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# AK279548
Akbayan Citizens Action Party ("AKBAYAN"), et al. vs. Aquino, et al.

Petitioners, comprising non-government organizations, Congresspersons, citizens, and taxpayers, filed a petition for mandamus and prohibition to compel respondents, government officials involved in the Japan-Philippines Economic Partnership Agreement (JPEPA) negotiations, to disclose the full text of the JPEPA, including the Philippine and Japanese offers submitted during the negotiation process. While the final text of the JPEPA was eventually made public after its signing, rendering that part of the petition moot, the Supreme Court addressed the demand for the negotiation offers. The Court dismissed the petition, upholding the respondents' claim of executive privilege over the diplomatic offers, reasoning that their disclosure could jeopardize future negotiations and harm national interests, and that petitioners failed to demonstrate a sufficient showing of need to overcome this presumptive privilege.

Primary Holding

Offers exchanged by parties during diplomatic negotiations for a treaty, such as the JPEPA, are covered by executive privilege, specifically the diplomatic negotiations privilege, and remain confidential even after the main treaty text is published, unless a sufficient showing of public interest or need to overcome the privilege is demonstrated by the requesting party.

Background

The case arose from the negotiation of the Japan-Philippines Economic Partnership Agreement (JPEPA), a comprehensive bilateral free trade agreement between the Philippines and Japan. Amidst concerns about transparency and the potential impact of the agreement on various national interests, petitioners sought access to the complete JPEPA documents, including the initial offers exchanged between the two countries during the negotiation phase, which the government had kept confidential.

History

  1. House Resolution No. 551 was filed by petitioners Congressmen Tañada III and Aguja on January 25, 2005, calling for an inquiry into bilateral trade agreements, particularly JPEPA.

  2. The House Special Committee on Globalization conducted an inquiry and requested respondent Undersecretary Aquino and later Executive Secretary Ermita for copies of JPEPA drafts and related documents, which were largely unheeded or deferred pending completion of negotiations.

  3. The House Committee resolved on August 31, 2005, to issue a subpoena for the JPEPA draft, but its issuance was held in abeyance at the request of then House Speaker Jose de Venecia, pending Presidential consent for disclosure.

  4. Petitioners filed the present petition for Mandamus and Prohibition with the Supreme Court on December 9, 2005, seeking disclosure of JPEPA documents.

  5. The JPEPA was signed by President Gloria Macapagal-Arroyo and Japanese Prime Minister Junichiro Koizumi on September 9, 2006, and subsequently endorsed to the Philippine Senate for concurrence. The full text was made public on September 11, 2006.

Facts

  • Petitioners, including NGOs, Congresspersons, and citizens, sought the full text of the Japan-Philippines Economic Partnership Agreement (JPEPA), including Philippine and Japanese offers and all pertinent attachments, from respondent government officials during the negotiation phase.
  • House Resolution No. 551 was filed in January 2005, initiating a House Special Committee on Globalization inquiry into JPEPA negotiations.
  • The House Committee repeatedly requested copies of the latest JPEPA draft and related documents from respondent Undersecretary Tomas Aquino (Chairman of the Philippine Coordinating Committee for JPEPA) and Executive Secretary Eduardo Ermita.
  • Respondents generally replied that the documents would be provided once negotiations were completed and legal reviews conducted, citing the ongoing and sensitive nature of the negotiations.
  • The House Committee resolved to issue a subpoena for the JPEPA draft, but then House Speaker Jose de Venecia requested that its issuance be held in abeyance pending the President's consent for disclosure.
  • The JPEPA was eventually signed by President Arroyo and Japanese Prime Minister Koizumi on September 9, 2006, and its full text was made publicly available on September 11, 2006, after which it was endorsed to the Senate for concurrence.
  • Despite the publication of the final JPEPA text, petitioners maintained their demand for the initial Philippine and Japanese offers exchanged during the negotiations.

