Primary Holding
An appointment reinstating an employee in the service is not final or complete until the Commissioner of Civil Service has certified or attested the appointment, and such an appointment may be recalled or withdrawn by the appointing officer where the proposed appointee had been previously dismissed for grave misconduct in office. Mandamus will not lie to compel the reinstatement in the Government of an employee who has been previously dismissed for cause provided for by law after proper investigation, nor when reinstatement is subject to the availability of a suitable position and after the appointing officer has been apprised of a previous dismissal for misconduct in office.
Background
The petitioner was a civil service eligible employed in the Bureau of Posts as a letter carrier. The Commissioner of Civil Service, after proper investigation, found him guilty of grave misconduct in office for the loss of a check and ordered him dropped from the service. The Civil Service Law and Rules, particularly Section 79(D) and Section 662 of the Revised Administrative Code and Rule VII and Section 5, Rule II of the Civil Service Rules, govern the conditions for appointment, reinstatement, and the Commissioner's discretionary power to refuse to certify or attest an appointment of an eligible who has been dismissed from the service for misconduct.
History
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February 27, 1951 — Commissioner of Civil Service found petitioner and co-respondent Mamerto Bejec guilty of grave misconduct in office for the loss of a check and ordered them dropped from the service as of September 26, 1950, the date of suspension, without prejudice to their employment if and when there is a suitable position and after the appointing officer has been apprised of the case (Administrative Case No. R-4639).
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April 26, 1951 — Petitioner resumed work in the Bureau of Posts as clerk with a salary of P1,320 per annum; on April 27, 1951, the Undersecretary of Public Works and Communications extended to him the appointment, which was sent to the Bureau of Civil Service.
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January 13, 1954 — Director of Posts terminated petitioner's services as clerk effective January 31, 1954, because his appointment had not yet been approved by the Commissioner of Civil Service and the latter had previously ordered him dismissed for grave misconduct.
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February 15, 1955 — Petitioner filed a petition for mandamus in the Court of First Instance of Manila (Civil No. 25367) praying that respondents be ordered to reinstate him and to delete from his appointment the notation that it was to expire on January 31, 1954.
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Court of First Instance of Manila — rendered judgment dismissing the petition without costs, after the parties submitted the case for judgment on the pleadings and filed their memoranda.
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Court of Appeals — certified the appeal to the Supreme Court because it involves purely questions of law; the facts are not disputed as the case was submitted for judgment on the pleadings.
Facts
Vicente E. Gorospe was employed in the Bureau of Posts as a letter carrier. On 27 February 1951, the Commissioner of Civil Service found him and his co-respondent Mamerto Bejec guilty of grave misconduct in office for the loss of a check and ordered them dropped from the service as of 26 September 1950, the date of suspension, "without prejudice to their employment, if and when there is a suitable position for them and after the appointing officer has been apprised of the instant case." On 21 March 1951, he requested the Director of Posts to reinstate him to his former position. On 26 April 1951, he resumed work in the Bureau of Posts as clerk with a salary of P1,320 per annum. On 27 April 1951, upon recommendation of the Director of Posts, the Undersecretary of Public Works and Communications extended to him the appointment, which was sent to the Bureau of Civil Service.
On 13 January 1954, the Director of Posts wrote a letter to the appointee terminating his services as clerk effective at the close of business hours on 31 January 1954, because his appointment had not yet been approved by the Commissioner of Civil Service and the latter had previously ordered him dismissed from the service for grave misconduct. On 24 February and 26 March 1954, he wrote to the Director of Posts requesting that the previous action be reconsidered. On 24 April 1954, the Director of Posts denied his request, reminding him that in Administrative Case No. R-4639 the Commissioner of Civil Service had ordered him dropped from the service on 26 September 1950, and informing him that it was the policy of the administration to weed out from the service employees who had been involved in anomalies connected with the performance of their duties. He and his counsel wrote several letters to the Director of Posts asking for reconsideration, which were denied. On 20 September 1954, the Director of Posts sent to the appointee a copy of his appointment for actual services rendered as clerk at P1,320 per annum from 26 April 1951 to 30 June 1952, and at P1,440 per annum from 1 July 1952 to 31 January 1954.
