Embido vs. Pe, Jr.
The respondent, an Assistant Provincial Prosecutor, was disbarred for falsifying a Regional Trial Court decision declaring a presumptive death in a non-existent special proceeding, which he sold for ₱60,000.00 to facilitate a petitioner's legal proceedings abroad. The Supreme Court affirmed the Integrated Bar of the Philippines' findings that the respondent's deliberate fabrication of a judicial document, intended to deceive a foreign tribunal, demonstrated moral turpitude and unworthiness to remain in the legal profession. The Court rejected the respondent's blanket denials and after-the-fact explanations, holding that the deliberate falsification of a court decision warranted the supreme penalty of disbarment.
Primary Holding
A lawyer who deliberately falsifies a court decision and represents it as authentic in exchange for monetary consideration commits grave misconduct demonstrating moral turpitude and warrants disbarment, regardless of whether the act occurred in a professional or private capacity, because such conduct renders the lawyer unworthy to continue as an officer of the court and undermines public confidence in the legal profession.
Background
Assistant Provincial Prosecutor Atty. Salvador N. Pe, Jr. served in the Office of the Provincial Prosecutor in San Jose, Antique. In 2004, a solicitor in the United Kingdom requested from the Regional Trial Court (RTC), Branch 64 in Bugasong, Antique, a copy of a decision dated February 12, 1997 in Special Proceedings Case No. 084 entitled "In the Matter of the Declaration of Presumptive Death of Rey Laserna," supposedly rendered by Judge Rafael O. Penuela with Shirley Quioyo as petitioner. The request triggered an investigation revealing that no such case existed in the court records; the authentic Case No. 084 involved a petition for declaration of presumptive death of Rolando Austria filed by Serena Catin Austria.
History
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The National Bureau of Investigation (NBI) conducted an investigation upon referral from the RTC Clerk of Court regarding the falsified decision.
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The NBI recommended prosecution for falsification of public document and violation of the Anti-Graft and Corrupt Practices Act, and recommended disbarment proceedings against the respondent to the Office of the Court Administrator.
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The Court Administrator endorsed the recommendation to the Office of the Bar Confidant, and the Court referred the case to the Integrated Bar of the Philippines (IBP) for investigation, report, and recommendation.
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The IBP Investigating Commissioner found the respondent guilty of serious misconduct and recommended one-year suspension.
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The IBP Board of Governors adopted the recommendation with modification, imposing six years suspension (Resolution No. XVII-2007-063).
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The IBP Board denied the respondent's motion for reconsideration (Resolution No. XVIII-2008-709) and forwarded the records to the Supreme Court pursuant to Section 12(b), Rule 139-B of the Rules of Court.
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The Supreme Court treated the respondent's comment/opposition as an appeal by petition for review and required the parties to file respective pleadings.
Facts
- Discovery of the Falsification: On July 7, 2004, Atty. Ronel F. Sustituya, Clerk of Court of RTC Branch 64 in Bugasong, Antique, received a letter from Mr. Ballam Delaney Hunt, a UK solicitor, requesting a copy of the decision dated February 12, 1997 in Special Proceedings Case No. 084 for the declaration of presumptive death of Rey Laserna, with Shirley Quioyo as petitioner. A follow-up letter was received on September 9, 2004. Upon retrieval of records, the court discovered that Case No. 084 actually concerned the declaration of presumptive death of Rolando Austria, petitioner Serena Catin Austria, decided by Judge Rafael O. Penuela. The requested decision and case records did not exist.
- Submission of the Forged Document: Mr. Hunt transmitted a machine copy of the purported decision on October 12, 2004, which Shirley Quioyo had presented in UK court proceedings. Judge Penuela determined the document was falsified and informed Mr. Hunt accordingly.
- NBI Investigation: The Clerk of Court reported the matter to the NBI, triggering an investigation. Dy Quioyo, Shirley's brother, executed an affidavit on March 4, 2005 stating that the respondent facilitated the issuance of the falsified decision for a fee of ₱60,000.00. Mary Rose Quioyo, Shirley's sister, corroborated these allegations in an affidavit dated March 20, 2005.
