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Divinagracia, Jr. vs. COMELEC

The petition assailing the Commission on Elections' (COMELEC) Resolutions was dismissed, the Court finding no grave abuse of discretion. After the RTC dismissed an election protest, both parties appealed to the COMELEC, paying only the P1,000 appeal fee prescribed by the Supreme Court's A.M. No. 07-4-15-SC but not the P3,200 fee required by the COMELEC Rules of Procedure. The COMELEC Second Division reversed the RTC and declared the protestee the winner. The protestee-petitioner raised the issue of lack of jurisdiction due to non-payment of the COMELEC appeal fee only in his Motion for Reconsideration after an adverse decision. Affirming the COMELEC, the Court ruled that the petitioner was estopped by laches from raising the jurisdictional issue at such a late stage, given his active participation in the proceedings. Furthermore, the Court clarified that while payment of the P1,000 RTC appeal fee perfects the appeal, non-payment of the P3,200 COMELEC fee merely gives the COMELEC the discretion to dismiss, not an automatic ground for dismissal. However, the Court prospectively declared that future failures to pay both appeal fees will no longer be excused.

Primary Holding

A party who actively participates in proceedings and invokes a tribunal's jurisdiction is estopped by laches from challenging that jurisdiction for the first time on appeal after an adverse decision is rendered.

Background

Salvador Divinagracia, Jr. and Alex Centena vied for the vice-mayoralty position of Calinog, Iloilo during the May 14, 2007 Elections. Divinagracia was proclaimed the winner with a margin of 13 votes. Centena subsequently filed an election protest with the Regional Trial Court (RTC) of Iloilo City, alleging irregularities in the appreciation of marked ballots in seven precincts. The RTC dismissed the protest on December 5, 2007, finding that Centena failed to overcome the disputable presumption of regularity in the conduct of elections.

History

  1. Private respondent filed an election protest with the RTC of Iloilo City.

  2. RTC dismissed the election protest for failure to overcome the presumption of regularity.

  3. Both parties filed notices of appeal and paid the P1,000 appeal fee under A.M. No. 07-4-15-SC.

  4. COMELEC Second Division reversed the RTC and declared private respondent as the duly elected vice-mayor.

  5. Petitioner filed a Verified Motion for Reconsideration with the COMELEC En Banc, raising the issue of non-payment of appeal fees.

  6. COMELEC En Banc affirmed the Second Division, applying the doctrine of estoppel by laches.

  7. Petitioner filed a Petition for Certiorari and Prohibition with the Supreme Court.

Facts

  • Election and Protest: Salvador Divinagracia, Jr. and Alex Centena contested the vice-mayoralty of Calinog, Iloilo in the May 14, 2007 Elections. Divinagracia was proclaimed winner with 8,141 votes against Centena's 8,128. Centena filed an election protest with the RTC, claiming irregularities in the appreciation of marked ballots.
  • RTC Decision: The RTC dismissed the protest on December 5, 2007, ruling that Centena failed to overcome the disputable presumption of regularity in the conduct of elections since no objection to the ballot appreciation was raised before the Board of Elections Inspectors or the Municipal Board of Canvassers.
  • Appeal to COMELEC: Both parties appealed the RTC decision, each paying only the P1,000 appeal fee prescribed by Section 9, Rule 14 of A.M. No. 07-4-15-SC. Neither party paid the P3,200 appeal fee required under Section 3, Rule 40 of the COMELEC Rules of Procedure.
  • COMELEC Second Division Ruling: The COMELEC Second Division reversed the RTC, finding it fatally defective in form for failing to indicate specific markings on contested ballots. After re-appreciation, the Second Division declared Centena the winner by a margin of eight votes.
  • Motion for Reconsideration: Divinagracia filed a Verified Motion for Reconsideration, raising for the first time the issue of lack of jurisdiction due to the parties' failure to pay the P3,200 COMELEC appeal fee.
  • COMELEC En Banc Ruling: The COMELEC En Banc affirmed the Second Division, holding that Divinagracia was barred by estoppel by laches for failing to raise the jurisdictional issue at the earliest opportunity and for actively participating in the proceedings.
  • Subsequent Events: The incumbent mayor of Calinog died on March 18, 2008, and Divinagracia assumed the office of mayor. Centena took his oath as vice-mayor and then as mayor on March 6, 2009, pursuant to a COMELEC writ of execution.

