Primary Holding
The perfection of an appeal in the manner and within the period prescribed by law is not only mandatory but jurisdictional, and failure to perfect an appeal renders the judgment final and executory; relaxation of this rule is warranted only in the existence of highly exceptional circumstances, which do not include mere counsel's negligence or alleged irregularities in notice when the party was in fact informed in open court of the scheduled hearing.
Background
Petitioner Jose Almeda was the registered owner of Lot No. 312 in Barrio San Vicente, San Pedro, Laguna, portions of which he had sold to various individuals. Adjacent to Lot No. 312 was Lot No. 308, registered in the name of the late Gregorio Espeleta, father of respondents Teresita, Gregorio Jr., Ignacio, and Violeta Espeleta. On 19 January 1990, Gregorio Espeleta sold a portion of Lot No. 308, denominated as Lot No. 308-B, to respondent spouses Artemio and Josefina Mercado. Petitioner claimed that the technical description of Lot No. 308 had inadvertently included 6,407 square meters of his Lot No. 312, which he sought to recover through an action for quieting of title, annulment of sale, and/or reconveyance with damages filed on 22 September 1992 before the Regional Trial Court of San Pedro, Laguna.
History
1994 – 1998-
Jun 1994
RTC, Branch 31, San Pedro, Laguna, 20
Rendered judgment declaring petitioner non-suited for failure to appear at pre-trial on 24 February 1994, dismissing his complaint, and awarding counterclaims to respondents for attorney's fees, litigation expenses, moral damages, and exemplary damages.
-
6 mos later
-
Dec 1994
RTC, 6
Denied petitioner's motion for reconsideration, holding that the 24 February 1994 order was duly received as shown by registry return receipts.
-
1 mo later
-
Jan 1995
RTC, 16
Disapproved petitioner's notice of appeal for having been filed beyond the reglementary period.
-
3 mos later
-
Apr 1995
RTC, 19
Denied petitioner's motion for reconsideration of the disapproval of his appeal.
-
1 mo later
-
May 1995
Court of Appeals, 30
Dismissed the petition for certiorari, prohibition and mandamus on the ground that perfection of appeal within the reglementary period is mandatory and jurisdictional, rendering the judgment final.
-
2 mos later
-
Jul 1995
Court of Appeals, 18
Denied petitioner's motion for reconsideration.
-
3 yrs later
-
Jul 1998
Supreme Court, First Division, 16
Denied the petition and affirmed the Court of Appeals' decision.
Facts
Jose Almeda was the registered owner of Lot No. 312, situated in Barrio San Vicente, San Pedro, Laguna, from which he had sold portions to various individuals. Adjacent to Lot No. 312 was Lot No. 308, registered in the name of the late Gregorio Espeleta, father of respondents Teresita, Gregorio Jr., Ignacio, and Violeta, all surnamed Espeleta. On 19 January 1990, a portion of Lot No. 308, denominated as Lot No. 308-B, was sold by Gregorio Espeleta to respondent spouses Artemio L. Mercado and Josefina A. Mercado.
Sometime in 1989, petitioner discovered that the technical description of Lot No. 308 had inadvertently included 6,407 square meters of his Lot No. 312. He requested a surveyor to rectify the error, resulting in a subdivision plan delineating the disputed portion as Lot No. 308-A, though the plan lacked the approval of the Bureau of Lands. Petitioner insisted that Lot No. 308-A was part of Lot No. 312, citing a right of way between Lot No. 308 and Lot No. 308-A, his continuous possession of the disputed portion even before the survey, his lease of the property to another party, and the absence of any competing claim. He further alleged that the Mercado spouses had on two occasions publicly admitted that Lot No. 308-A was not included in their purchase, but later maintained the contrary and demanded that petitioner's lessee vacate the premises. Petitioner also claimed that the Mercado spouses and the Espeleta heirs conspired through a forged deed of sale to cause the issuance of a transfer certificate of title in the Mercados' name.
On 22 September 1992, petitioner filed an action for quieting of title, annulment of sale and/or reconveyance with damages before the Regional Trial Court of San Pedro, Laguna. The pre-trial conference was initially set for 20 May 1993 but was reset multiple times due to scheduling conflicts of various counsel. On 18 June 1993, respondents and their counsel failed to appear, and they were declared in default, but the default order was later lifted on motion for reconsideration. After further resets occasioned by the filing of a motion for leave to file an amended answer with third-party complaint and scheduling conflicts, the pre-trial was finally set for 24 February 1994. On that date, petitioner and his counsel failed to appear, prompting the trial court to declare petitioner non-suited and dismiss his complaint, and to set the hearing on respondents' counterclaims ex parte.