- Respondent's Involvement: The NBI invited the respondent to explain, but he invoked his right to remain silent. The NBI recommended prosecution for falsification of public document under Article 171 of the Revised Penal Code and violation of Section 3(a) of Republic Act No. 3019, and recommended disbarment proceedings.
- Respondent's Defense: In his counter-affidavit, the respondent denied participation in the falsification. He claimed that Dy Quioyo sought his advice regarding Shirley's petition for annulment of marriage; that in June 2004, Dy Quioyo presented a copy of the purported decision and admitted to causing the falsification; that the respondent advised Dy Quioyo the document would not withstand investigation; that Dy Quioyo had previously resorted to document fixers on Recto Avenue in Manila; and that Mrs. Florencia Jalipa allegedly executed a sworn statement that her late husband Manuel Jalipa prepared the falsified document at Dy Quioyo's instance.
Arguments of the Petitioners
- Grave Misconduct: The complainant maintained that the respondent's fabrication of a court decision and acceptance of ₱60,000.00 in consideration constituted grave misconduct, violation of the Attorney's Oath, and breach of the Code of Professional Responsibility, warranting disbarment.
- Credibility of Affidavits: The complainant argued that the categorical declarations of Dy Quioyo and Mary Rose Quioyo, constituting positive evidence, established the respondent's authorship of the falsification beyond doubt.
Arguments of the Respondents
- Denial and Afterthought: The respondent argued that he had no participation in the falsification, claiming Dy Quioyo admitted to him that he caused the falsification and that the document was obtained from fixers in Recto, Manila.
- Reliance on Third-Party Confession: The respondent maintained that the sworn statement of Mrs. Jalipa established that her deceased husband Manuel Jalipa, not the respondent, prepared the falsified document.
- Lack of Motive: The respondent implied that Dy Quioyo had a history of employing unscrupulous means as an overseas Filipino worker, suggesting Dy Quioyo falsely implicated him.
Issues
- Falsification and Authorship: Whether the respondent authored and facilitated the falsification of the RTC decision in exchange for monetary consideration.
- Appropriate Penalty: Whether the respondent's conduct warrants the supreme penalty of disbarment.
Ruling
- Falsification Established: The respondent authored the falsified decision. Dy Quioyo's categorical declaration regarding the respondent's personal responsibility, supported by his sister's corroboration, constituted positive evidence that was not overcome by the respondent's blanket denial, which constituted merely negative evidence. The belated filing of the counter-affidavit only after the Court required a comment exposed the defense as an afterthought. The reliance on Mrs. Jalipa's sworn statement was worthless due to its hearsay character and because the falsified decision was an almost verbatim reproduction of the authentic decision penned by Judge Penuela, indicating professional legal authorship rather than the work of a non-lawyer fixer.
- Disbarment Warranted: Deliberate falsification of a court decision constitutes an act reflecting a high degree of moral turpitude. The respondent's conduct made a mockery of the administration of justice, intended to mislead a foreign tribunal regarding a person's civil status. Such gross misconduct rendered the respondent unworthy of continuing as a member of the Bar. The penalty of disbarment was imposed for violating Rule 1.01 of Canon 1 and Rule 7.03 of Canon 7 of the Code of Professional Responsibility.
Doctrines
- Positive vs. Negative Evidence — Positive evidence, consisting of categorical declarations by credible witnesses regarding specific facts, prevails over negative evidence consisting of blanket denials. The respondent's bare denial could not overcome the affirmative testimony of Dy Quioyo and his sister identifying the respondent as the author of the falsification.
- Disciplinary Jurisdiction Over Private Acts — A lawyer may be disbarred or suspended not only for malpractice or dishonesty in professional dealings, but also for gross misconduct in a private capacity that reveals unfitness for the office and unworthiness of the privilege to practice law. The test is whether the conduct shows the lawyer to be wanting in moral character, honesty, probity, and good demeanor.