On 15 February 1955, Vicente E. Gorospe filed in the Court of First Instance of Manila a petition for mandamus praying that the Secretary of Public Works and Communications and the Director of Posts be ordered to reinstate him in the service, and the Commissioner of Civil Service and of the Budget, to delete from his appointment the notation that the same was to expire on 31 January 1954. The Solicitor General, appearing for the respondents, answered that the petitioner's reinstatement in the service was subject to the availability of a suitable position and after the appointing officer had been informed of the case against him; that although the Undersecretary of Public Works and Communications had reinstated him in the service as clerk, the appointment was withdrawn by the appointing officer upon being apprised of the administrative case; that the appointment was disapproved by the Commissioners of Civil Service and of the Budget; and that mandamus will not lie to reinstate in the service an employee who has been discharged while on probation, nor to reinstate one who may be employed only when there is a suitable position available, nor to reinstate a discharged employee just because he is civil service eligible.
The records show that the proposed appointment of the appellant as clerk was forwarded to the Commissioner of Civil Service; that on 10 July 1951 the latter forwarded it to the Commissioner of the Budget without attestation, informing him, among others, that the appellant had been dropped from the service for grave misconduct as of the date of suspension, without prejudice to reinstatement, if there be a suitable position and after the appointing officer had been apprised of the case; that on 31 August 1951, acting upon the information at hand, the Commissioner of the Budget returned the proposed appointment to the Secretary of Public Works and Communications inviting his attention to the information furnished by the Commissioner of Civil Service, and inquiring whether the Secretary would still give due course to the proposed appointment; that on 7 September 1951 the Undersecretary of Public Works and Communications indorsed the matter to the Director of Posts who, on 14 September 1951, referred it to the Chief, City Delivery Division, for comment and recommendation; that apparently the papers were misplaced and no action was taken on the proposed appointment and indorsements until 28 January 1954, when the Director of Posts, through the Secretary of Public Works and Communications, in reply to the query of the Commissioner of the Budget, sent a certified copy of the misplaced original appointment, with the request that the proposed appointment be approved only for the services actually rendered; and that on 29 November 1954, the Commissioner of Civil Service held that as the proposed appointment was not yet complete because it was not yet attested pursuant to Civil Service Law, the same may be withdrawn by the appointing officer.
Arguments of the Petitioners
- Vested Right to Appointment: The appellant contended that being a civil service eligible, the appointment reinstating him in the service as clerk with compensation at the rate of P1,320 per annum, extended to him by the Undersecretary of Public Works and Communications, vested in him from the date of its issuance and could no longer be recalled.
Arguments of the Respondents
- Mandamus Not Available for Probationary Employee: The Solicitor General argued that mandamus will not lie to reinstate in the service an employee who has been discharged while on probation.
- Mandamus Not Available for Conditional Reinstatement: The Solicitor General argued that mandamus will not lie to reinstate one who may be employed only when there is a suitable position available.
- Mandamus Not Available Based on Eligibility Alone: The Solicitor General argued that mandamus will not lie to reinstate a discharged employee just because he is civil service eligible.
- Conditional Nature of Reinstatement: The Solicitor General answered that the petitioner's reinstatement in the service was subject to the availability of a suitable position and after the appointing officer had been informed of the case against him in Administrative Case No. R-4639; that although the Undersecretary of Public Works and Communications had reinstated him as clerk, the appointment was withdrawn by the appointing officer upon being apprised of the administrative case; and that the appointment was disapproved by the Commissioners of Civil Service and of the Budget.
Issues
- Finality of Appointment: Whether the appointment reinstating the appellant as clerk became vested in him from the date of its issuance and could no longer be recalled, notwithstanding the lack of approval by the Commissioner of Civil Service.
- Availability of Mandamus: Whether mandamus will lie to compel the reinstatement in the Government of an employee who has been previously dismissed for cause provided for by law after proper investigation, and whose reinstatement is subject to the availability of a suitable position and the appointing officer's knowledge of the prior dismissal.
Ruling
- Finality of Appointment: No. An appointment reinstating an employee in the service must be submitted to the Commissioner of Civil Service for approval to determine whether the proposed appointee is qualified to hold the position, and the Commissioner may refuse to certify or attest the appointment of an eligible who has been dismissed from the service for misconduct. Consequently, an appointment made by an officer duly empowered to make it is not final or complete until after the Commissioner of Civil Service has certified that such appointment may be recalled or withdrawn by the appointing officer.
- Availability of Mandamus: No. Mandamus will not lie to compel the reinstatement in the Government of an employee who has been previously dismissed for cause provided for by law after proper investigation. Likewise, it will not lie when reinstatement is subject to the availability of a suitable position and after the appointing officer has been apprised of a previous dismissal for misconduct in office.
