBP Board of Governors issued an Extended Resolution explaining that respondents' highhanded and abusive conduct amounted to grave abuse of authority as officers of the court, proscribed under Canon 1, Rule 1.01 of the CPR.

  5. The records were transmitted to the Supreme Court for final action; no motion for reconsideration or petition for review was filed by either party.

  6. On December 10, 2019, the Supreme Court First Division affirmed the IBP Board of Governors' resolution and found respondents liable under Canon 1, Rule 1.01 and Canon 7, Rule 7.03, imposing six months suspension.

Facts

Narciso L. Hipolito and his family were in actual and physical possession of a disputed property located at Brgy. San Pedro, Bustos, Bulacan, where they had constructed their family home and planted mango and other fruit-bearing trees. In the morning of February 8, 2015, respondents Atty. Ma. Carmina M. Alejandro-Abbas and Atty. Joseph Anthony M. Alejandro, together with some 30 to 40 unidentified men, entered the complainant's property and began demolishing his house, structures, and other farming implements using a hammer, mallet, crowbar, and other tools.

When the complainant and his family attempted to stop the demolition, Atty. Alejandro-Abbas warned them not to interfere, declaring the land belonged to the respondents and threatening harm to anyone who moved. Atty. Alejandro, for his part, hurled profanities at the complainant's family, told them not to act up if they did not want to be harmed, and taunted them by stating that the respondents were lawyers and could face any case the complainant might file. The same incident was repeated on February 14, 2015, after which Atty. Alejandro-Abbas left with a further warning that anyone who moved or resisted should be shot and killed, and that the siblings would take responsibility.

These incidents were reported to the barangay hall and the police, but they too were allegedly threatened by the respondents. The complainant thereafter lodged an administrative complaint before the IBP Commission on Bar Discipline, docketed as CBD Case No. 15-4527, for grave abuse of authority and conduct unbecoming of a lawyer under Canon 1, Rule 1.01 of the CPR. Respondents moved for consolidation with an earlier case, CBD Case No. 15-4526, on the ground that both were related to a case the complainant had filed before the DARAB, but the motion was not favorably acted upon and the CBD proceeded to resolve CBD Case No. 15-4527 alone.

In their Consolidated Verified Position Paper, respondents averred that the administrative complaint was indisputably related to the DARAB complaint, where the complainant alleged similar facts, and that the DARAB complaint constituted the civil aspect of the administrative complaint. Respondents claimed the DARAB complaint was dismissed without prejudice for lack of cause of action because the complainant failed to present his Certification of Land Ownership Award. They contended that the administrative complaint, filed immediately after the DARAB complaint, was a harassment case meant to scare respondents. Notably, respondents did not categorically deny the acts of violence, threat, intimidation, and defamation that occurred on February 8 and 14, 2015, nor did they offer any justification for those acts.

Arguments of the Petitioners

  • Relief Sought: Complainant sought the disbarment of respondents for grave abuse of authority and conduct unbecoming of a lawyer arising from the forcible demolition and threatening incidents on February 8 and 14, 2015.

Arguments of the Respondents

  • Dependence on DARAB Case: Respondents argued that the administrative complaint was indisputably related to the DARAB complaint where the complainant alleged similar facts, and that the DARAB complaint constituted the civil aspect of the administrative complaint, such that the outcome of the former should be considered in resolving the latter.
  • Dismissal of DARAB Complaint: Respondents contended that the DARAB complaint was dismissed without prejudice for lack of cause of action because the complainant failed to present his Certification of Land Ownership Award allegedly awarded to him by the DAR.
  • Harassment Suit: Respondents maintained that the administrative complaint was a harassment case meant to scare respondents, filed immediately after the DARAB complaint, because the complainant knew his DARAB complaint had no leg to stand on.

Issues

  • Administrative Liability: Whether respondents are guilty of grave abuse of authority and conduct unbecoming of a lawyer, in violation of Canon 1, Rule 1.01 of the CPR.
  • Independence of Administrative Proceedings: Whether the resolution of the administrative complaint is dependent upon the resolution of the DARAB complaint.