- Moral Turpitude in Legal Profession — Deliberate falsification of a court decision demonstrates a high degree of moral turpitude. Any conduct that undermines the dignity and integrity of the legal profession, whether in public or private life, justifies severe disciplinary action including disbarment.
Key Excerpts
- "A lawyer who forges a court decision and represents it as that of a court of law is guilty of the gravest misconduct and deserves the supreme penalty of disbarment." — This encapsulates the ratio decidendi and serves as the guiding principle for the severity of sanctions against lawyers who falsify judicial documents.
- "No lawyer should ever lose sight of the verity that the practice of the legal profession is always a privilege that the Court extends only to the deserving, and that the Court may withdraw or deny the privilege to him who fails to observe and respect the Lawyer's Oath and the canons of ethical conduct in his professional and private capacities." — This reaffirms the privilege nature of legal practice and the Court's authority to withdraw it for ethical breaches.
- "The test is whether the conduct shows the lawyer to be wanting in moral character, honesty, probity, and good demeanor, and whether the conduct renders the lawyer unworthy to continue as an officer of the Court." — This establishes the standard for determining whether private misconduct warrants disciplinary action.
Precedents Cited
- People v. Biago, G.R. No. 54411, February 21, 1990, 182 SCRA 411 — Cited for the principle that positive evidence prevails over negative evidence, supporting the Court's rejection of the respondent's blanket denial in favor of the affirmative testimony of the Quioyo siblings.
- Sipin-Nabor v. Baterina, A.C. No. 4073, June 28, 2001, 360 SCRA 6 — Cited to emphasize that lawyers must do nothing to lessen public confidence in their professional fidelity and integrity.
- Lizaso v. Amante, A.C. No. 2019, June 3, 1991, 198 SCRA 1 — Cited for the principle that lawyers may be disciplined for gross misconduct not directly connected with professional duties if such conduct reveals unfitness for the office.
- Tan, Jr. v. Gumba, A.C. No. 9000, October 5, 2011, 658 SCRA 527 — Cited to affirm that no lawyer is immune from the disciplinary authority of the Court for misconduct committed in either professional or private capacity.
- Roa v. Moreno, A.C. No. 8382, April 21, 2010, 618 SCRA 693 — Cited for the test of whether conduct renders a lawyer unworthy to continue as an officer of the court.
Provisions
- Rule 1.01, Canon 1, Code of Professional Responsibility — Prohibits lawyers from engaging in unlawful, dishonest, immoral, or deceitful conduct. The respondent was found to have violated this rule by falsifying a court decision.
- Rule 7.03, Canon 7, Code of Professional Responsibility — Prohibits conduct that adversely reflects on fitness to practice law or scandalous behavior discrediting the legal profession. The respondent's falsification of a judicial document violated this provision.
- Section 12(b), Rule 139-B, Rules of Court — Governs the transmittal of IBP recommendations for suspension or disbarment to the Supreme Court for final action.
- Article 171, Revised Penal Code — Cited regarding the crime of falsification of public documents by public officers, which the NBI recommended prosecuting against the respondent.
- Section 3(a), Republic Act No. 3019 (Anti-Graft and Corrupt Practices Act) — Cited regarding the prohibition against persuading, inducing, or influencing another public officer to perform an act constituting a violation of rules and regulations in exchange for pecuniary benefit.
Notable Concurring Opinions
Maria Lourdes P. A. Sereno (Chief Justice), Antonio T. Carpio, Presbitero J. Leonardo-De Castro, Arturo D. Brion, Diosdado M. Peralta (On Leave), Mariano C. Del Castillo, Roberto A. Abad, Martin S. Villarama, Jr., Jose Portugal Perez, Jose Catral Mendoza, Bienvenido L. Reyes, Estela M. Perlas-Bernabe, Marvic Mario Victor F. Leonen.