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SEC Memorandum Circular

123 issuances

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  1. Jul 31, 2015 SEC Memorandum Circular No. 8 (2015) AMENDMENT ON THE GUIDELINES AND PROCEDURES ON THE USE OF CORPORATE AND PARTNERSHIP NAMES
  2. Jul 10, 2015 SEC Memorandum Circular No. 7 (2015) STANDARDS AND RULES FOR ACCREDITATION OF SPECIAL ACCESSING ENTITIES TO THE CREDIT INFORMATION SYSTEM
  3. Jun 2, 2015 SEC Memorandum Circular No. 6 (2015) GUIDELINES ON THE USE OF CORPORATE NAMES OF CORPORATIONS WITH DISSOLVED AND REVOKED CERTIFICATES OF REGISTRATION
  4. May 29, 2015 SEC Memorandum Circular No. 5 (2015) AMENDMENT ON THE GUIDELINES AND PROCEDURES ON THE USE OF CORPORATE AND PARTNERSHIP NAMES
  5. Feb 13, 2015 SEC Memorandum Circular No. 4 (2015) AMENDMENT TO SECTION 3 OF SEC MEMORANDUM CIRCULAR NO. 19
  6. Dec 4, 2014 SEC Memorandum Circular No. 22 (2014) GUIDELINES FOR THE USE OF NOTIFICATION UPDATE FORM FOR FOREIGN CORPORATIONS
  1. Nov 28, 2014 SEC Memorandum Circular No. 21 (2014) GUIDELINES GOVERNING THE COMPUTATION OF CORPORATE TERM
  2. Sep 16, 2014 SEC Memorandum Circular No. 19 (2014) SUBMISSION OF THE ANTI-MONEY LAUNDERING OPERATING MANUAL AND ANTI-MONEY LAUNDERING COMPLIANCE FORM
  3. Sep 1, 2014 SEC Memorandum Circular No. 18 (2014) COMPLIANCE WITH SEC MEMORANDUM CIRCULAR NO. 11, SERIES OF 2014
  4. Aug 20, 2014 SEC Memorandum Circular No. 17 (2014) PARTICIPATION AND SUPPORT IN THE CONDUCT OF NATIONAL RISK ASSESSMENT
  5. Aug 13, 2014 SEC Memorandum Circular No. 16 (2014) PRINCIPAL OFFICE ADDRESS OF CORPORATIONS AND PARTNERSHIPS
  6. Jun 27, 2014 SEC Memorandum Circular No. 14 (2014) AMENDMENT TO THE REVISED CODE OF CORPORATE GOVERNANCE (RCCG) - EXEMPTION FROM INDEPENDENT DIRECTOR REQUIREMENT FOR CLOSE FINANCING COMPANIES
  7. Jun 24, 2014 SEC Memorandum Circular No. 13 (2014) COURSE UNITS ON FINANCIAL REPORTING AND AUDIT
  8. May 29, 2014 SEC Memorandum Circular No. 15 (2014) FILING OF SWORN STATEMENT AND CERTIFICATE OF EXISTENCE OF PROJECT SEPARATE FROM THE FILING OF FINANCIAL STATEMENTS
  9. May 26, 2014 SEC Memorandum Circular No. 12 (2014) CLARIFICATION FOR CHANGES AND UPDATES IN THE ANNUAL CORPORATE GOVERNANCE SCORECARD (ACGR)
  10. May 26, 2014 SEC Memorandum Circular No. 11 (2014) TEMPLATE FOR PUBLICLY-LISTED COMPANIES’ WEBSITES
  11. May 22, 2014 SEC Memorandum Circular No. 10 (2014) GUIDELINES AND DIRECTIVES TO ASSIST ISSUERS OF SECURITIES LISTED AND TRADED IN THE PHILIPPINE STOCK EXCHANGE IN COMPLYING WITH THE REQUIREMENTS OF BIR REVENUE REGULATION NO. 1-2014
  12. May 6, 2014 SEC Memorandum Circular No. 9 (2014) AMENDMENT TO THE REVISED CODE OF CORPORATE GOVERNANCE
  13. Apr 3, 2014 SEC Memorandum Circular No. 8 (2014) FOREIGN ACCOUNT TAX COMPLIANCE ACT
  14. Mar 6, 2014 SEC Memorandum Circular No. 7 (2014) GUIDELINES ON THE ACCREDITATION, OPERATIONS AND REPORTING OF CREDIT RATING AGENCIES
  15. Feb 20, 2014 SEC Memorandum Circular No. 6 (2014) AMENDMENT OF THE PRINCIPAL OFFICE ADDRESS
  16. Feb 15, 2014 SEC Memorandum Circular No. 3 (2014) CERTIFICATIONS REQUIRED IN SUPPORT TO A PETITION TO LIFT ORDER OF REVOCATION OF PRIMARY REGISTRATION
  17. Feb 5, 2014 SEC Memorandum Circular No. 5 (2014) GUIDELINES ON THE OUTSOURCING OF FUNCTIONS BY BROKER DEALERS
  18. Jan 23, 2014 SEC Memorandum Circular No. 4 (2014) CRMD GUIDELINES ON REFUND AND RE-APPLICATION OF FILING FEES AND EXCESS PENALTIES
  19. Jan 21, 2014 SEC Memorandum Circular No. 2 (2014) GUIDELINES ON ASSET VALUATIONS