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SEC Memorandum Circular No. 5-A (2003)

SEC Memorandum Circular · May 22, 2003

(NAR) VOL. 14 NOS. 1-2 / APRIL - JUNE 2003

[ SEC MEMORANDUM CIRCULAR NO. 5-A, s. 2003, May 22, 2003 ]

ADDENDUM TO SEC MEMORANDUM CIRCULAR NO. 5, SERIES OF 2003, RE: IMPLEMENTATION OF THE SELF- RATING SYSTEM ON CORPORATE GOVERNANCE

In addition to the companies enumerated in said Circular, the following entities are likewise required to submit their duly accomplished Corporate Governance Self- Rating Forms (CG-SRF) not later than July 31, 2003, to wit:

1. Government Securities Eligible Dealers (GSEDs);

2. Universal Banks Registered as Underwriters of Securities;

3. Investment Company Advisers;

4. Transfer Agents;

5. Clearing Agency and Clearing Agency acting as Depository; and 6. Issuers of Registered Time Shares, Proprietary and Non-Proprietary Membership Certificates. Adopted: 22 May 2003

(SGD.) LILIA R. BAUTISTA Chairperson

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