Arguments of the Petitioners

  • The refusal to disclose JPEPA negotiation documents violates their constitutional right to information on matters of public concern (Art. III, Sec. 7) and the state policy of full public disclosure of transactions involving public interest (Art. II, Sec. 28).
  • Non-disclosure undermines their right to effective and reasonable participation in social, political, and economic decision-making (Art. XIII, Sec. 16).
  • Disclosing the JPEPA contents only after conclusion would render the Senate a mere rubber stamp, violating the principle of separation of powers.
  • The diplomatic negotiations privilege, if applicable, is qualified and should yield to the overriding public interest in transparency and participation, especially for an economic treaty with far-reaching implications.
  • Members of the House of Representatives require the documents to meaningfully exercise their legislative power to regulate international trade under Article VI, Section 28(2) of the Constitution and P.D. 1464.
  • Respondents failed to timely and properly invoke executive privilege during the House Committee hearings, thereby waiving it.

Arguments of the Respondents

  • Petitioners lack standing to sue.
  • The petition became moot and academic with the public disclosure of the full JPEPA text after its signing.
  • The documents sought, particularly the "rolling texts" and negotiation offers, are covered by executive privilege, specifically the privilege for diplomatic negotiations, as they involve matters of diplomatic character under negotiation and review.
  • Disclosure of ongoing diplomatic negotiations and offers would prejudice the government's negotiating position, impair its ability to explore alternatives, and harm future diplomatic relations and negotiations with other countries.
  • The President is the sole organ of the nation in its external relations and treaty negotiations, a field where Congress cannot intrude.
  • Practical and strategic considerations, similar to those according confidentiality to judicial deliberations and working drafts of opinions, counsel against disclosure of negotiation documents.

Issues

  • Whether petitioners have standing to file the suit.
  • Whether the public disclosure of the JPEPA's final text rendered the petition moot concerning the demand for the full text and, more specifically, the Philippine and Japanese offers.
  • Whether the offers exchanged between the Philippines and Japan during the JPEPA negotiations are covered by executive privilege.
  • Assuming the offers are covered by executive privilege, whether petitioners have demonstrated a public interest or need sufficient to overcome this privilege.
  • Whether respondents timely and properly invoked executive privilege.

Ruling

  • The Supreme Court dismissed the petition.
  • The Court held that petitioners, as citizens, have standing to sue based on the public's right to information.
  • The prayer for disclosure of the "full text" of the JPEPA was deemed moot due to its public release after signing. However, the demand for the Philippine and Japanese offers exchanged during negotiations was not moot.
  • The Court ruled that the offers exchanged during the JPEPA negotiations are covered by executive privilege, specifically the diplomatic negotiations privilege. This privilege is based on the necessity of confidentiality in diplomatic dealings to allow for frank discussions, protect negotiating positions, and maintain trust with foreign counterparts, which is essential for successful diplomacy and the national interest.
  • Citing PMPF v. Manglapus, the Court affirmed that secrecy in negotiations with foreign countries is not violative of the right to information. This privilege extends to offers even after the main treaty text is published, as their disclosure could impair future negotiations with other countries.
  • The privilege for diplomatic negotiations is presumptive, not absolute. However, petitioners failed to make a "sufficient showing of need" or demonstrate an overriding public interest that would justify breaching the confidentiality of these diplomatic offers. Their general claims of the right to information and participation were insufficient to overcome the privilege in this specific context.
  • The Court found that petitioner-members of the House of Representatives also failed to show that the information was critical to their legislative functions, as treaty negotiation is primarily an executive function, and the power to fix tariffs does not equate to a power to oversee or interfere with treaty negotiations.
  • The Court held that respondents' failure to explicitly claim executive privilege during the House Committee hearings (which involved mere requests, not subpoenas) did not constitute a waiver. While the invocation in their Comment to the Supreme Court did not strictly follow the Senate v. Ermita requirement (invocation by the President or the Executive Secretary "by order of the President"), the Court sustained the privilege due to the peculiar circumstance that Senate v. Ermita was not yet final and executory when the Comment was filed.