Ruling Rationale
- Finality of Appointment: Section 79(D) of the Revised Administrative Code provides that the Department Head, upon the recommendation of the Chief of the Bureau or office concerned, shall appoint all subordinate officers and employees whose appointment is not expressly vested by law in the President of the Philippines, and may remove or punish them except as especially provided otherwise, in accordance with the Civil Service Law. Section 662 of the same Code provides that the civil-service rules shall prescribe the conditions which shall govern certification from eligible registers, appointments to the service, separation therefrom, suspension, deductions from pay, reductions, reinstatements, and transfers, and shall define the procedure to be followed in such matters. Rule VII of the Civil Service Rules provides that any person who has been regularly appointed to a position in the classified service and who has through no delinquency or misconduct had been separated therefrom may, if no good reason to the contrary appears, upon the requisition of the proper officer and the certificate of the Commissioner, be reinstated to a vacant position of a grade not higher than that from which he was separated. Section 5, Rule II, of the same Rules provides that the Commissioner may, in his discretion, refuse to examine an applicant, or to certify or attest an appointment of an eligible, who has been guilty of a crime, or of infamous, notoriously disgraceful, or immoral conduct, drunkenness, or dishonesty; or who has been dismissed from the service for other delinquency or misconduct; or who has intentionally made a false statement in any material fact, or practiced or attempted to practice any deception or fraud in securing his examination, registration, or appointment. Any of the foregoing disqualifications shall be good cause for the removal of the persons from the service after his appointment. Pursuant to these provisions, an appointment reinstating an employee in the service must be submitted to the Commissioner of Civil Service for approval to determine whether the proposed appointee is qualified to hold the position. The Commissioner may refuse to certify or attest the appointment of an eligible who has been dismissed from the service for misconduct. Consequently, an appointment made by an officer duly empowered to make it is not final or complete until after the Commissioner of Civil Service has certified that such appointment may be recalled or withdrawn by the appointing officer. The records show that the proposed appointment of the appellant as clerk was forwarded to the Commissioner of Civil Service; that on 10 July 1951 the latter forwarded it to the Commissioner of the Budget without attestation, informing him, among others, that the appellant had been dropped from the service for grave misconduct; that on 31 August 1951, the Commissioner of the Budget returned the proposed appointment to the Secretary of Public Works and Communications inquiring whether the Secretary would still give due course to the proposed appointment; that the papers were misplaced and no action was taken until 28 January 1954; and that on 29 November 1954, the Commissioner of Civil Service held that as the proposed appointment was not yet complete because it was not yet attested pursuant to Civil Service Law, the same may be withdrawn by the appointing officer. As the appointment of the appellant was not yet certified by the Commissioner of Civil Service, its recall by the appointing officer was a valid exercise of discretion, especially when the reason was that the proposed appointee had been previously dismissed for grave misconduct in office and it was the policy of the administration to remove from the service employees who had been involved in anomalies connected with the performance of their duties. Moreover, the act of the Commissioner of Civil Service in forwarding the proposed appointment of the appellant to the Commissioner of Budget without attestation and in holding that since it was not yet attested, the same could be withdrawn by the appointing officer, was tantamount to a refusal on his part to certify or attest the proposed appointment. The fact that the appellant had been rendering service as clerk in the Bureau of Posts pursuant to the appointment extended to him by the Undersecretary of Public Works and Communications; had been receiving salary therefor; and had been paying insurance and retirement insurance premiums to the Government Service Insurance System, does not improve his situation. Such payment of salary was in contravention of section 690 of the Revised Administrative Code, which provides that payment of money on account of salary to any officer or employee in the classified service shall not be made prior to the receipt by the disbursing officer of notification from the chief of the Bureau or Office that the appointment or employment of such officer or employee has been duly authorized as provided by the Civil Service law and rules.
- Availability of Mandamus: Mandamus will not lie to compel the reinstatement in the Government of an employee who has been previously dismissed for cause provided for by law after proper investigation. Likewise, it will not lie when reinstatement is subject to the availability of a suitable position and after the appointing officer has been apprised of a previous dismissal for misconduct in office. The appellant was found guilty of grave misconduct in office by the Commissioner of Civil Service after proper investigation and ordered dismissed from the service as of 26 September 1950. As he did not appeal, the decision of the Commissioner became final and executory.
Doctrines
- Doctrine on Finality of Civil Service Appointments — An appointment reinstating an employee in the service must be submitted to the Commissioner of Civil Service for approval to determine whether the proposed appointee is qualified to hold the position. An appointment made by an officer duly empowered to make it is not final or complete until after the Commissioner of Civil Service has certified that such appointment may be recalled or withdrawn by the appointing officer. The Court applied this doctrine to hold that the petitioner's appointment as clerk, not having been attested by the Commissioner of Civil Service, was not final and complete, and its recall by the appointing officer was a valid exercise of discretion.