Respondent Josefina Mercado testified that she and her husband bought the property in good faith and for value, and that they incurred expenses as a consequence of the suit, demanding P100,000.00 for attorney's fees and P50,000.00 as litigation expenses. The Espeleta heirs corroborated these allegations and likewise demanded P100,000.00 for attorney's fees, P50,000.00 for litigation expenses, P50,000.00 for moral damages, and P25,000.00 for exemplary damages. On 20 June 1994, the trial court rendered judgment ordering petitioner to pay the exact amounts claimed, reasoning that respondents were constrained to litigate, suffered sleepless nights and anxiety, and that petitioner had abandoned prosecution of the case.
Petitioner claimed he first learned of being declared non-suited when he received the decision. He moved for reconsideration, alleging that he was not notified of the pre-trial because the signature on the registry return receipt was fake, though his counsel recalled having signed the expediente and noted the date on an envelope or document but failed to transfer it to his daily time calendar. The trial court rejected these assertions, citing the registry return receipts showing due receipt of the 24 February 1994 order, and denied the motion for reconsideration on 6 December 1994. Petitioner filed a notice of appeal on 23 December 1994, but the trial court disapproved it on 16 January 1995 for having been filed five days beyond the reglementary period. The motion for reconsideration of that disapproval was denied on 19 April 1995.
Arguments of the Petitioners
- Excusable Negligence: Petitioner argued that his former counsel, who took over from another former counsel, must have overlooked the due date of the appeal, and that this oversight should be excused under the liberal application of the rules so as not to frustrate his right to appeal.
- Lack of Notice: Petitioner maintained that he was not notified of the pre-trial conference, as the signature appearing on the registry return receipt was fake, and that he was not furnished a copy of the order declaring him non-suited.
- Merits of the Main Claim: Petitioner expressed apprehension that an unfavorable resolution on the procedural issue would dispose of his substantive claim over the subject property without adjudication on the merits.
Issues
- Perfection of Appeal: Whether the Court of Appeals correctly dismissed the petition on the ground that petitioner's failure to perfect his appeal within the reglementary period rendered the trial court's judgment final and executory.
- Relaxation of Procedural Rules: Whether the circumstances cited by petitioner — counsel's failure to calendar the pre-trial date and an allegedly forged signature on the registry return receipt — constitute highly exceptional circumstances warranting relaxation of the rules on perfection of appeal.
Ruling
- Perfection of Appeal: Yes. The perfection of an appeal within the period prescribed by law is mandatory and jurisdictional; failure to comply renders the judgment final and executory.
- Relaxation of Procedural Rules: No. The circumstances presented by petitioner do not constitute the highly exceptional circumstances that alone could justify a deviation from the stringent rule on timeliness of appeals.
Ruling Rationale
-
Perfection of Appeal: The period to appeal is prescribed not only by the Rules of Court but also by statute, specifically Section 39 of Batas Pambansa Blg. 129, which fixes the period for appeal at fifteen days from notice of the final judgment. Perfection of an appeal in the manner and within the period prescribed by law is not merely directory but mandatory and jurisdictional. Failure to perfect an appeal has the effect of rendering the judgment final and executory. Public policy and sound practice demand that judgments become final and irrevocable at some definite date fixed by law. Petitioner admitted that his notice of appeal was filed five days late, and the delay was attributable to his counsel's failure to monitor the remaining period to file an appeal — a responsibility that counsel cannot shirk.
-
Relaxation of Procedural Rules: While the Court has in prior instances allowed relaxation of the rule on timeliness of appeals, those cases shared a common denominator: the existence of highly exceptional circumstances. In Ramos vs. Bagasao, a four-day delay was excused because counsel of record had died before the decision was received. In Republic vs. Court of Appeals, a six-day delay was tolerated to prevent a gross miscarriage of justice involving hundreds of hectares of public land. In Olacao vs. NLRC, a tardy appeal was accepted because the subject matter had already been judicially settled with finality in another case, such that dismissal would have resulted in double reparation. Petitioner's factual settings do not approach these extraordinary circumstances. Although the signature on the registry return receipt may not have been his, he and his then counsel were duly notified in open court on 12 November 1993 of the resetting of the pre-trial to 24 February 1994, foreclosing any claim of lack of notice. The right to appeal is a statutory right, and one who seeks to avail of it must strictly comply with the rules, which are indispensable interdictions against needless delays and for the orderly discharge of judicial business. In the absence of highly exceptional circumstances, the rules must remain inviolable.
