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Alicias, Jr. vs. Macatangay

The administrative complaint against four lawyers employed at the Civil Service Commission was dismissed for lack of jurisdiction on the part of the Integrated Bar of the Philippines. Complainant Eduardo R. Alicias, Jr. accused the respondent attorneys of gross neglect, gross ignorance of the law, and violation of the Lawyer's Oath in connection with the handling and resolution of his petition for review before the CSC. The IBP Investigating Commissioner and Board of Governors dismissed the complaint on the merits, finding it baseless. The Supreme Court reversed the IBP's assumption of jurisdiction, holding that the acts complained of all related to the respondents' discharge of official functions as government lawyers, placing the matter within the administrative disciplinary authority of the Office of the Ombudsman, not the IBP.

Primary Holding

The Integrated Bar of the Philippines has no jurisdiction over disbarment complaints against government lawyers when the charges involve administrative offenses committed in the discharge of their official duties; such complaints fall within the disciplinary jurisdiction of the Office of the Ombudsman.

Background

Eduardo R. Alicias, Jr., an Associate Professor at the University of the Philippines College of Education, filed an administrative complaint before the Civil Service Commission against Dean Leticia P. Ho of the same college for alleged violations of Republic Act No. 6713 (Code of Conduct and Ethical Standards for Public Officials and Employees). The CSC, through its Office of Legal Affairs and Regional Office in the National Capital Region, processed and eventually dismissed the complaint. The respondent attorneys—Myrna V. Macatangay, Karin Litz P. Zerna, Ariel G. Ronquillo, and Cesar D. Buenaflor—served in various capacities within the CSC and participated in the handling or resolution of Alicias' petition for review. Alicias thereafter filed a disbarment complaint against them before the Supreme Court, which referred the matter to the IBP for investigation.

History

  1. CSC-NCR, June 26, 2002 — dismissed Alicias' complaint against Ho for insufficiency to support a prima facie case.

  2. CSC, October 28, 2004 — released Resolution dismissing Alicias' petition for review for lack of merit; Commissioner Buenaflor was a signatory; the Resolution was mistakenly sent to Alicias' old address.

  3. CSC, August 1, 2006 — denied Alicias' Motion for Reconsideration; Commissioner Buenaflor was a signatory; Alicias did not appeal to the Court of Appeals.

  4. Supreme Court, October 8, 2007 — referred the administrative complaint to the IBP for investigation, report, and recommendation.

  5. IBP Board of Governors, December 10, 2011 — adopted and approved Commissioner Go-Binas' Report and Recommendation dismissing the complaint for lack of merit (Resolution No. XX-2011-288).

  6. IBP Board of Governors, June 21, 2013 — denied Alicias' Motion for Reconsideration, finding no cogent reason to reverse its findings (Resolution No. XX-2013-738).

  7. Supreme Court, January 11, 2017 — dismissed the administrative complaint for lack of jurisdiction on the part of the IBP; directed that a copy be furnished the Office of the Ombudsman.

Facts

Eduardo R. Alicias, Jr., an Associate Professor in the College of Education of the University of the Philippines, filed an initial complaint against Dean Leticia P. Ho of the same college for two counts of violation of Republic Act No. 6713. The Civil Service Commission, through its Office of Legal Affairs then headed by Director IV Florencio P. Gabriel, Jr., referred the complaint to its Regional Office in the National Capital Region. In its Resolution dated June 26, 2002, the CSC-NCR found the complaint insufficient to support a prima facie case against Ho and dismissed it.

On July 12, 2002, Alicias filed a petition for review with the CSC. The CSC asked the CSC-NCR to comment. Pending resolution, Macatangay replaced Director Gabriel, Jr. as Officer-in-Charge of the CSC-OLA. Alicias sent follow-up letters dated May 5, 2003 and April 26, 2004. On August 9, 2004, the CSC deliberated on a draft resolution prepared by the CSC-OLA, but the draft was returned for re-writing. On August 30, 2004, Zerna succeeded Macatangay as Officer-in-Charge of the CSC-OLA. Alicias made a third follow-up on September 16, 2004 through a handwritten note, but claimed he never received any reply from the CSC-OLA.