Arguments of the Petitioners

  • Jurisdiction: Petitioner argued that the COMELEC did not acquire jurisdiction over the appeal because the appellant failed to pay the P3,200 appeal fee.
  • Mandatory and Jurisdictional Requirement: Petitioner maintained that the payment of the filing fee or appeal fee is mandatory and jurisdictional, and thus can be raised at any stage of the proceedings.
  • Estoppel: Petitioner contended that he was not barred by estoppel because his participation in the proceedings was merely in compliance with the COMELEC's directive to file briefs.
  • Inconsistent Rulings: Petitioner asserted that the flip-flopping rulings of the COMELEC Second Division and the inconsistent application of rules between its divisions derogated the rules and the proper administration of justice.

Arguments of the Respondents

  • Supersession of Fees: Respondent COMELEC contended that the COMELEC-prescribed appeal fee was not superseded by A.M. No. 07-4-15-SC, requiring the payment of both the P1,000 and P3,200 fees.
  • Estoppel by Laches: Respondent argued that petitioner was estopped from questioning the COMELEC's jurisdiction after having actively participated in the proceedings and invoking the Commission's jurisdiction by filing briefs and seeking affirmative relief.

Issues

  • Estoppel by Laches: Whether a party who actively participates in election protest proceedings and invokes the tribunal's jurisdiction is estopped from questioning that jurisdiction based on non-payment of appeal fees for the first time on appeal after an adverse decision.
  • Effect of Non-Payment of Appeal Fees: Whether the non-payment of the COMELEC-prescribed appeal fee results in the outright dismissal of the appeal or merely grants the COMELEC the discretion to dismiss.

Ruling

  • Estoppel by Laches: Petitioner was estopped from raising the issue of non-payment of appeal fees. Active participation in the proceedings—such as filing appellant's and appellee's briefs—and seeking affirmative relief from the tribunal bar a party from belatedly questioning the court's jurisdiction after an adverse decision is rendered. The petitioner raised the issue only in a motion for reconsideration before the COMELEC En Banc, which is the typical stage where litigants raise stale claims of non-payment to subvert an adverse decision. Furthermore, petitioner himself did not pay the P3,200 fee, placing him in equal footing with the private respondent and subject to the clean hands doctrine.
  • Effect of Non-Payment of Appeal Fees: An appeal to the COMELEC is perfected upon the filing of the notice of appeal and the payment of the P1,000 appeal fee to the court that rendered the decision within the five-day reglementary period. Non-payment or insufficient payment of the additional P3,200 COMELEC appeal fee does not affect the perfection of the appeal and does not result in outright or ipso facto dismissal; rather, it grants the COMELEC the discretion to dismiss the appeal under Section 9(a), Rule 22 and Section 18, Rule 40 of the COMELEC Rules of Procedure. However, the Court prospectively declared that for notices of appeal filed after the promulgation of this decision, errors regarding non-payment or incomplete payment of the two appeal fees will no longer be excused.

Doctrines

  • Estoppel by Laches in Election Cases — Although jurisdictional issues relating to the payment of filing fees can generally be raised at any stage of the proceedings, a party may be estopped from doing so if they actively participated in the proceedings and invoked the court's jurisdiction to seek affirmative relief, only challenging jurisdiction after an adverse judgment. This prevents a litigant from manipulating the judicial process to subvert an unfavorable decision.
  • Perfection of Appeal in Election Cases — The appeal to the COMELEC of the trial court's decision in election contests involving municipal and barangay officials is perfected upon the filing of the notice of appeal and the payment of the P1,000 appeal fee to the court that rendered the decision within the five-day reglementary period. Non-payment of the additional P3,200 COMELEC appeal fee does not affect the perfection of the appeal and does not result in automatic dismissal, but merely gives the COMELEC the discretion to dismiss or allow the appeal.