Ruling

  • Administrative Liability: Yes. Respondents were found liable for violating Canon 1, Rule 1.01 and Canon 7, Rule 7.03 of the CPR, their acts of forcibly demolishing the complainant's property and uttering threats and profanities constituting unlawful and scandalous conduct that adversely reflects on their fitness to practice law.
  • Independence of Administrative Proceedings: No, the administrative complaint is not dependent on the DARAB complaint. The two cases involve different issues and causes of action, and disbarment proceedings are instituted for the protection of the public and the legal profession, not to grant relief to a complainant as in a civil case.

Ruling Rationale

  • Administrative Liability: The practice of law is a privilege bestowed by the State only on those who possess and continue to possess the legal qualifications of the profession, and lawyers are expected to maintain a high standard of legal proficiency, morality, honesty, integrity, and fair dealing at all times, whether acting in a public or private capacity. A lawyer may be disciplined not only for malpractice in connection with the profession but also for gross misconduct outside of professional capacity. In this case, the allegations that respondents forcibly entered the property, demolished structures, shouted invectives, and used abusive language against the complainant remained undisputed; respondents did not deny the incidents of February 8 and 14, 2015, nor did they offer any justification. Although respondents claimed to be the rightful owners of the property, they were without authority to use force and violence to eject the complainant, who was in prior physical possession. As lawyers, respondents are deemed to know the law, but their actions demonstrated deliberate disobedience to the rule of law. Beyond Canon 1, Rule 1.01, the Court also found respondents liable under Canon 7, Rule 7.03, because they taunted the complainant to file a case against them and threatened that they could defend themselves as lawyers, thereby misusing their profession to intimidate and transgressing the mandate to maintain the dignity of the legal profession. While the complainant sought disbarment, the Court found six months' suspension sufficient, as the supreme penalty of disbarment is reserved for clear cases of misconduct that seriously affect the standing and character of the lawyer as an officer of the court, and where a lesser penalty will suffice, the Court will not disbar.

  • Independence of Administrative Proceedings: The issue before the Court was whether respondents committed a violation of the CPR, while the DARAB complaint dealt with contested ownership over the property. There was neither identity of issues nor causes of action between the two cases, and the outcome of one had no bearing on the resolution of the other. It was plain error to argue that the administrative complaint constituted the civil aspect of the DARAB complaint, because complaints for disbarment or suspension are intended to cleanse the ranks of the legal profession of undesirable members for the protection of the public and the courts, not to grant relief to a complainant as in a civil case. The Court therefore had full authority to discipline respondents despite the alleged dismissal of the DARAB complaint.

Doctrines

  • Practice of Law as a Privilege — The practice of law is a privilege bestowed by the State only on those who possess and continue to possess the legal qualifications of the profession. Lawyers are expected to maintain, at all times, a high standard of legal proficiency, morality, honesty, integrity, and fair dealing, and must perform their four-fold duty to society, the legal profession, the courts, and their clients. These standards hold true whether a lawyer acts in a professional or private capacity. The Court applied this principle to hold respondents liable for misconduct committed outside of their professional capacity.

  • Discipline for Private Misconduct — A lawyer may be disciplined not only for malpractice in connection with his or her profession but also for gross misconduct outside of his professional capacity. The Court relied on this doctrine to hold that respondents' forcible demolition and threatening acts, though committed in a private context, were proper grounds for administrative sanction.

  • Independence of Disbarment Proceedings — Complaints for disbarment or suspension are intended to cleanse the ranks of the legal profession of undesirable members for the protection of the public and the courts; they are not meant to grant relief to a complainant as in a civil case. Proceedings to discipline erring members of the bar are instituted not only for the protection and promotion of the public good but also to maintain the dignity of the profession by weeding out those who have proven themselves unworthy. The Court applied this doctrine to reject respondents' argument that the administrative case depended on the DARAB complaint.

  • Graduated Penalty Principle — The supreme penalty of disbarment is meted out only in clear cases of misconduct that seriously affect the standing and character of the lawyer as an officer of the court. Where a lesser penalty will suffice to accomplish the desired end, the court will not disbar an erring lawyer. The Court applied this principle to impose six months' suspension instead of disbarment.

Key Excerpts

  • "Complaints for disbarment or suspension are intended to cleanse the ranks of the legal profession of its undesirable members for the protection of the public and the courts. It is not meant to grant relief to a complainant as in a civil case." — This passage articulates the fundamental purpose of disbarment proceedings and the rationale for their independence from related civil or agrarian litigation.

  • "The rule of law does not allow the mighty and the privileged to take the law into their own hands to enforce their alleged rights." — This statement defines the Court's rejection of self-help by lawyers in property disputes and underscores the obligation to use legal means to enforce rights.