On October 28, 2004, the CSC released a Resolution dismissing Alicias' petition for review for lack of merit. As CSC Commissioner, Buenaflor was one of the signatories. The Resolution was mistakenly sent to Alicias' old address in Quezon City, and he never received a copy. Unaware that his petition had already been resolved, Alicias moved for its resolution on February 16, 2006, followed by another letter on April 10, 2006. Ronquillo, who had assumed as Director IV of the CSC-OLA, received the Motion for Resolution and replied that the petition for review had already been dismissed on October 28, 2004.

On April 26, 2006, Alicias received through registered mail a copy of the CSC's Resolution. He filed a Motion for Reconsideration, which was denied on August 1, 2006, with Commissioner Buenaflor again among the signatories. Alicias did not appeal the CSC's Resolution to the Court of Appeals. On April 11, 2007, he filed the present administrative complaint before the Supreme Court, accusing Macatangay, Zerna, Ronquillo, and Buenaflor of violation of the Lawyer's Oath or Code of Professional Responsibility, gross neglect of duty, and gross ignorance of the law. He alleged that the respondents, by reason of their respective offices in the CSC, participated directly or indirectly in writing or approving the Resolution, and committed several procedural and substantive lapses including failure to evaluate records, failure to hear arguments, ignoring documentary evidence, erroneous application of jurisprudence, denial of due process, and willful non-service of the Resolution.

Arguments of the Petitioners

  • Due Process and Procedural Lapses: Petitioner alleged that respondents (1) did not conduct a careful evaluation of the records; (2) did not hear the arguments of both parties; (3) ignored uncontroverted documentary evidence; (4) erroneously applied established jurisprudence; (5) denied him due process by not furnishing him a copy of the CSC's Order directing the CSC-NCR to comment and a copy of the CSC-NCR comment; and (6) willfully did not give him a copy of the Resolution of his petition for review.
  • Nature of the Complaint: Petitioner contended that the administrative complaint is not an alternative remedy to seek judicial relief since it is founded on a different cause of action.
  • Bad Faith Not Required: Petitioner argued that bad faith is not an element to sustain an action for gross ignorance of the law, and that the failure to follow prescribed procedure constitutes malum prohibitum, such that proof of mere violation is sufficient without need of proving ill motive.

Arguments of the Respondents

  • Availability of Other Remedies: Respondents argued that Alicias was not denied due process because after the denial of his motion for reconsideration, he still had the available remedy of filing a petition for review on certiorari with the Court of Appeals under Rule 43.
  • Absence of Bad Faith: Respondents contended that no clear and convincing evidence had been offered to show bad faith or ulterior motive on their part.

Issues

  • Jurisdiction of the IBP: Whether the Integrated Bar of the Philippines has jurisdiction over a disbarment complaint against government lawyers charged with administrative offenses involving their official duties.

Ruling

  • Jurisdiction of the IBP: No. The IBP has no jurisdiction over disbarment complaints against government lawyers when the charges involve administrative offenses committed in the discharge of their official duties; such matters fall within the disciplinary authority of the Office of the Ombudsman.

Ruling Rationale

  • Jurisdiction of the IBP: The Office of the Ombudsman, under Section 15(1) of Republic Act No. 6770 and Article XI, Section 13(1) of the 1987 Constitution, is clothed with administrative disciplinary authority to investigate and prosecute any act or omission of any public officer or employee when such act or omission appears to be illegal, unjust, improper, or inefficient. In Samson vs. Restrivera, the Court ruled that the Ombudsman's jurisdiction encompasses all kinds of malfeasance, misfeasance, and non-feasance committed by any public officer during tenure. In Spouses Buffe vs. Secretary Gonzales, the Court held that the IBP has no jurisdiction over government lawyers charged with administrative offenses involving their official duties. Applying these principles, the allegations against the respondents—failure to evaluate CSC records, failure to evaluate documentary evidence, and non-service of CSC Orders and Resolutions—all relate to misconduct in the discharge of their official duties as government lawyers working in the CSC. These are acts or omissions connected with their official functions and thus within the administrative disciplinary jurisdiction of their superior or the Office of the Ombudsman, not the IBP.