Doctrines

  • Right to Information (Constitution, Art. III, Sec. 7) — The constitutional right of the people to information on matters of public concern, and access to official records and documents. The Court affirmed JPEPA negotiation documents as matters of public concern but held that this right is not absolute and is subject to limitations such as executive privilege.
  • Executive Privilege — The power of the President and high-level executive officials to withhold certain information from the public, Congress, and the courts, grounded in the separation of powers. The Court reaffirmed its validity and applied it to protect diplomatic negotiation offers.
  • Diplomatic Negotiations Privilege — A specific type of executive privilege protecting the confidentiality of communications, documents, and offers exchanged during diplomatic negotiations with foreign states to ensure candor, protect national interests, and facilitate successful diplomacy. The Court held this privilege covered the JPEPA negotiation offers and was not automatically lifted by the publication of the final treaty text. It is presumptive and can be overcome by a sufficient showing of need.
  • Deliberative Process Privilege — Protects advisory opinions, recommendations, and deliberations forming part of the process by which governmental decisions and policies are formulated, to encourage frank internal discussions. The Court noted its close resemblance and similar rationale to the diplomatic negotiations privilege, both aiming to enhance the quality of decision-making.
  • Presidential Communications Privilege — Protects communications made by or to the President in the exercise of official duties, essential for the President's independence in decision-making. The Court mentioned its similar rationale to the diplomatic negotiations privilege.
  • Separation of Powers — The constitutional doctrine dividing governmental powers among the legislative, executive, and judicial branches. The Court applied this to affirm that treaty negotiation is primarily an executive function, limiting congressional intrusion into the negotiation process itself, though Senate concurrence is required for treaty validity.
  • Mootness — A principle rendering a case non-justiciable if supervening events make it impossible for the court to grant any effectual relief. The Court found the request for the JPEPA's full text moot after its public release but held the request for negotiation offers was not moot.
  • Standing (Locus Standi) — The legal right of a party to bring a lawsuit, requiring a personal and substantial interest in the case. The Court held that petitioners, as citizens invoking their right to information, possessed the requisite standing.
  • Treaty-Making Power (Constitution, Art. VII, Sec. 21) — The President's authority to enter into treaties and international agreements, subject to concurrence by two-thirds of all Senate members. The Court emphasized that the negotiation phase is an executive power, distinct from the Senate's role in concurrence.

Key Excerpts

  • "secrecy of negotiations with foreign countries is not violative of the constitutional provisions of freedom of speech or of the press nor of the freedom of access to information." (Citing PMPF v. Manglapus)
  • "The nature of diplomacy requires centralization of authority and expedition of decision which are inherent in executive action. Another essential characteristic of diplomacy is its confidential nature." (Citing PMPF v. Manglapus)
  • "Applying the principles adopted in PMPF v. Manglapus, it is clear that while the final text of the JPEPA may not be kept perpetually confidential - since there should be 'ample opportunity for discussion before [a treaty] is approved' - the offers exchanged by the parties during the negotiations continue to be privileged even after the JPEPA is published."
  • "Diplomatic negotiations, therefore, are recognized as privileged in this jurisdiction, the JPEPA negotiations constituting no exception. It bears emphasis, however, that such privilege is only presumptive."
  • "information on inter-government exchanges prior to the conclusion of treaties and executive agreements may be subject to reasonable safeguards for the sake of national interest." (Citing Chavez v. PCGG)
  • "Petitioners have failed to present the strong and 'sufficient showing of need' referred to in the immediately cited cases. The arguments they proffer to establish their entitlement to the subject documents fall short of this standard."