- Doctrine on Mandamus for Reinstatement — Mandamus will not lie to compel the reinstatement in the Government of an employee who has been previously dismissed for cause provided for by law after proper investigation. Likewise, it will not lie when reinstatement is subject to the availability of a suitable position and after the appointing officer has been apprised of a previous dismissal for misconduct in office. The Court applied this doctrine to deny the petitioner's prayer for reinstatement, as he had been dismissed for grave misconduct and his reinstatement was conditional.
- Doctrine on Commissioner's Discretionary Power to Refuse Attestation — The Commissioner of Civil Service may, in his discretion, refuse to examine an applicant, or to certify or attest an appointment of an eligible, who has been dismissed from the service for other delinquency or misconduct. The Court applied this doctrine to hold that the Commissioner's act of forwarding the proposed appointment without attestation and holding that it could be withdrawn was tantamount to a refusal to certify or attest the proposed appointment.
Key Excerpts
- "Consequently, an appointment made by an officer duly empowered to make is no final or complete until after the Commissioner of Civil Service has certified that such appointment may be recalled or withdrawn by the appointing officer." — This passage states the ratio decidendi on the finality of civil service appointments, holding that the Commissioner's certification is a necessary condition for the appointment to become complete and irrevocable.
- "As the appointment of the appellant was not yet certified by the Commissioner of Civil Service, its recall by the appointing officer was a valid exercise of discretion, especially when the reason was that the proposed appointee had been previously dismissed for grave misconduct in office and it was the policy of the administration to remove from the service employees who had been involved in anomalies connected with the performance of their duties." — This passage applies the doctrine on appointment finality to the facts, justifying the recall of the appointment as a valid exercise of discretion.
- "Besides, mandamus will not lie to compel the reinstatement in the Government of an employee who has been previously dismissed for cause provided for by law after proper investigation. Likewise, it will not lie when reinstatement is subject to the availability of a suitable position and after the appointing officer has been apprised of a previous dismissal for misconduct in office." — This passage states the controlling rule on the unavailability of mandamus for reinstatement of an employee dismissed for cause, which is the basis for denying the petition.
Precedents Cited
N/A — The decision does not cite any case precedents.
Provisions
- Section 79(D), Revised Administrative Code — Provides that the Department Head, upon the recommendation of the Chief of the Bureau or office concerned, shall appoint all subordinate officers and employees whose appointment is not expressly vested by law in the President of the Philippines, and may remove or punish them except as especially provided otherwise, in accordance with the Civil Service Law. The Court applied this provision to establish the appointing authority of the Department Head and the requirement of compliance with the Civil Service Law.
- Section 662, Revised Administrative Code — Provides that the civil-service rules shall prescribe the conditions which shall govern certification from eligible registers, appointments to the service, separation therefrom, suspension, deductions from pay, reductions, reinstatements, and transfers, and shall define the procedure to be followed in such matters. The Court applied this provision as the enabling authority for the Civil Service Rules governing reinstatement.
- Rule VII, Civil Service Rules — Provides that any person who has been regularly appointed to a position in the classified service and who has through no delinquency or misconduct had been separated therefrom may, if no good reason to the contrary appears, upon the requisition of the proper officer and the certificate of the Commissioner, be reinstated to a vacant position of a grade not higher than that from which he was separated. The Court applied this rule to show that reinstatement requires the certificate of the Commissioner and is not available to one separated for delinquency or misconduct.
- Section 5, Rule II, Civil Service Rules — Provides that the Commissioner may, in his discretion, refuse to examine an applicant, or to certify or attest an appointment of an eligible, who has been dismissed from the service for other delinquency or misconduct. The Court applied this rule to justify the Commissioner's refusal to attest the petitioner's appointment.
- Section 690, Revised Administrative Code — Provides that payment of money on account of salary to any officer or employee in the classified service shall not be made prior to the receipt by the disbursing officer of notification from the chief of the Bureau or Office that the appointment or employment of such officer or employee has been duly authorized as provided by the Civil Service law and rules. The Court applied this provision to hold that the petitioner's receipt of salary did not improve his situation, as such payment was in contravention of this section.
Notable Concurring Opinions
Paras, C.J., Bengzon, Montemayor, Reyes, A., Bautista Angelo, Labrador, Reyes, J.B.L. and Endencia, JJ., concurred.
Notable Dissenting Opinions
N/A — No dissenting opinions are noted in the decision.