Key Excerpts

  • "Although a party cannot waive jurisdictional issues and may raise them at any stage of the proceedings, estoppel may bar a party from raising such issues."
  • "The appeal to the COMELEC of the trial court’s decision in election contests involving municipal and barangay officials is perfected upon the filing of the notice of appeal and the payment of the ₱1,000.00 appeal fee to the court that rendered the decision within the five-day reglementary period. The non-payment or the insufficient payment of the additional appeal fee of ₱3,200.00 to the COMELEC Cash Division, in accordance with Rule 40, Section 3 of the COMELEC Rules of Procedure, as amended, does not affect the perfection of the appeal and does not result in outright or ipso facto dismissal of the appeal."
  • "the Court now declares, for the guidance of the Bench and Bar, that for notices of appeal filed after the promulgation of this decision, errors in the matter of non-payment or incomplete payment of the two appeal fees in election cases are no longer excusable."

Precedents Cited

  • Aguilar v. Comelec, G.R. No. 185140 (June 30, 2009) — Followed. Harmonized the rules on appeal fees, ruling that payment of the P1,000 RTC fee perfects the appeal, while non-payment of the P3,200 COMELEC fee gives the COMELEC discretion to dismiss rather than causing automatic dismissal.
  • Navarosa v. Comelec, 458 Phil. 233 (2003) — Followed. Applied the doctrine of estoppel by laches against a party who belatedly raised the issue of incomplete payment of filing fees only in a memorandum before the COMELEC after actively participating in the trial court proceedings.
  • Villagracia v. Commission on Elections, G.R. No. 168296 (Jan. 31, 2007) — Followed. Reiterated that a party who actively participates in proceedings and voluntarily submits to the court's jurisdiction is estopped from questioning that jurisdiction for the first time on appeal after an adverse decision.
  • Zamoras v. Commission on Elections, G.R. No. 158610 (Nov. 12, 2004) — Distinguished. Emphasized that payment of the filing fee is a jurisdictional requirement and non-compliance is a valid basis for dismissal, but distinguished by the application of estoppel in the present case.
  • Loyola v. Comelec, 337 Phil. 134 (1997) — Cited. Established the principle that mistakes in the payment of filing fees in election cases will no longer be excused after its promulgation, which was further expanded in the present case to include both appeal fees prospectively.

Provisions

  • Section 9, Rule 14, A.M. No. 07-4-15-SC (Rules of Procedure in Election Contests before the Courts involving Elective Municipal and Barangay Officials) — Imposes a P1,000 appeal fee to be paid to the court that rendered the decision, which is separate and distinct from the COMELEC appeal fee. Payment of this fee within the five-day reglementary period perfects the appeal.
  • Section 3, Rule 40, COMELEC Rules of Procedure (as amended by COMELEC Resolution No. 02-0130) — Prescribes the P3,200 appeal fee payable to the COMELEC Cash Division. Non-payment of this fee does not affect the perfection of the appeal but gives the COMELEC discretion to dismiss under Sections 9(a) and 18 of the COMELEC Rules.
  • COMELEC Resolution No. 8486 (July 15, 2008) — Clarified the rules on payment of appeal fees, requiring appellants who paid the P1,000 RTC fee to pay the P3,200 COMELEC fee within 15 days from the filing of the notice of appeal, and mandating outright dismissal for failure to pay the P1,000 fee.

Notable Concurring Opinions

Reynato S. Puno (CJ), Leonardo A. Quisumbing, Antonio T. Carpio, Consuelo Ynares-Santiago, Renato C. Corona, Minita V. Chico-Nazario, Presbitero J. Velasco, Jr., Antonio Eduardo B. Nachura, Arturo D. Brion, Teresita J. Leonardo-De Castro, Diosdado M. Peralta, Lucas P. Bersamin.