Precedents Cited

  • PMPF v. Manglapus — As the controlling precedent establishing the privileged character of diplomatic negotiations, emphasizing the necessity of secrecy for effective diplomacy and the President's role as the sole organ in external relations. The Court followed its reasoning in upholding the privilege for JPEPA offers.
  • Chavez v. PCGG — Referenced for recognizing that information on inter-government exchanges prior to the conclusion of treaties may be subject to reasonable safeguards for national interest, supporting the concept of privilege in such contexts.
  • Chavez v. Public Estate Authority (PEA) — Cited for its ruling that the constitutional right to information on on-going negotiations does not cover recognized exceptions like diplomatic secrets, even for definite government propositions.
  • Senate v. Ermita — Reaffirmed the doctrine of executive privilege and its scope, and outlined the procedural requirement for its invocation (by the President or Executive Secretary "by order of the President"). The Court considered its application regarding the timing of the privilege claim.
  • Legaspi v. Civil Service Commission — Cited for its definition of "public concern" in the context of the right to information, establishing that JPEPA and its negotiation documents fall under this category.
  • U.S. v. Nixon; Senate Select Committee v. Nixon; In re Sealed Case (Espy) — U.S. Supreme Court cases cited as establishing the criteria for overcoming executive privilege, particularly the requirement of a "sufficient showing of need" by the party requesting information.
  • Fulbright & Jaworski v. Department of the Treasury — A U.S. District Court decision cited to illustrate the application of deliberative process privilege concepts to diplomatic negotiation materials, supporting the confidentiality of such documents.
  • U.S. v. Curtiss-Wright Export Corp. — A U.S. Supreme Court case, foundational for the principle (cited in PMPF v. Manglapus) that the President is the "sole organ" of the nation in its external relations, underpinning the executive's lead role in treaty negotiations.
  • BAYAN v. Executive Secretary; Pimentel v. Executive Secretary — Philippine Supreme Court cases reiterating the President's primary and exclusive authority in the negotiation of treaties.

Provisions

  • Constitution, Article III, Section 7 (Right to Information) — The primary constitutional basis for petitioners' demand for JPEPA documents. The Court recognized its applicability but ruled it is limited by executive privilege.
  • Constitution, Article II, Section 28 (Policy of Full Public Disclosure) — Invoked by petitioners to support their claim for transparency. The Court noted this policy is also subject to limitations.
  • Constitution, Article XIII, Section 16 (Right to Participation) — Argued by petitioners that non-disclosure hinders this right. The Court found that the eventual publication of the JPEPA text allowed for public participation.
  • Constitution, Article VII, Section 21 (Treaty-Making Power) — Defines the President's power to enter into treaties with Senate concurrence. The Court emphasized that negotiation is an executive function.
  • Constitution, Article VI, Section 28(2) (Power to Fix Tariffs) — Relied upon by petitioner-Congressmen for their claim to information for legislative purposes. The Court distinguished this power from the power to negotiate treaties.
  • Executive Order No. 213 — Mentioned as the legal basis for the creation of the Philippine Coordinating Committee (PCC) to study and negotiate the JPEPA.
  • Presidential Decree No. 1464 (Tariff and Customs Code), Sections 401 and 402 — Cited by petitioners to argue that the President's power to enter into trade agreements is delegated by Congress. The Court held this did not diminish the President's inherent constitutional power to negotiate treaties.

Notable Concurring Opinions

  • Justice Antonio T. Carpio — Concurred with the ponencia, emphasizing that offers and counter-offers in treaty negotiations are diplomatic secrets protected by executive privilege. He argued that disclosure after treaty signing depends on the consent of both negotiating States, as unilateral disclosure could harm a State's future negotiating strategies. He also noted that the Senate, during ratification, has the right to access these offers in executive session.

Notable Dissenting Opinions

  • Chief Justice Reynato S. Puno — Dissented strongly, arguing that the "balancing of interests" test, rather than the "showing of need" test, should apply when the public's constitutional right to information collides with executive privilege. He emphasized the elevated constitutional status of the right to information in the Philippines and contended that respondents failed to sufficiently justify withholding the JPEPA negotiation offers after the negotiations had concluded. Puno highlighted the numerous contested provisions in JPEPA requiring informed public debate and criticized the majority's reliance on U.S. jurisprudence (like Curtiss-Wright) without fully calibrating it to the Philippine constitutional framework. He also pointed out that the Executive Secretary's invocation of privilege did not meet the procedural requirements set in Senate v. Ermita.
  • Justice Adolfo S. Azcuna — Dissented, fully agreeing with Chief Justice Puno's Dissenting Opinion. He particularly emphasized Congress's "informing function" as a basis for accessing information, beyond its legislative or oversight roles, to enlighten the electorate. He cited Mexico's constitutional amendment strengthening the public's right to know as an example of a global trend towards transparency. He also agreed that Executive Secretary Ermita did not properly invoke executive privilege.