Doctrines

  • Jurisdiction of the IBP over Government Lawyers — The Integrated Bar of the Philippines has no jurisdiction over disbarment or administrative complaints against government lawyers when the charges involve administrative offenses committed in the discharge of their official duties. Such complaints fall within the disciplinary authority of the Office of the Ombudsman pursuant to Section 15(1) of Republic Act No. 6770 and Article XI, Section 13(1) of the 1987 Constitution. The Court applied this doctrine by examining the nature of the allegations—failure to evaluate records, failure to evaluate evidence, non-service of orders—and concluding that all related to the respondents' official functions as CSC lawyers, thereby placing the matter outside the IBP's jurisdiction and within that of the Ombudsman.
  • Disciplinary Authority of the Office of the Ombudsman — The Office of the Ombudsman has administrative disciplinary authority over acts or omissions of any public officer or employee when such act or omission appears to be illegal, unjust, improper, or inefficient. Its jurisdiction encompasses all kinds of malfeasance, misfeasance, and non-feasance committed by any public officer during tenure, including government lawyers, except over officials removable only by impeachment, Members of Congress, and the Judiciary.

Key Excerpts

  • "In Spouses Buffe v. Secretary Gonzales, the Court held that the IBP has no jurisdiction over government lawyers who are charged with administrative offenses involving their official duties." — This passage states the controlling rule that determines the outcome: the IBP lacks jurisdiction over government lawyers charged in connection with their official functions.
  • "These are acts or omissions connected with their duties as government lawyers exercising official functions in the CSC and within the administrative disciplinary jurisdiction of their superior or the Office of the Ombudsman." — This is the Court's application of the jurisdictional rule to the specific allegations, concluding that the proper forum is the Ombudsman, not the IBP.

Precedents Cited

  • Samson vs. Restrivera, 662 Phil. 45 (2011) — Followed. The Court relied on this case for the proposition that the Ombudsman's jurisdiction encompasses all kinds of malfeasance, misfeasance, and non-feasance committed by any public officer during tenure.
  • Spouses Buffe vs. Secretary Gonzales, A.C. No. 8168, October 12, 2016 — Followed. The Court relied on this case as directly controlling authority for the rule that the IBP has no jurisdiction over government lawyers charged with administrative offenses involving their official duties.

Provisions

  • Section 15(1), Republic Act No. 6770 (The Ombudsman Act of 1989) — Empowers the Office of the Ombudsman to investigate and prosecute any act or omission of any public officer or employee when such act or omission appears to be illegal, unjust, improper, or inefficient. The Court applied this provision to establish that the Ombudsman, not the IBP, has disciplinary authority over the respondents' alleged misconduct.
  • Article XI, Section 13(1), 1987 Constitution — Clothes the Office of the Ombudsman with administrative disciplinary authority over government officials. The Court cited this as the constitutional basis for the Ombudsman's jurisdiction.
  • Section 21, Republic Act No. 6770 — Provides that the Office of the Ombudsman shall have disciplinary authority over all elective and appointive officials of the Government, except over officials removable only by impeachment, Members of Congress, and the Judiciary. The Court cited this to confirm the scope of the Ombudsman's disciplinary authority.
  • Section 47, Executive Order No. 292 (Administrative Code of 1987), Book V, Title I, Chapter 7 — Provides for the disciplinary jurisdiction of the Civil Service Commission and agency heads over government officers and employees. The Court cited this as an alternative basis, noting that the respondents' acts could also fall within the disciplinary jurisdiction of their superior.

Notable Concurring Opinions

Justices Diosdado M. Peralta, Jose Catral Mendoza, Marvic M.V.F. Leonen, and Francis H. Jardeleza concurred.