Doctrines
- Jurisdictional Nature of the Period to Appeal — The perfection of an appeal in the manner and within the period prescribed by law is not only mandatory but jurisdictional. Failure to perfect an appeal renders the judgment final and executory. This principle is rooted in public policy requiring that judgments attain finality at a definite date fixed by law. The Court applied this doctrine by affirming the dismissal of petitioner's petition, his notice of appeal having been filed five days beyond the fifteen-day reglementary period under Section 39 of BP 129.
- Exceptional Circumstances Doctrine for Relaxation of Procedural Rules — Relaxation of the rules on perfection of appeal is warranted only in the existence of highly exceptional circumstances, such as death of counsel of record before receipt of judgment, potential gross miscarriage of justice involving substantial public interest, or prior final judicial settlement of the same subject matter rendering dismissal tantamount to double recovery. The Court found none of these or analogous circumstances present, counsel's mere failure to calendar the deadline and the alleged forgery of a receipt signature being insufficient, especially since petitioner had been notified in open court of the pre-trial date.
- Counsel's Responsibility to Monitor Deadlines — A lawyer has the responsibility of monitoring and keeping track of the period of time left to file an appeal. Neglect of this duty constitutes inexcusable negligence that cannot serve as a ground for relaxing the jurisdictional period for appeal.
Key Excerpts
- "Obviously, the perfection of an appeal in the manner and within the period prescribed by law is not only mandatory but jurisdictional, and failure to perfect an appeal has the effect of rendering the judgment final and executory." — This passage states the ratio decidendi of the case, articulating the jurisdictional character of the appeal period and the consequence of non-compliance.
- "But those cases cited in Bank of America, NT & SA, had a common denominator - the existence of highly exceptional circumstances. However, we cannot extend the same liberality to the present case because, as in Bank of America, NT & SA just cited, its factual settings do not even come close to those extraordinary circumstances that have justified a deviation from an otherwise stringent rule." — This passage delineates the boundary between ordinary negligence and the exceptional circumstances that alone justify relaxation of procedural rules on appeal.
- "The timeliness of an appeal is a jurisdictional caveat that not even this Court can trifle with." — This formulation underscores the absolute character of the jurisdictional period, emphasizing that neither the parties nor the Court may disregard it absent truly exceptional circumstances.
Precedents Cited
- Bank of America, NT & SA vs. Gerochi Jr., G.R. No. 73210, 10 February 1994, 230 SCRA 9 — Cited as the consolidating reference for the line of cases in which the Court relaxed the rule on timeliness of appeals. The Court distinguished the present case from the exceptional circumstances therein.
- Ramos vs. Bagasao, 96 SCRA 395 — Cited as an instance where a four-day delay was excused because counsel of record had died before the decision was served. Distinguished from the present case, where no comparable circumstance existed.
- Republic vs. Court of Appeals, 83 SCRA 453 — Cited as an instance where a six-day delay was allowed to prevent a gross miscarriage of justice involving hundreds of hectares of public land. Distinguished from the present case.
- Olacao vs. National Labor Relations Commission, 177 SCRA 38 — Cited as an instance where a tardy appeal was accepted because the subject matter had been judicially settled with finality in another case, avoiding double reparation. Distinguished from the present case.
- Philippine Airlines, Inc. vs. NLRC, G.R. No. 120506, 28 October 1996, 263 SCRA 638 — Cited in support of the proposition that failure to perfect an appeal renders the judgment final and executory.
- Villaflor vs. Reyes, No. L-23702, 30 January 1968, 22 SCRA 385 — Cited in support of the public policy requirement that judgments should become final and irrevocable at some definite date fixed by law.
- Ditching vs. Court of Appeals, G.R. No. 109834, 18 October 1996, 263 SCRA 343 — Cited in support of the principle that a lawyer has the responsibility of monitoring and keeping track of the period of time left to file an appeal.
- Sta. Rita vs. Court of Appeals, G.R. No. 119891, 21 August 1995, 247 SCRA 484 — Cited in support of the principle that the right to appeal is a statutory right requiring strict compliance with the rules.
Provisions
- Section 39, Batas Pambansa Blg. 129 — Prescribes the fifteen-day period for appeal from final orders, resolutions, awards, judgments, or decisions of any court. Applied as the statutory basis for holding that petitioner's five-day late filing of his notice of appeal was jurisdictionally fatal, rendering the trial court's judgment final and executory.
Notable Concurring Opinions
Davide, Jr. (Chairman), Panganiban, and Quisumbing, JJ., concurred.