  • "A lawyer may be disciplined not only for malpractice in connection with his or her profession, but also for gross misconduct outside of his professional capacity." — This formulation establishes the doctrinal basis for disciplining lawyers for private misconduct and is frequently cited in subsequent legal ethics jurisprudence.

  • "The supreme penalty of disbarment is meted out only in clear cases of misconduct that seriously affect the standing and character of the lawyer as an officer of the court. Where a lesser penalty will suffice to accomplish the desired end, the court will not disbar an erring lawyer." — This passage states the controlling standard for determining when disbarment, as opposed to a lesser sanction, is warranted.

Precedents Cited

  • Atty. Yumul-Espina vs. Atty. Tabaquero, 795 Phil. 653 (2016) — Cited for the principle that complaints for disbarment or suspension are intended to cleanse the ranks of the legal profession and are not meant to grant relief to a complainant as in a civil case.
  • Alpajora vs. Atty. Calayan, 850 Phil. 99 (2018) — Cited for the proposition that proceedings to discipline erring members of the bar are instituted for the protection and promotion of the public good and to maintain the dignity of the profession.
  • Molina vs. Atty. Magat, 687 Phil. 1 (2012) — Cited for the principle that the practice of law is a privilege and lawyers must maintain a high standard of legal proficiency, morality, honesty, integrity, and fair dealing.
  • Tumbokon vs. Pefianco, 692 Phil. 202 (2012) — Cited for the standard that the four-fold duty of lawyers holds true whether acting in a professional or private capacity.
  • Enriquez vs. Atty. De Vera, 756 Phil. 1 (2015) — Cited for the principle that a lawyer is required to observe the law and be mindful of his or her actions whether acting in a public or private capacity.
  • Philippine Amusement and Gaming Corp. vs. Atty. Carandang, 516 Phil. 299 (2006) — Cited for the doctrine that a lawyer may be disciplined not only for malpractice in connection with the profession but also for gross misconduct outside of professional capacity, and that lawyers are deemed to know the law.
  • Heirs of Laurora vs. Sterling Technopark III, 449 Phil. 181 (2003) — Cited for the principle that the rule of law does not allow the mighty and the privileged to take the law into their own hands to enforce alleged rights.
  • Valdez vs. Dabon, Jr., 773 Phil. 109 (2015) — Cited for the reminder that lawyers ought to be keepers of public faith, burdened with a high degree of social responsibility, and must handle their personal affairs with greater caution.
  • The Flight Shop, Inc. vs. Barican, G.R. No. 9959 (Notice), February 10, 2014 — Cited for the Court's authority to proceed with the final determination of administrative culpability despite the absence of a motion for reconsideration or petition for review.

Provisions

  • Canon 1, Code of Professional Responsibility — "A lawyer shall uphold the Constitution, obey the laws of the land and promote respect for law of and legal processes." The Court applied this canon to respondents' forcible demolition and threatening conduct, which constituted deliberate disobedience to the rule of law.
  • Rule 1.01, Code of Professional Responsibility — "A lawyer shall not engage in unlawful, dishonest, immoral or deceitful conduct." The Court found respondents liable under this rule for their acts of violence, intimidation, and defamation committed on February 8 and 14, 2015.
  • Canon 7, Code of Professional Responsibility — "A lawyer shall at all times uphold the integrity and dignity of the legal profession." The Court applied this canon to respondents' misuse of their status as lawyers to intimidate the complainant.
  • Rule 7.03, Code of Professional Responsibility — "A lawyer shall not engage in conduct that adversely reflects on his fitness to practice law, nor shall he, whether in public or private life, behave in a scandalous manner to the discredit of the legal profession." The Court found respondents additionally liable under this rule for taunting the complainant to file a case and threatening that they could defend themselves as lawyers.
  • Rule 139-B, Section 12(b), Rules of Court — Provides that when the IBP Board of Governors, by vote of a majority of its total membership, determines that the respondent should be suspended or disbarred, it shall issue a resolution setting forth its findings and recommendations, which together with the whole record shall be transmitted to the Supreme Court for final action. This provision governed the transmittal of the IBP's resolution to the Court.

Notable Concurring Opinions

Peralta, C.J. (Chairperson), Caguioa, Lazaro-Javier, and Lopez, JJ., concurred.